EFTA01445775Set 10
342p99,176w
this
"Memorandum") is furnished on a confidential basis by iCapital Advisors, LLC
or an affiliate (the "Investment
Manager") to a limited number of sophisticated investors ("Investors") for
the purpose ... general partner of the
Underlying Fund (the "Glendower GP") and their respective affiliates or any
of their respective advisors,
officers, directors, employees, partners or members (together with the
Glendower ... being
established to invest in the Underlying Fund, the Access Fund is not an
affiliate of the Underlying Fund
or Glendower and an investment in the Access Fund is different
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01445775.pdf
EFTA01438649Set 10
2018-03-3061p17,699w
Loss 8
Item 9: Disciplinary
Information
22
Item 10: Other Financial Industry Activities and
Affiliations
22
Item 11: Code of Ethics, Participation or Interest in Client Transactions
and Personal Trading ... under management the assets
of any clients for
which it (or one of its affiliates) serves as general partner.
Institutional Capital Network,
Inc., the parent of
iCapital, is owned ... respect
of the Direct Investment Funds only, is paid by iCapital or its affiliates
to the applicable SubAdviser
for services provided by the Sub-Adviser. To the extent an Investor
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438649.pdf
EFTA01559297Set 10
2010-06-3029p5,117w
distributor of the JPMorgan Funds is JPMorgan Distribution Services,
Inc., which is an affiliate of the Bank. The Bank and its affiliates receive
compensation from JPMorgan Funds for providing
services ... JPMS (1) other than mutual funds, are
cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of 3PMS,
and (2) other than exchange-listed options, are
held in your Asset Account ... does not reflect changes in
its price, which may fluctuate.
JPMS, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JPMorgan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559297.pdf
EFTA02068144Set 10
2015-11-195p2,068w
modification of any agreement with Island Capital Group LLC or any of its
affiliates, each of which requires a fully executed agreement to be received by
Island Capital Group ... such affiliate.
>>>>>>>>
>>>>>>»
>>>>>>>> This message, and any
>>>>>>» attachments hereto, is confidential and intended exclusively for the use
of the individual or entity to whom it is addressed. This communication may
contain ... modification of any agreement with Island Capital Group LLC or any of its
affiliates, each of which requires a fully executed agreement to be received by
Island Capital Group
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02068144.pdf
EFTA02283311Set 11
2019-04-0512p2,080w
modification of any agreement with Island
Capital Group LLC or any of its affiliates, each
of which requires a fully executed agreement
to be received by Island Capital Group ... such affiliate.
This
message,
and any
attachme
Ms
hereto, is
confident
ial and
intended
exclusive]
y for the
use of
EFTA_R1_01105235
EFTA02283316
the
individua
I or
entity ... with
EFTA_R1_01105237
EFTA02283318
Island
Capital
Group
LLC or
any of its
affiliates,
each of
which
requires
a fully
executed
agreeme
nt to be
received
by Island
Capital
Group
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02283311.pdf
EFTA01088604Set 9
2003-06-0120p6,141w
right to further payment of any amounts from
the Fund or any of its affiliates, nor any other interest of any type in the Fund, and they hereby
waive ... extent permitted by law, each of their past,
present and future parents, subsidiaries and affiliates, each of the predecessors, successors and
3
EFTA01088606
CONFIDENTIAL
assigns of those entities, and each ... Epstein Parties and each of their past, present and future
parents, subsidiaries and other affiliates, each of the predecessors, successors,
heirs and assigns of each of those entities or individuals
https://www.justice.gov/epstein/files/DataSet%209/EFTA01088604.pdf
EFTA02286675Set 11
2019-05-23121p16,660w
before your trip re
such charges.
Liability Statement. American Express
and its parent, subsidiaries, affiliates al
EFTA_R1_01113095
EFTA02286682
act as an agent for travel suppliers and
shall ... your trip regardir
such charges.
Liability Statement. American Express Trave
and its parent, subsidiaries, affiliates and rep
act as an agent for travel suppliers and you u
shall ... trip regarding
such charges.
Liability Statement. American Express Travel f
and its parent. subsidiaries. affiliates and repre
act as an agent for travel suppliers and you urn
shall
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02286675.pdf
EFTA02096229Set 10
2014-09-195p1,942w
modification of any agreement with Island Capital Group
LLC or any of its affiliates, each of which requires a fully executed agreement
to be received by Island Capital Group ... such affiliate.
>>>»
>>>»
>>>»
>>>>> This message, and any attachments hereto, is confidential and intended
exclusively for the use of the individual or entity to whom it is addressed. This
communication may contain ... modification of any agreement with Island Capital Group
LLC or any of its affiliates, each of which requires a fully executed agreement
to be received by Island Capital Group
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02096229.pdf
EFTA00375139Set 9
2014-01-294p1,759w
modification of any agreement with Island Capital
Group LLC or any of its affiliates, each of which requires a fully executed agreement to be
received by Island Capital Group ... such affiliate.
>>>>>»
>>>>>»
>>>>>»
>>>>>>> This message, and any attachments hereto, is confidential and intended exclusively
for the use of the individual or entity to whom it is addressed. This communication may
contain ... modification of any agreement with Island Capital Group LLC or any of its affiliates, each
of which requires a fully executed agreement to be received by Island Capital Group
https://www.justice.gov/epstein/files/DataSet%209/EFTA00375139.pdf
EFTA02273770Set 11
2019-01-17117p19,023w
amount of such charges.
