Epstein Files Search

EFTA01086729Set 9

2015-11-3022p7,182w

purchase of companies Aging population in need SCOR of yield Aviva USA Athene Retail AEGON Aviva Retail RBC 16 EFTA01086744 Offering Terms and Conditions Timing ➢ Launch on December ... assets and liabilities related to the effects of reinsurance to Protective Life and the AEGON short portfoliom > Management's view excludes the impact of grossing up Athene's assets ... Deconsotidation of CMBS funds (1.261) (748) AA Separate account assets (15) (17) Aegon-Short term hedged business (1.023) (1.384) VOBA reclassification as Assets . rather then negative liabilities (67) 343 Deconsotidation

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086729.pdf

EFTA01427346Set 10

2016-07-119p4,222w

INDUSTRY ISSUE DATE ISSUE SIZE QDI DRD DIV-RIGHTS AEH Pfd AEH AEGON NV 6.375 Baal BBB Baal/BBB 26.29 6.073441001284156 7/11/2016 -54.66673688833241 Insurance 6/1/2005 40MM Yes No NON- CUMULATIVE ... AEGON NV 6.50 Baal BBB Baal/BBB 26.46 6.152891464572229 9/15/2016 -15.590246320840007 Insurance 11/23/2005 20MM Yes No NON- CUMULATIVE aek pfd AEK AEGON NV 8 Baal BBB Baal/BBB 27.60 7.3081607795371495 8/15/2017

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427346.pdf

EFTA01422345Set 10

2016-06-1516p4,833w

Call Date Yield-to-Call Industry Issue Date Issue Size QDI DRD DIV-RIGHTS AEGON NV AEG 4 Buy AEH Pfd 007924301 64501 6.375 Baal BBB 26.25 6.088885793594731 7/11/2016 ... Insurance 6/1/2005 40MM Yes No NON-CUMULATIVE AEGON NV AEG 4 Buy AED Pfd 007924400 20315.633333333335 6.50 Baal BBB 26.09 6.24681319092023 9/15/2016 -10.721192376040962 Insurance 11/23/2005 20MM Yes No NON-CUMULATIVE ... AEGON NV AEG 4 Buy aek pfd 007924608 39011.76666666667 8 Baal BBB 28.04 7.201152184349496 8/15/2017 -1.769692901139879 Insurance 1/31/2012 21MM No No NON-CUMULATIVE ALLSTATE CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422345.pdf

EFTA01430490Set 10

2016-06-157p4,391w

Call Date Yield-to-Call Industry Issue Date Issue Size QDI DRD DIV-RIGHTS AEGON NV AEG 4 Buy AEH Pfd 007924301 64501 6.375 Baal BBB 26.2 5 6.088885793594731 7/11/2016 ... Insurance 6/1/2005 40MM Yes No NON-CUMULATIVE AEGON NV AEG 4 Buy AED Pfd 007924400 20315.633333333335 6.50 Baal BBB 26.09 6.24681319092023 9/15/2016 -10.721192376040962 Insurance 11/2 3/2005 20MM ... CUMULATIVE AEGON NV AEG 4 Buy aek pfd 007924608 39011.76666666667 8 Baal BBB 28.04 7.201152184349496 8/15/2017 -1.769692901139879 Insurance 1/31 /2012 21MM No No NON-CUMULATIVE ALLSTATE CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430490.pdf

EFTA00284621Set 9

6p4,116w

2133/2012 02012012 Sell AEGXF AEGON GROUP INC 2.200 11.5894 0.0000 25.430.19 CCAD UBS 549 86.80 86.00 0.00 0.00 USO PerUnd TON 2133/2012 02012012 Sell AEGXF AEGON GROUP

https://www.justice.gov/epstein/files/DataSet%209/EFTA00284621.pdf

EFTA01386307Set 10

2017-10-171p309w

Size ISIN Des Rating Rank Outstanding Ask Spread Yield (Cash) Comment Longer plain senior Aegon (A3 - two Al Secured AEGON notches Float lower!) at 10MM X50242163656 02/02/21

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386307.pdf

EFTA01539325Set 10

2012-01-0178p8,370w

Accrued Div. Yield 10.70 50,000.000 535,000.00 352,529.00 182,471.00 Preferred Stocks AEGON NV 24.78 8% PFD 007924-60-8 AEK BARCLAYS BANK ... 11/01/2005 HELD BY EUROCLEAR ISIN US040114GM64 SEDOL BOS5NO3 (ID: 042993-9S-6) AEGON NV 8% PFD @ 25.00 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539325.pdf

