EFTA00812016Set 9
2018-02-1225p6,392w
Completed Startup
(Series A) Aug-2016
1. Seed Round 08- $3.00M 43.00M 412.75M 415.75M Completed Startup
Feb-2016
t Indicates an Add-On
E Estimated ... Advisor Valar Ventures
Deal #2: Early Stage VC (Series A), $9.25M, Completed; 17-Aug-2016
VC Round 2 Round Financing Venture Capital- Total Invested $9.25M
Deal Types Early ... Deal Status Completed Total Invested $9.25M CEO/Lead Mgt Brandon
Deal Date 17-Aug-2016 Equity Krieg
% Acquired 28.57% Investor 53.92% Site New York,
Ownership NY
Stock Split
https://www.justice.gov/epstein/files/DataSet%209/EFTA00812016.pdf
EFTA00631068Set 9
2015-10-305p942w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or —S332,781)
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells European
https://www.justice.gov/epstein/files/DataSet%209/EFTA00631068.pdf
EFTA00841992Set 9
2015-10-308p1,045w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or —$332,781)
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells European
https://www.justice.gov/epstein/files/DataSet%209/EFTA00841992.pdf
EFTA00666235Set 9
2015-10-307p1,418w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
EFTA00666236
Net Premium:
SOFL Pays 3.35% of JPY Notional (or —$332,781)
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells European
https://www.justice.gov/epstein/files/DataSet%209/EFTA00666235.pdf
EFTA01131674Set 9
2015-10-304p761w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or - $10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or - $10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or '332,781)
12m
EFTA01131674
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells European
https://www.justice.gov/epstein/files/DataSet%209/EFTA01131674.pdf
EFTA00639096Set 9
2015-10-306p1,206w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or —$332,781)
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
EFTA00639098
SOFL sells
https://www.justice.gov/epstein/files/DataSet%209/EFTA00639096.pdf
EFTA00842001Set 9
2015-10-309p1,263w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call on JPY/KRO
Strike ... Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or 4332,781)
EFTA00842003
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
EFTA00842005
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells
https://www.justice.gov/epstein/files/DataSet%209/EFTA00842001.pdf
EFTA01131678Set 9
2015-10-307p852w
JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Leg 2: European Option Call
SOFL sells European JPY Call ... Strike: 10.39918
Notional: JPY 1,200,000,000 (or —$10mm)
Expiry: Tue 02-Aug-2016 (9m)
Net Premium:
SOFL Pays 3.35% of JPY Notional (or —$332,781)
12m
JPY/KRO Forward ... Call on JPY/KRO
Strike: 9.4538
Notional: JPY 1,200,000,000
Expiry: Tue 02-Aug-2016 (9m)
Premium: 6.07% of JPY Notional
Leg 2: European Option Call
SOFL sells European
https://www.justice.gov/epstein/files/DataSet%209/EFTA01131678.pdf
525035553/1110119325",-190403.62,"USD"„" ","SOUTHERN
EFTA01476736
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01476736.pdf
525035553/1110119325",-205581.04,"USD"„" ","SOUTHERN
EFTA01476761
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01476761.pdf
525035553/1110119325",-148818.54,"USD"„" ","SOUTHERN
EFTA01476722
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01476722.pdf
525035553/1110119325",-154844.56,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW", ," ","SHORT"," ",9.617,"
EFTA01475939
0
, , ," ", , ,ilSELL"," ", , , , , "," ","DEUTSCHE BANK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475939.pdf
525035553/1110119325",106439.15,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
", , ," ", , ,"SELL"," ", , , ," "," ","DEUTSCHE BANK AG, LONDON,
LONDON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475606.pdf
525035553/1110119325",20426.56,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
", , ," ", , ,"SELL"," ", , , ," "," ","DEUTSCHE BANK AG, LONDON,
LONDON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475659.pdf
525035553/1110119325",55108.46,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
„ ," ", „"SELL"," "„" ", „" "," ","DEUTSCHE BANK AG, LONDON,
LONDON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475856.pdf
525035553/1110119325",15731.78,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
„ ," ", „"SELL"," ", ," "," ","DEUTSCHE BANK AG, LONDON,
LONDON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475697.pdf
525035553/1110119325",78882.55,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
, „"SELL"," ", I I I ," "," ","DEUTSCHE BANK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475746.pdf
525035553/1110119325",77146.93,"USD"„" ","SOUTHERN
FINANCIAL, LLC",30-Oct-2015,30-Oct-2015,04-Aug-2016,02-
Aug-2016„-1200000000,"JPY",11540400000.00,"KRW"„" ","SHORT"," ",9.617,"
", , ," ", , ,"SELL"," ", , , ," "," ","DEUTSCHE BANK AG, LONDON,
LONDON
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475645.pdf