EFTA01398848Set 10
2018-10-187p2,071w
Pending Approval - with AFC 7/31/18 High EDR
RR Vernon E. Jordan, Jr. Revocable Trust Alka
Babu Due soon Client Outreach with Client 47
10/20/18 High
RR Tananbaum, Steven A. Vijay ... Additional neg media; waiting for guidance from DCO
RR GoldenTree Asset Management UK LLP Alka
Babu Overdue Client Outreach with Client 49 8/9/18 High
RR Gratitude America Ltd Mayur Rathod ... 8/16/18 High No Additional
neg media; waitiiiiiiiiiiidance from DCO
RR NES, LLC Alka Babu Overdue Pending
Approval with MD 8/16/18 High SUBMITTED
RR 499733 1977703 LSJE, LLC Mayur Rathod Overdue
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398848.pdf
EFTA01418330Set 10
2018-11-017p1,061w
Subject: RE: Assistance required in resolving points - KYC #01977694[I]
From: Alka Babu e >
Date: Thu, 01 Nov 2018 11:13:18 -0400
To: Bradley Gillin
Cc: Vinita Advani
Vijay ... Apologies for the confusion, subject
case number corrected.
Kind regards,
{cid: }
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai ... India
From: Bradley Gillin
Sent: Thursday, November 01, 2018 8:40 PM
To: Alka Babu e >
EFTA01418330
Cc: Vinita Advani >; Vijay-A Sawant <vijay-
; Stewart Oldfield ; Richard
Iarossi
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418330.pdf
EFTA01422809Set 10
2018-11-056p995w
Subject: RE: Assistance required in resolving points - KYC #01977694[I]
From: Alka Babu ‹ >
Date: Mon, 05 Nov 2018 07:38:51 -0500
To: Bradley Gillin
Cc: Vinita Advani
Vijay ... still associated with the entity "Plan D". Thank you !
Kind regards,
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management ... Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobile
From: Alka Babu
EFTA01422809
Sent: Thursday, November 01, 2018 8:02 PM
To: Bradley Gillin
Cc: Vinita
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422809.pdf
EFTA01408065Set 10
2018-09-187p1,087w
From: Richard Iarossi ‹ >
Date: Tue, 18 Sep 2018 11:44:11 -0400
To: Alka Babu
Bradley Gillin
Cc: Vijay-A Sawant
Vinita Advani
Classification: For internal use only
Hi Alka ... 24th Floor
New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
From: Alka Babu
Sent: Tuesday, September 18, 2018 9:55 AM
To: Bradley Gillin ; Richard Iarossi
EFTA01408065 ... from US Virgin Islands or COGS for
this entity.
Kind regards,
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408065.pdf
EFTA01431674Set 10
2018-10-058p948w
From: Bradley Gillin
Date: Fri, 05 Oct 2018 16:05:07 -0400
To: Alka Babu
Vijay-A Sawant <
Stewart Oldfield >
Cc: Richard Iarossi
Mayur Rathod
Vinita Advani
Classification: For internal ... York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
From: Alka Babu
Sent: Friday, October 05, 2018 11:40 AM
To: Bradle Gillin < Vi ay-A Sawant
; Stewart ... action. Thank you !
Have a great weekend 3
Kind regards,
{cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com}
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431674.pdf
EFTA01436115Set 10
2018-11-016p963w
From: Bradley Gillin
Date: Thu, 01 Nov 2018 11:09:40 -0400
To: Alka Babu
Cc: Vinita Advani <
Vijay-A Sawant
Stewart Oldfield
Richard Iarossi
Classification: For internal use only ... 24th Fl
New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
From: Alka Babu
Sent: Thursday, November 01, 2018 10:32 AM
To: Bradley Gillin m>
Cc: Vinita ... Lawrence Visoski.
Reaching out to client. Will revert.
