Epstein Files Search

EFTA01289201Set 10

2017-12-01240p98,707w

Identifier: 990AM C2D7 ISINt S699990%823 CO 024.1341250.000 Underlying Security Identifier: MOO OPTION ROOT: AVGO Underlying Security Price:5256.90 .20.00 of these contracts area short position 12/15117 ... IONA 9399990%823 EXP 20.000 10.3825 -20,608.52 USD 990A109FM 24-170250000 OPTION ROOT: AVGO OPENING TRANSACTION UNSOL EXCHANGE LISTED 12118/17 09129117 CORRECTED SELL CALL DO BROADCOM LTD SHS IONA ... SG9999014823EXP -20.000 10.3825 20.698.52 USD 990AL09FM 24470250 000 OPTION ROOT: AVGO OPENING TRANSACTION UNSOL EXCHANGE LISTED Page 22 of 3' Rated banal Clewingliner Pagel% U.C. • Say caned Eery Year %ice1007

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289201.pdf

EFTA01422040Set 10

2015-08-1211p5,461w

2/13/2018 SELL -40 AVGO 03162018 P 230 5.24125 PUT 100 BROADCOM LTDSHS ISIN#5G9999014823 EXP 03-16-18@230.000OPTION ROOT= AVGO 20965 120 0 6.49 2083 8.51 USD 2/13/2018 ... 2/14/2018 Sell -40.00000 Ps of AVGO 03162018 P 230 at 5.241250 000 N/A N/A 20838.51 2/13/2018 SELL -40 AVGO 03162018 C 240 11.90 CALL 100 BROADCOM LTD SHS EFTA01422041 ISIN ... SG9999014823 EXP 03-16-18@240.000OPTION ROOT= AVGO 47600 120 0 7.10 4747 2.90 USD 2/13/2018 2/14/2018 Sell -40.00000 Cs of AVGO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422040.pdf

EFTA01418230Set 10

2017-09-1426p2,384w

TAZT4051016 2,000.0000 AVGO - 20.0000 AVGO 12152017 C 250 - 20.0000 AVGO 12152017 P 240 1,000,000.0000 FTR3670829 1,000,000.0000 FTR3684517 2,000.0000 AVGO - 20.0000 AVGO ... AVGO 12152017 P 240 10.0000 TWX 01192018 C 100 2,593.0000 FXE 01192018 P 112 7.0000 FXE 01192018 P 112 1,000,000.0000 SVM.GD 350,000.0000 SVM.GD 80,000.0000 SVM.GD ... AAPL 900.0000 SPY 03162018 C 270 2,000.0000 NAPRF 30,000.0000 AND - 20.0000 AVGO 01192018 C 260 - 20.0000 AVGO 02162018 C 250 20.0000 AVGO 12152017 C 250 20.0000 AVGO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418230.pdf

EFTA01433955Set 10

2017-12-111p446w

CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 02-16-188250.000OPTION ROOT= AVGO AVGO 02162018 C 250 SELL -20 18.435 3680 3.14 60 0 6.86 Sell ... AVGO 02162018 C 250 at 18.435000000 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISINISG99990 14823 EXP 01-19-18@260.000OPTION ROOT= AVGO AVGO 01192018 C 260 SELL ... Sell -20.00000 Cs of AVGO 01192018 C 260 at 10.596500000 12/15/2017 12/15/2017 12/18/2017 PUT 100 GILEAD SCIENCES INC EXP 01-19-18 @75.000 OPTION ROOT= GILD GILD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433955.pdf

EFTA01420334Set 10

2017-12-151p471w

BROADCOM LTD SHS ISIN#SG99990 14823 EXP 02-16-18@250.0000PTION ROOT= AVGO AVGO 02162018 C 250 SELL -20 18.435 3680 3.14 60 0 6.86 Sell ... AVGO 02162018 C 250 at 18.435000000 USD 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 01-19-180260.0000PTION ROOT= AVGO AVGO 01192018 C 260 SELL ... Sell -20.00000 Cs of AVGO 01192018 C 260 at 10.596500000 USD 12/13/2017 12/13/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL -1700 17.25 29218.32 100 0 6.68 Sell

