EFTA00288367Set 9
2014-05-2216p5,530w
Equity 5503 0.30%
KMI US Equity (6,775) 0.12% AZN SS Equity 5509 0.30%
DISCA US Equity (6,841) 0.12% AEX Index 5,771 0.32%
TGT US Equity ... AZN LN Equity 6,166 12,676 49.10 72.98 21.51 2.26% (266.29)
AZN SS Equity 5,509 12,119 50.24 73.07 20.37 2.23% (202.04)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288367.pdf
EFTA00288351Set 9
2014-05-2116p5,486w
Equity 5,503 0.30%
KMI US Equity (6,775) 0.12% AZN SS Equity 5,509 0.30%
DISCA US Equity (6,841) 0.12% AEX Index 5,771 0.32%
TGT US Equity ... AZN LN Equity 6,166 12,676 49.80 74.03 21.77 2.23% II 626.01
AZN SS Equity 5,509 12,119 50.82 73.92 20.52 2.22% 527.07
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288351.pdf
EFTA00288575Set 9
2014-07-1016p5,485w
Positions 23.99%1 43 Positions 21.45%
T US Equity (8,039) 0.11% AZN SS Equity 5,580 0.28%
IBM US Equity (9,102) 0.13% MDY US Equity ... AZN LN Equity 6,259 12,950 50.16 74.41 39.18 1.23% (70.35)
AZN SS Equity 5,580 12,372 51.16 74.23 37.34 1.21% (128.97)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288575.pdf
EFTA00288655Set 9
2014-08-0416p5,251w
INTC US Equity 5,219 0.26%
US_TSY CREDIT 100,443 1.44% AZN SS Equity 5,399 0.27%
GB_TSY CREDIT 108,101 1.55% 1N1 US Equity ... AZN LN Equity 6,039 12,950 50.16 73.56 76.78 0.61% 238.28
AZN SS Equity 5,399 12,372 51.16 73.48 70.14 0.62% 181.93
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288655.pdf
EFTA00621035Set 9
2014-05-0116p5,485w
NOVN VX Equity 6,540 0.35%
SHCOMP Index (26,960) 0.49% AZN SS Equity 6,606 0.35%
CA_TSY CREDIT (54,099) 0.98% SX6P Index ... Equity 2,225 10,373 71.56 86.91 24.39 0.88% (67.53)
AZN LN Equity
AZN SS Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00621035.pdf
EFTA00288639Set 9
2014-07-2816p5,393w
Equity 5,510 0.27%
ISM Index (59,590) 0.81% AZN SS Equity 5,614 0.27%
SXOP Index (60,271) 0.82% WLP US Equity 5,792 0.28%
NG1Comdty ... AZN LN Equity 6,241 12,950 50.16 74.34 75.01 0.64% (70.42)
AZN SS Equity 5,614 12,372 51.16 74.38 76.74 0.59% (59.22)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288639.pdf
EFTA00598573Set 9
2014-07-2316p5,390w
Equity 5,692 0.27%
ISEQ Index (59,778) 0.78% AZN SS Equity 5,832 0.28%
SXOP Index (60,271) 0.79% WLP US Equity 5,882 0.28%
ICEXI Index ... AZN LN Equity 6,483 12,950 50.16 75.28 75.99 0.66% (34.48)
AZN SS Equity 5,832 12,372 51.16 75.28 72.00 0.65% (50.04)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00598573.pdf
EFTA00288623Set 9
2014-07-2316p5,390w
Equity 5,692 0.27%
ISEQ Index (59,778) 0.78% AZN SS Equity 5,832 0.28%
SXOP Index (60,271) 0.79% WLP US Equity 5,882 0.28%
ICEXI Index ... AZN LN Equity 6,483 12,950 50.16 75.28 75.99 0.66% (34.48)
AZN SS Equity 5,832 12,372 51.16 75.28 72.00 0.65% (50.04)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288623.pdf