Kind regards,
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436115.pdf
EFTA01426253Set 10
2018-11-062p419w
From: Bradley Gillin
Date: Tue, 06 Nov 2018 10:11:51 -0500
To: Alka Babu <
Cc: Mayur Rathod ,
Vijay-A Sawant cIIIIIIIIIIIIIIIIIIIIB>,
Vinita Advani <
Stewart Oldfield < >,
Richard Iarossi <
Classification ... Email
Securities offered through Deutsche Bank Securities Inc.
Original Message
From: Alka Babu
Sent: Tuesday, November 06, 2018 10:01 AM
To: Bradley Gillin <
Cc: Mayur Rathod < >; Vijay-A Sawant ... ould need a documentation stating the same for your record purpose.
Kind regards,
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426253.pdf
EFTA01426009Set 10
2018-11-054p469w
From: Bradley Gillin
Date: Mon, 05 Nov 2018 09:03:35 -0500
To: Alka Babu
Cc: Mayur Rathod
Vijay-A Sawant
Vinita Advani
Stewart Oldfield
Richard Iarossi
Classification: For internal ... family office on Nov 1 to confirm no material changes.
Regards,
Brad
From: Alka Babu
Sent: Monday, November 05, 2018 7:43 AM
To: Bradley Gillin
Cc: Mayur Rathod ... need DB
Corporate Resolution for this brokerage account# MIIIIMINI
Kind regards,
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426009.pdf
EFTA01406084Set 10
2018-09-186p925w
JEGE Inc (GCIS#487244), JEGE LLC
(GCIS#487216) & Jeepers, Inc (GCIS#486423) [I]
From: Alka Babu <
Date: Tue, 18 Sep 2018 09:55:04 -0400
To: Bradley Gillin <
Richard Iarossi ... from US Virgin Islands or COGS for
this entity.
Kind regards,
fcid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.coml
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management ... August 23, 2018 9:07 PM
To: Bradley Gillin ; Stewart Oldfield
Cc: Richard Iarossi ; Alka Babu ‹ >
Subject: FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC
(GCIS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406084.pdf
EFTA01415067Set 10
2018-08-147p1,053w
Bradley Gillin < 1.11 1>,
Stewart Oldfield >
Cc: Alka Babu
Hello again,
I have just sent followup on the last of accounts from Southern Financial
Relationship. For your convenience, following ... Tuesday, August 14, 2018 2:01 PM
To: Bradle Gillin a; Stewart Oldfield
Cc: Alka Babu
Subject: RE: 2018 Periodic Review of Accts NES, LLC (GCIS#IIIIII), Plan ... August 13, 2018 7:24 PM
To: Vijay-A Sawant Stewart Oldfield
EFTA01415069
` =•
Cc: Alka Babu
Subject: RE: 2018 Periodic Review of Accts NES, LLC (GCIS4IIIIII), Plan D,
LLC (GCIS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415067.pdf
EFTA01431229Set 10
2018-10-057p866w
Subject: RE: Southern Financial [I]
From: Alka Babu
Date: Fri, 05 Oct 2018 11:39:57 -0400
To: Bradley Gillin
Vijay-A Sawant
Stewart Oldfield
Cc: Richard Iarossi
Mayur Rathod ... action. Thank you !
Have a great weekend 3
Kind regards,
{cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com}
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management ... Sawant ; Stewart Oldfield
Cc: Richard Iarossi ; Mayur Rathod
a Alka Babu
Subject: RE: Southern Financial [I]
Importance: High
Classification: For internal use only
Vijay,
Purpose of the account required
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431229.pdf
EFTA01415323Set 10
2018-10-043p389w
From: Kshitij Golani <kshitij.golani@db.com>
Date: Thu, 04 Oct 2018 08:46:30 -0400
To: Alka Babu
Cc: Mayur Rathod
Vijay-A Sawant
Vinita Advani
Hi Alka,
The DBSI accounts (brokerage ... must be independent and
the LLC agreement cannot be relied on.
Thanks
K.G.
From: Alka Babu
Sent: Thursday, October 04 2018 6:01 AM
To: Kshitij Golani
Cc: Mayur Rathod ... comments in green against the rejection points below. Case
resubmitted.