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420334.pdf

EFTA01373303Set 10

2017-09-251p541w

TA2T4051016 101,00000000 643.84320 000 000 USD 1,009.10 9/29/2017 10/3/2017 WY 2.000.0000 AVGO 242864390/0 -4817N3.78 80.00 600 USD 0.00 9494017 104/2017 SELL 200000 AVGO 12152017C ... 1043/2017 BUY 1000.000.0000 F1R3684517 98.75000000 93730000 0.00 6.03 USD zs0000 1043/2017 1047/2017 WY 2000.0000 AVGO 249.94514000 -49969068 80.00 600 USD 0.00 10/13/2017 10/16/2017 SELL .20.000) AVGO 12152017C ... 1043/2017 10/1812017 SELL '20.0000 AVGO 12152017 P 240 7.85750000 13.21c W 6000 6.37 USD 0.00 1043/2017 10/16/2017

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373303.pdf

EFTA00807456Set 9

2015-06-1013p4,518w

11/17/2017 $0.8824 $0.8300 44,150 S (275.000) $262 9/2917 December 17 Puts on AVGO (20) 240.00 1205:2017 $11.9210 $4.4000 -$8,800 S (480.000) $15,042 9/2917 December 17 Calls ... AVGO (20) 250.00 12115,2017 $10.3825 $173500 435.100 S (500.000) -$14,335 10/1317 December 17 Puts on AVGO ... 10/1317 December 17 Calls on AVGO (20) 260.00 12115,2017 57.9475 $12.1000 -$24,200 S (520.000) -$8,305 EFTA00807458 9)27/17 December 17 Calls

https://www.justice.gov/epstein/files/DataSet%209/EFTA00807456.pdf

EFTA01373830Set 10

2017-09-211p539w

T4274051016 101,00000000 643.84320 000 000 USD 1,009.10 9/29/2017 10/3/2017 WY 2.000.0000 AVGO 242844390/0 -4557N3.38 80.00 600 USD 0.00 9/294017 104/2017 SELL 200000 AVG0 ... 1043/2017 BUY 1000.000.0000 F1R3684517 98.75000000 93750000 0.00 6.03 USD zs0000 1043/2017 1047/2017 WY 2000.0000 AVGO 249.94534000 -49969069 80.00 600 USD 0.00 10/13/2017 10/102017 SELL .20.000) AVGO 12152017C ... 1043/2017 10/1812017 SELL '20.0000 AVGO 12152017 P 240 7.85750000 13.21c W 6000 6.37 USD 0.00 1043/2017 10/16/2017 WY 100000 LW/101192018C 100 4.50000000 -450003 30.00 600 USD 0.00 1047/20/7

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373830.pdf

EFTA00604413Set 9

2018-01-309p3,096w

11/17/2017 $0.8824 $1.0950 $5,475 S (275.000) $1,063 912917 December 17 Puts on AVGO (20) 240.00 12/15/2017 $11.9210 $5.1500 $10,300 S (480.000) $13,542 9/29117 December 17 Calls ... AVGO (20) 250.00 12/15,2017 $10.3825 $16.8500 433,700 S (500.000) $12,935 10/13/17 December 17 Puts on AVGO (20) 240.00 12/15 ... 10/1317 December 17 Calls on AVGO (20) 260.00 12/15/2017 $7.9475 $11.1500 -$22,300 S (520.000) -$6,405 9/27/17 December 17 Calls on SPY L 500 254.00 12/15/2017

https://www.justice.gov/epstein/files/DataSet%209/EFTA00604413.pdf

EFTA01387631Set 10

2017-09-251p539w

TA2T4051016 101,00000000 643.84320 000 000 USD 1,009.10 9/29/2017 10/3/2017 WY 2.000.0000 AVGO 242844390/0 -4517N3.78 80.00 600 USD 0.00 9494017 104/2017 SELL 200000 AVG0 ... 1043/2017 BUY 1010.000.0000 F1R3684517 98.75000000 93780000 0.00 6.03 USD zs0000 1043/2017 1047/2017 WY 2000.0000 AVGO 249.94514000 -49969069 80.00 600 USD 0.00 10/13/2017 10/16/2017 SELL .20.000) AVGO 12152017C ... 1043/2017 10/1812017 SELL '20.0000 AVGO 12152017 P 240 7.85750000 13.21c W 6000 6.37 USD 0.00 1043/2017 10/16/2017 WY 100000 1W/101192018C 100 4.50000000 -4500.03 30.00 600 USD 0.00 1047/20/7 1018/2017