EFTA01852337Set 10
2014-07-2816p5,238w
Equity 5,510 0.27%
ISEQ Index (59,590) 0.81% AZN SS Equity 5,614 0.27%
SXOP Index (60,271) 0.82% WLP US Equity 5,792 0.28%
NG1 Comdty ... AZN LN Equity 6,241 12,950 50.16 74.34 75.01 0.64% (70.42)
AZN SS Equity 5,614 12,372 51.16 74.38 76.74 0.59% (59.22)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01852337.pdf
EFTA00288671Set 9
2014-08-0816p5,219w
IBEX Index 5,203 0.25%
PSI2O Index (117,909) 1.64% AZN SS Equity 5,219 0.25%
MX_TSY CREDIT 121,882 1.70% 1N1 US Equity ... AZN LN Equity 5,804 12,950 47.78 69.20 72.48 0.62% (404.89)
AZN SS Equity 5,219 12,372 48.90 69.52 70.89 0.60% (276.44)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288671.pdf
EFTA00288816Set 9
2010-05-1516p5,505w
Equity 6,483 0.35%
SE_TSY CREDIT (44,333) 0.76% AZN SS Equity 6,660 0.36%
DK_TSY CREDIT 67,396 1.16% MAERSKB DC Equity ... AZN LN Equity 7,424 12,676 49.80 78.97 34.47 1.70% 220.50
AZN SS Equity 6,660 12,119 50.82 78.75 32.25 1.70% 83.57
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288816.pdf
EFTA00288607Set 9
2014-07-1716p5,390w
Index 5,418 0.26%
SHCOMP Index (39,032) 0.53% AZN SS Equity 5,568 0.27%
SXNP Index (44,130) 0.60% SXAP Index 5,573 0.27%
CAC Index ... AZN LN Equity 6,164 12,950 50.16 74.04 77.36 0.62% (193.97)
AZN SS Equity 5,568 12,372 51.16 74.18 75.87 0.59% (164.51)
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288607.pdf
EFTA00605676Set 9
2014-05-0116p5,412w
Equity 7,070 0.38%
DK_TSY CREDIT 67,396 1.22% AZN SS Equity 7,205 0.39%
CH_TSY CREDIT 69,328 1.25% P5120 Index 7,305 0.39%
STBCNZL Index ... AZN LN Equity 7,950 12,676 49.80 81.04 38.20 1.64% 245.22
AZN SS Equity 7,205 12,119 50.82 81.03 37.22 1.60%
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00605676.pdf
EFTA00288752Set 9
2014-05-0116p5,412w
Equity 7,070 0.38%
DK_TSY CREDIT 67,396 1.22% AZN SS Equity 7,205 0.39%
CH_TSY CREDIT 69,328 1.25% P5120 Index 7,305 0.39%
STBCNZL Index ... AZN LN Equity 7,950 12,676 49.80 81.04 38.20 1.64% 245.22
AZN SS Equity 7,205 12,119 50.82 81.03 37.22 1.60%
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288752.pdf
EFTA00288591Set 9
2014-07-1116p5,522w
Index 5,569 0.28%
XAU Comdty (31,099) 0.44% AZN SS Equity 5,629 0.28%
SHCOMP Index (39,032) 0.55% MDY US Equity 5,633 0.28%
ZA_TSY CREDIT ... AZN LN Equity 6,304 12,950 50.16 74.58 81.24 0.60% 44.71
AZN SS Equity 5,629 12,372 51.16 74.44 76.46 0.60% 49.86
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288591.pdf
EFTA00288784Set 9
2014-05-1316p5,491w
SXMP Index 6,655 0.36%
SE_TSY CREDIT (44,333) 0.77% AZN SS Equity 6,657 0.36%
DK_TSY CREDIT 67,396 1.16% UTX US Equity ... AZN LN Equity 7,308 12,676 49.80 78.51 33.77 1.71% 176.46
AZN SS Equity 6,657 12,119 50.82 78.73 31.89 1.72% 219.82
AZN US Equity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00288784.pdf