Kind regards,
EFTA01415323
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415323.pdf
EFTA01373340Set 10
2018-11-011p236w
York. NY 10154
Securities offered through Deutsche Bank Securities Inc.
From: Alka Babu
Sent: Thursday, November 01, 2018 10:32 AM
To: Bradley Gillin
Cc: Vinita Advani Vijay-A Sawant ... status of Lawrence Visoski.
Reaching out to client. Will revert.
Kind regards,
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
Wealth Management
B1, DB Centre ... India
From: Bradley Gillin
Sent: Wednesday, October 24, 2018 11:16 PM
To: Alka Babu
Cc: Vinita Advani O; Vijay-A Sawant Stewart Oldfield
<stewart.oldfield@db.com>; Richard larossi <richard.iarossi@db.com>
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373340.pdf
EFTA01298802Set 10
2018-11-053p499w
Mayur Rathod
From: Bradley Gillin
Sent: Monday, November 05, 2018 7:34 PM
To: Alka Babu
Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi
Subject ... family office on Nov 1 to confirm no material changes.
Regards,
Brad
From: Alka Babu
Sent: Monday, November 05, 2018 7:43 AM
To: Bradley Gitlin
Cc: Mayur Rathod ; Vijay ... CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026851
EFTA (K)174532
EFTA01298802
Alka Babu
KYC Case Representative
Deutsche dB Centre Private limited - Deutsche Bank Group
Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298802.pdf
EFTA01299326Set 10
2018-08-313p341w
Financial Crime
5201 Gate Parkway, 2nd floor
Jacksonville, Florida 32256. USA
Tel. +
Email
From: Alka Babu
Sent: Thursday, August 30, 2018 10:08 AM
To: PWMUS AMLKYC
Subject: FW: FIRCOSOFT ... updated clearance to help us proceed further. Thank you I
Kind regards,
igI
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private limited - Deutsche Bank Group
Wealth Management ... Mobile
From: Mamta-A Choudhary
Sent: Monday, August 20, 2018 7:59 PM
To: Alka Babu
Cc: PWM BIS-Research >; PWMUS AMLKYC
Subject: FIRCOSOFT ALERT_ Darren Indyke
Hello
Attached
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299326.pdf
EFTA01362076Set 10
2018-11-061p260w
From: Alka Babu
Sent: 11/6/2018 10:01:14 AM
To: Bradley Gill in
CC: Mayur Rathod ;Vijay-A Sawant ; Vinita Advani
Subject: RE:J Epstein Foundation Inc. a/c N4G024950 ... would
need a documentation stating the same for your record purpose.
Kind regards,
Alka Babu
KYC Case Representative
Deutsche CIB Centre Private Limited - Deutsche Bank Group
wealth Management ... Message
From: Vijay-A Sawant
Sent: Tuesday, November 06, 2018 2:44 PM
To: Alka Babu Mayur Rathod
Subject: PW: trin.a on Inc. a/c N4G024950 [I]
Importance: High
fyi
original
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362076.pdf
EFTA01408058Set 10
2018-11-053p396w
Subject: RE: Hyperion Air LLC - KYC [I]
From: Alka Babu <~~>
Date: Mon, 05 Nov 2018 07:43:27 -0500
To: Bradley Gillin
Cc: Mayur Rathod
Vijay-A Sawant
Vinita Advani ... Kellerhals. — Will need DB
Corporate Resolution for this brokerage account# N4G024950
Kind regards,
{cid:
Alka Babu
EFTA01408058
KYC Case Representative
Deutsche CIB Centre Private Limited Deutsche Bank Group
Wealth Management ... Mobile
From: Vijay-A Sawant
Sent: Monday, November 05, 2018 11:25 AM
To: Alka Babu ‹ >
Subject: FW: Hyperion Air LLC - KYC [I]
Importance: High
From: Bradley Gillin
Sent: Friday
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408058.pdf