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387631.pdf

EFTA01005374Set 9

2018-07-135p1,016w

From: "jeffrey E." <jeevacation®gmail.com> To: Paul Barrett < Cc: Richard Kahn Subject: Re: AVGO Date: Fri, 13 Jul 2018 18:18:10 +0000 Inline-Images: image003.jpg; image001.jpg Again?? How many ... July 13, 2018 1:55 PM To: Paul Barrett Cc: Richard Kahn Subject: Re: AVGO EFTA01005374 Ive had enough!!!! Which puts ... Paul Barrett < > wrote: Any thoughts on the AVGO Aug puts? Stock trading at 204.50. Aug puts now $6.50 Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor

https://www.justice.gov/epstein/files/DataSet%209/EFTA01005374.pdf

EFTA02600580Set 11

2018-07-134p868w

July 13, 2018 6:13 PM To: jeffrey E. Cc: Richard Kahn Subject: RE: AVGO My initial recommendation this morning was to buy the $200 Aug puts. I still think ... July 13, 2018 1:55 PM To: Paul Barrett Cc: Richard Kah Subject: Re: AVGO hie had enough!!!! Which puts ??? On Fri, Jul 13, 2018 at 1:40 PM Paul ... Barrett wrote: Any thoughts on the AVGO Aug puts? Stock trading at 204.50. EFTA_R1_01787698 EFTA02600580 Aug puts now $6.50 Paul Barrett Alpha Group Capital

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02600580.pdf

EFTA02113512Set 10

2014-02-258p2,046w

EFTA_R1_00737172 EFTA02113512 ***AMT, DPZ, EXPD, HD, M, TMUS, TOL Ws pre-open / AVGO, EIX, FSLR, MIDD, RRC, SBAC Ws after close*" • Stifel Financial reports Q4 adj eps ahead ... initiates SNOW, • DB initiates BLOX (buy) & PKT (sell), Jefferies downgrades BAS/MWE • Raja initiates AVGO (op) & upgrades PEBO (buy), Susquehanna initiates ADBE (pos) Stifel initiates CARA/ALGT/ALK/DAUSAVE/UAL (buy) & HAAJBLU/LUV (hold) Canaccord upgrades ... TMUS, TNC, TOL, UNS, UNT, UTHR, VC, VSI, WCIC, WPC, ZINC Reporting Post-Close: AVGO, EIX, FSLR, QEP, RRC, SBAC, VRSK, ACCL, AEGN, AMC, AMRS, AMSG, ARC, ATHL, ATNI, AXTI

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113512.pdf

EFTA00811948Set 9

2019-01-317p2,042w

Cash Activity - Items over 50,000 STC IB - Sold 8000 AVGO @ 265.75 2,125,667 Dividends, Interest Income & Other Distributions 136,500 Enhanced DB Sold ... Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 1,017,120 - - Broadcom AVGO 5/17/18 4,000 1,000,000 1,017,120 - - Goklman Sachs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811948.pdf

EFTA00811649Set 9

2017-12-319p2,886w

12/5/17 (250) -21,493 0 -17,000 4,493 Short AVGO 260 Calls - exp Jan 19 2018 12/15/17 (2O) -21,127 0 -9,340 11,787 Shod GILD 75 Puts ... 12/15/17 (125) -20,994 0 44,500 -23,507 Short AVGO 250 Calls - exp Feb 16 2018 12/15/17 (20) -36.803 0 -29,000 7,803 Long SPY 270 Calls ... Short GILD 82.5 Calls - exp Dec 15 2017 10/24/17 (65) -325 0 0 Short AVGO 250 Calls - exp Dec 15 2017 10/13/17 (90) -59,120 0 0 Short

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811649.pdf

EFTA00945392Set 9

2018-06-255p1,050w

Just to maintain Fins exposure. It would top KRE up to $2MM. 3. MSFT, AVGO and Equinix — part of the data center theme. I think this theme has legs ... very small position. Would rather re-allocate to ICRE (regional bank exposure). 3. MSFT,AVGO and Equinix — part of the data center theme. I think this theme has legs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00945392.pdf

EFTA00944791Set 9

2018-06-253p674w

Just to maintain Fins exposure. It would top KRE up to $2MM. 3. MSFT, AVGO and Equinix — part of the data center theme. I think this theme has legs ... very small position. Would rather re-allocate to KRE (regional bank exposure). 3. MSFT, AVGO and Equinix — part of the data center theme. I think this theme has legs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00944791.pdf

EFTA00811897Set 9

2018-09-307p2,380w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 876.120 986,920 -15.173 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811897.pdf

EFTA00944585Set 9

2018-06-252p546w

Just to maintain Fins exposure. It would top KRE up to $2MM. 3. MSFT, AVGO and Equinix — part of the data center theme. I think this theme has legs ... very small position. Would rather re-allocate to KRE (regional bank exposure). 3. MSFT, AVGO and Equinix — part of the data center theme. I think this theme has legs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00944585.pdf

EFTA00811927Set 9

2018-11-307p2,137w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 893,960 949,640 -52.453 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf