Epstein Files Search

EFTA01274387Set 10

2014-02-02330p153,621w

Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information ... Feb26 Receive Dtc ALSTOM ADR 4,875.000 12,675.50 CUSIP: 021244207 Feb26 Receive Dtc ASTRAZENECA PLC SPON ACP 365.000 24.747.00 CUSP: 046353108 Feb26 Receive Dtc BAE SYSTEMS PLC SPON ... basis (S) al Mat 31 (5) Mar 31 (S) gen or ion (5) period ASTRAZENECA PLC SPON APR Symbol: AZN Exchange. NYSE EAI: 41,022 Current yield

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274387.pdf

EFTA01565151Set 10

2013-02-0138p3,762w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost ASTRAZENECA PLC SPONS ADR @ 45.9832 6,437.65 BROKERAGE 5.60 TAX &/OR SEC .15 ESI SECURITIES COMPANY ... BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565151.pdf

EFTA01565189Set 10

2013-02-01149p14,932w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost ASTRAZENECA PLC SPONS ADR @ 45.9832 6,437.65 BROKERAGE 5.60 TAX &/OR SEC .15 ESI SECURITIES COMPANY ... BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565189.pdf

EFTA01565500Set 10

2013-04-0147p4,657w

left in the account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR ABB ASTRAZENECA PLC SPONS ADR AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER ... SPONS ADR @ 21.171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: ) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: ) BAE SYSTEMS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf

EFTA01565004Set 10

2013-01-01147p14,188w

EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER ... Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565004.pdf

EFTA01564970Set 10

2013-01-0134p3,114w

EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER ... Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01564970.pdf

EFTA01567387Set 10

2014-02-0126p4,060w

Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 021244-20-7) ASTRAZENECA PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567387.pdf

EFTA01567413Set 10

2014-02-01137p14,690w

Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W ... Delivery Free Delivery Free Delivery Free Delivery Free Delivery Free Delivery Free Delivery Description ASTRAZENECA PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567413.pdf

EFTA01566056Set 10

2013-07-0145p4,315w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURITIES COMPANY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566056.pdf

EFTA01566101Set 10

2013-07-01167p16,599w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURITIES COMPANY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566101.pdf

EFTA01565547Set 10

2013-04-01157p15,782w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565547.pdf

EFTA01565365Set 10

2012-12-31135p13,803w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... 03/13/13 (ID: UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% AS OF 03/13/13 (ID: ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: BHP LTD SPONS ADR @ 1.14 PER SHARE (ID: ROYAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565365.pdf

EFTA01565338Set 10

2013-03-0127p2,670w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R ... 03/01/13 UNILEVER N V @ 0.3237 PER SHARE AS OF 03/13/13 (ID: 904784-70-9) ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: 046353-10-8) BHP LTD SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565338.pdf

EFTA01566467Set 10

2013-07-0133p3,225w

SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 0.180072 PER SHARE (ID: 497350-30-6) ASTRAZENECA PLC SPONS ADR @ 0.90 PER SHARE (ID: 046353-10-8) UNITED OVERSEAS BANK LTD SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566467.pdf

EFTA01566500Set 10

2013-06-30156p15,338w

SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES ... KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX WITHHELD JAPAN 7.10% (ID: 497350-30-6) ASTRAZENECA PLC SPONS ADR @ 0.90 PER SHARE (ID: 046353-10-8) UNITED OVERSEAS BANK LTD SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566500.pdf

EFTA01274717Set 10

2015-10-02224p112,706w

Security total 1,000.003 21338 21 ,337 77 18,880 00 -2.457.77 ASTRAZENECA PLC SPON ACR Symbol AZN Exchange: NYSE (Al: 31,007 Current yield ... Sectrity total 1,000« 21338 21337.77 18,820 00 -2.517.77 ASTRAZENECA PLC WON Aca Symbol. AZN Exchange. NYSE EAI: $1,007 Current yield

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274717.pdf

EFTA01565909Set 10

2013-06-01147p14,553w

account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR BAES Y BAYER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565909.pdf

EFTA01565704Set 10

2013-05-0136p3,341w

left in the account. Equity Detail Price EAFE Equity ABB LTD SPONS ADR ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565704.pdf

EFTA01565879Set 10

2013-06-0130p2,909w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565879.pdf

EFTA01565740Set 10

2013-05-01139p14,270w

account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565740.pdf