EFTA01433560Set 10

2017-10-178p602w

ISIN Des Rating Rank Amt Outstanding Ask Spread Yield Ask (Cash) Comment 10MM XS0242163656 AEGON Float 02/02/21 Al EFTA01433563 Secured 100,000,000 OAS+ 45 0.43% 101.75 Longer plain senior ... Aegon (A3 - two notches lower!) at Z+23 1.8MM XS1031554360 OTTOGR 0 02/18/21 Sr Unsecured 50,000,000 DM+ 125 0.92% 102.51 OTTOGR

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433560.pdf

EFTA01260041Set 9

8p1,766w

CORROLL Package Type FedEx Enveicge J EPSTEIN 6 CO INC TC SEOERIS PE PC Aegon 2 457 MADISCN AVE 217.222 NORTHERN BLVD Paces 1 NEW YORK ... LIGLAND Package Type FedEx Envelope J EPSTEIN a CO INC NEW ALBANY PROPERTY INC Aegon 457 MADISCel AVE 6525 WEST CAMPUSOVAL STE 105 %ces 1 NEW YORK

https://www.justice.gov/epstein/files/DataSet%209/EFTA01260041.pdf

EFTA01375548Set 10

1p665w

Fargo, JP Morgan, UBS, and HSBC. Additional detractors included General 5.3 Electric. Public Storage. Aegon, Partner Re. and the Southern Company. Conversely, sectors 4.5 that generated relative gains

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375548.pdf

EFTA01313442Set 10

7p1,825w

RaepRol. MUI Sonar/ 061 Omme a 193' Gewante Lenie and Om PRP, Peped /156 Aegon 811 RaapPni. MUI Saneer* t391 Eurererronial aanga Paekaga Marga Piepere .17 4P9081meot eh Morspot

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01313442.pdf

EFTA00401937Set 9

2012-11-087p2,170w

good IMS Cap Gem Q3 not enough — Havas Q3 okay — Shanks HI in line —Aegon good Q3 Nobel Biocare decent Q3 pre-anounce — Legrand 9 mnth good — Swisscom Q3 okay

https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf

EFTA00419539Set 9

2012-02-175p1,590w

slowdown in Q4, seeks growth in 2012, div misses (trading -2.3%) Aegon inline & reits FY at lower end, Dutch market solid, confirms financial targets (+6.3%) Frontline Q4 mixed with EBITDA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00419539.pdf

EFTA02509867Set 11

2015-02-137p1,197w

Consumer Discretionary Media BRITAIN 4 EFTA_R1_01641383 EFTA02509870 17322 3.7 AGN NA Equity AEGON NV Financials Insurance NETHERLANDS 15823 3.5 SGSN VX Equity SGS SA-REG Industrials Professional Services

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02509867.pdf

EFTA01121630Set 9

2013-11-2215p10,820w

Global Investment Opportunities Group J.P. Morgan Securities LLC. Account Position and MTM Summary (Open Positions

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121630.pdf

EFTA00773570Set 9

2009-08-112p1,399w

shares were lower on Tuesday, with financials such as UBS, Lloyds Banking Group and Aegon giving back a fraction of the steep gains made since March. Aug 11, 2009Citigroup spells

https://www.justice.gov/epstein/files/DataSet%209/EFTA00773570.pdf

EFTA01121645Set 9

15p11,955w

Global Investment Opportunities Group J.P. Morgan Securities LLC. I0 Glob•I tovntou-ot <>noonunities Account

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf

EFTA00390701Set 9

2013-05-088p2,645w

sales slight light, sees Q2 sales softening, remains confident of FY outlook (trading +3.6%) • Aegon Q1 net misses, impacted by equity hedging, keeping LIT commitment to Spain (trading -4.9% • Telefonica

https://www.justice.gov/epstein/files/DataSet%209/EFTA00390701.pdf

EFTA01082482Set 9

2016-05-25126p74,928w

LULU).- CO Z LLI SUBJECT TO COMPLETION, DATED MAY 25, 2016 ~oz THE GABELLI UTILITY

https://www.justice.gov/epstein/files/DataSet%209/EFTA01082482.pdf

EFTA01144207Set 9

2013-11-2214p8,791w

Global Investment Opportunities Group M. Morgan Stark leS LLC. Account Position and MTM Summary (Open

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144207.pdf