Liability Statement. American Express Travel Related Services Company. In
subsidiaries. affiliates and representatives (collectively, "Amex') act as an ag
and you understand and agree that Amex ... such charges.
Liability Statement. American Express Travel Related Services Company. Inc. and ii
subsidiaries, affiliates and representatives (collectively. "Amex') act as an agent for t
and you understand and agree ... such charges.
Liability Statement. American Express Travel Related Services Company. Inc. and
subsidiaries, affiliates and representatives (collectively, 'Amex") act as an agent for
and you understand and agree that Amex
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02273770.pdf
EFTA00401123Set 9
2012-11-164p1,626w
modification of any agreement with C-III Capital
Partners LLC or any of its affiliates, each of which requires a fully executed agreement to
be received by C-III Capital ... Partners LLC or such affiliate.
>>>»
>>>»
>>>»
>>>>> This message, and any attachments hereto, is confidential and intended exclusively for
the use of the individual or entity to whom it is addressed. This ... modification of any agreement with C-III Capital
Partners LLC or any of its affiliates, each of which requires a fully executed agreement to
be received by C-III Capital
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401123.pdf
EFTA01569321Set 10
2011-01-0150p5,506w
have
funds in a different insured depository Morgan Affiliate,
those funds will be covered separately. Funds in a
Deposit Sweep in excess of $250,000 will be uninsured.
Page ... distributor of the JPMorgan Funds is JPMorgan Distribution Services,
Inc., which is an affiliate of the Bank. The Bank and its affiliates receive
compensation from JPMorgan Funds for providing
services ... JPMS (1) other than mutual funds, are
cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of 3PMS,
and (2) other than exchange-listed options, are
held in your Asset Account
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569321.pdf
EFTA01419596Set 10
2016-07-1620p5,102w
generally not be
available to the creditors of Credit Suisse.
Credit Suisse and its affiliates have a security interest in all securities
and other property of the
Master Fund that ... possession of or held in an
account at Credit Suisse or
EFTA01419601
its affiliates. All of the Master Fund's securities, commodities or other
property may from time to
time ... pledging, hypothecation, re-hypothecation,
selling, transfer or
use by Credit Suisse or its affiliates is subject to the applicable rules of
the SEC (including,
without limitation, Rule 15c3-3 promulgated
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419596.pdf
EFTA01569197Set 10
2010-11-0165p6,178w
distributor of the JPMorgan Funds is JPMorgan Distribution Services,
Inc., which is an affiliate of the Bank. The Bank and its affiliates receive
compensation from JPMorgan Funds for providing
services ... JPMS (1) other than mutual funds, are
cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of 3PMS,
and (2) other than exchange-listed options, are
held in your Asset Account ... does not reflect changes in
its price, which may fluctuate.
JPMS, .JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
JPMorgan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569197.pdf
EFTA00334587Set 9
2015-11-193p1,177w
modification of any agreement with Island Capital
Group LLC or any of its affiliates, each of which requires a fully executed agreement to be
received by Island Capital Group ... such affiliate.
»»
»»
»»
>>>> This message, and any attachments hereto, is confidential and intended exclusively for
the use of the individual or entity to whom it is addressed. This communication may contain ... modification of any agreement with Island Capital
Group LLC or any of its affiliates, each of which requires a fully executed agreement to be
received by Island Capital Group
https://www.justice.gov/epstein/files/DataSet%209/EFTA00334587.pdf
EFTA01557991Set 10
2004-11-3014p4,274w
obligations of or guaranteed by JPMCB or a
ny of its bank of thrift affiliates
(unless otherwise indicated), and are subject to investment risks, including possible loss ... guaranteed by JPMCB or CHASE USA or any of their bank or thrift
affiliates (unless otherwise indicated). Such securities and other investments are subject
to investment risks, including possible loss ... SIPCor excess SIPCprotection.
J.P. Morgan Securities Inc., JPMorgan Chase Bank, N.A. or their affiliates(the "Morgan Companies")ma
yprovide administrative,custodial, sales, distribution or shareholderservicesto JPMorgan Funds, Amer
icanCenturyFunds
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557991.pdf
EFTA01448525Set 10
1p1,212w
case
of gross negligence, Client agrees to release and indemnify DBSI, its affiliates, employees and directors from any
and all liability arising from the execution of transactions based on such ... DBSI is not acting as the agent of Pershing. Client cannot hold Pershing, its affiliates and its officers,
directors and agents liable for any trading losses that Client incurs ... Liens. Client hereby grants to DBSI and its Affiliates a security interest in and lien upon all Securities and Other
Property in the possession or control of DBSI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448525.pdf
EFTA01551744Set 10
2010-06-0112p2,577w
JPMSI (1) other than mutual funds, are
cleared through J.P.Morgan Clearing Corp. ("JPMCC"), an affiliate of 3PMSI,
and (2) other than exchange-listed options,
are held in your Asset Account ... INDYKE IRA ROLLOVER ACCT.
For the Period 6/1/10 to 6/30/10
.JPMSI, JPMCB or their affiliates (the "J.P. Morgan Companies") may provide
administrative, custodial, sales, distribution or shareholder services to
3PMorgan ... upon written
request.
Bank products and services are offered through JPMCB and its affiliates.
Securities are offered by JPMSI and, to the extent noted above, cleared
through JPMCC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01551744.pdf