Epstein Files Search

EFTA01358940Set 10

2016-04-141p605w

Page 5 SANCTN equities.Lawrencia Afriyie, age 59, resides in Monmouth County, New Jersey. Lawrencia Afriyie is the mother of John Afriyie and the sole owner of a brokerage account ... which John Afriyie placed trades, including trades in the ADT options which are the subject of this Complaint. During the relevant period, John Afriyie repeatedly accessed Lawrencia Afriyie's account ... from his home and work. Lawrencia Afriyie's account currently holds approximately $ 1.4 million of the illicit profits from John Afriyie's insider trading, in a combination of cash

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358940.pdf

EFTA01358939Set 10

2016-04-131p485w

States District Court for the Southern District of New York: permanently enjoin Defendant John Afriyie from violating Section 10(b) of the Exchange Act 15 U.S.C. section ... Rule 10b-5 thereunder 17 C.F.R. section 240.10b-5 ; order Defendant John Afriyie and Relief Defendant Lawrencia Afriyie to disgorge their ill-gotten gains, including prejudgment interest; order Defendant ... John Afriyie to pay civil penalties pursuant to Sections 21(d)(3) and 21A of the Exchange Act 15 U.S.C. sections 78u(d)(3) and 78u-1 ; and grant such

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358939.pdf

EFTA01358941Set 10

2016-09-221p343w

SANCTN based on nonpublic information he learned at work.The SEC alleges that John Afriyie found out about an impending acquisition of home security company The ADT Corporation when prospective acquirer ... employed and discussed potential debt financing for a public-to-private deal. Afriyie subsequently accessed several highly confidential, deal- related documents on the firm's computer network and purchased thousands ... transaction was publicly announced. The ADT deal was announced on February 16, and afterwards Afriyie sold all of the ADT options in his mother's account to obtain his illicit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358941.pdf

EFTA01358938Set 10

2018-07-061p117w

LEGAL RESULTS: Court Cases: *" THIS DATA IS FOR INFORMATION PURPOSES ONLY* " PARTY: Afriyie, John Afriyie, Lawrencia INCIDENT INFORMATION JURISDICTION: Securities and Exchange Commission SOURCE: SEC Admin. Doc(s) & Press Release ... dated 04/14/16 DATE: 4/13/2016 Afriyie, John New York City, NY Action: Complaint For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358938.pdf

EFTA02421758Set 11

2010-08-2439p12,003w

Freeman ) / ART/ LI/ WW/ BACH/ 400/ 300/ ANGELA GUEST/ ART/ Mr. Phillip Bloch ( Tyson Afriyie ) / CELEB STYLIST/ 600/ FASHION/ 300/ 0 Hon. Michael Bloomberg ( Diana Taylor ) / POLITICS/ BUSINESS

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02421758.pdf