Epstein Files Search

EFTA01413446Set 10

2013-02-2719p1,901w

Prime cases (dating back to September), and a 2 month backlog for Prime and Actimize alerts (dating back to December). There are no outstanding alerts or cases assigned prior ... Prime alerts 854 oldest alert - Nov 845 oldest alert - Dec 216 assigned in Mar Actimize alerts 437 oldest alert - Dec 391 oldest alert - Jan 124 assigned in Mar Procedure Changes ... reviews for March 2014 is 39% more than the March 2013 volume. US PWM Actimize Alert Volumes Total number of alerts generated in March 2014 is 275. Total number

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413446.pdf

EFTA01413404Set 10

2013-02-2719p1,916w

Prime cases (dating back to September), and a 2 month backlog for Prime and Actimize alerts (dating back to December). There are no outstanding alerts or cases assigned prior ... alerts 854 oldest alert - Nov 1050 oldest alert not worked on - April See below Actimize alerts 437 oldest alert - Dec 514 oldest alert not worked on - May See below Procedure ... reviews for June 2014 is 30.4% more than the June 2013 volume. US PWM Actimize Alert Volumes Total number of alerts generated in June 2014 is 351. Total number

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413404.pdf

EFTA01413503Set 10

2012-06-0819p2,104w

weekly checks to ensure timely filing of CTRs. Removed statement regarding sampling of Actimize alerts. All alerts are reviewed unless one was generated even after an account was placed ... reviews for December 2013 is 51% more than the December 2012 volume. US PWM Actimize Alert Volumes Total number of alerts generated in December 2013 is 447. Total number ... Prime cases and alerts reviewed in December 2013 is 451. Total number of Actimize alerts reviewed in December 2013 is 282. US PWM Prime Maintenance December 2013 Total number

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413503.pdf

EFTA01370311Set 10

1p258w

Actimize Alert Volumes Total number of alerts US PWM Actimize Alerts generated in December 2013 is 600 447. SOO • Total number of alerts to be 100 researched for December

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370311.pdf

EFTA01370281Set 10

1p277w

Actimize Alert Volumes • Total number of alerts US PWM Actimize Alerts generated in June 2014 is 351. 'OKI ISO • Total number of alerts to be VW researched for June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370281.pdf

EFTA01359707Set 10

2014-09-171p199w

Audit ll] Attachments: Monthly Case Assignments.xlsx; Alert Assignments Sep13-Jul14.xlsx; Audit Actimize Alerts Sep13-Jul14.xlsx Classification: For internal use only Johnathan, Enclosed please find relevant files for alert, case, and PCS alert ... file: Monthly Cave Assignments.thx)(See attached file: Alert Assignments Sep13,1u114.xlsx)(See attachedfile: Audit Actimize Alerts Sep13-.1u114.xls9 Kind regards, Ying Wang Ying Wang Wealth Management AML PUV41.4.a gern

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01359707.pdf

EFTA01402878Set 10

2014-09-1716p1,979w

file: Monthly Case Assignments.xlsx)(See attached file: Alert Assignments Sep13-Jul14.xlsx)(See attached file: Audit Actimize Alerts Sep13- Jul14.xlsx) Kind regards, Ying Wang Ying Wang Wealth Management AML Deutsche Bank Trust ... case assignments for scope range requested for PRIME and PCS. Thank you. [attachment "Audit Actimize Alerts Sep13-Jul14.xlsx" deleted by Pradeepta Roy/db/dbcom] [attachment "Alert Assignments Sep13-Jul14.xlsx" deleted by Pradeepta Roy/db/dbcom] [attachment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402878.pdf

EFTA01370308Set 10

2014-11-131p369w

weekly checks to ensure timely filing of CTRs. • Removed statement regarding sampling of Actimize alerts. All alerts are reviewed unless one was generated even after an account was placed

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370308.pdf

EFTA01368862Set 10

1p221w

December 2013 is 221. • Prime alerts to be researched for December 2013 is 609. • Actimize alerts to be researched for December2013 is 379. • Total number of Prime cases and alerts ... reviewed in December 2013 is 451. • Total number of Actimize alerts reviewed in December 2013 is 282. • Toal number of Prime account profiles set up or modified in December

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368862.pdf

EFTA01370309Set 10

1p221w

December 2013 is 221. • Prime alerts to be researched for December 2013 is 609. • Actimize alerts to be researched for December2013 is 379. • Total number of Prime cases and alerts ... reviewed in December 2013 is 451. • Total number of Actimize alerts reviewed in December 2013 is 282. • Toal number of Prime account profiles set up or modified in December

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370309.pdf

EFTA01368789Set 10

1p219w

June 2014 is 217. • Prime alerts to be researched for June 2014 is 451. • Actimize alerts to be researched for June 2014 is 308. • Total number of Prime cases ... alerts reviewed in June 2014 is 519. • Total number of Actimize alerts reviewed in June 2014 is 100. • Toal number of Prime account profiles set up or modified in June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368789.pdf

EFTA01359709Set 10

2014-09-161p120w

attachment "Audit Actimize Alerts Sep13-Jul14.xlsx" deleted b Pradeepta Royi ] [attachment "Alert Assignments Sep13-Jul14. I by Pradeepta Roy [attachment "Monthly Case Assignments.xlsx" deleted by Pradeepta Roy Kind regards, Ying Wang

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01359709.pdf

EFTA01370312Set 10

1p249w

alerts reviewed in 500 December 2013 is 451. 400 • Total number of Actimize alerts 100 reviewed in December

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370312.pdf

EFTA01370282Set 10

1p246w

alerts reviewed in June 400 2014 is 519. 500 400 Total number of Actimize alerts 300 reviewed in June

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370282.pdf

EFTA01370291Set 10

1p246w

alerts reviewed in March 660 2014 is 832. SOO 490 Total number of Actimize alerts 200 reviewed in March 2014 is 492. 160 100 ^, a E A Ma- Apo Mari

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370291.pdf