EFTA00613904Set 9
2002-11-2636p10,478w
Officer, and David Proshan,
DBZ's General Counsel, informed Mr. Zwirn of a potential accounting irregularity relating to
DBZ's management fees. They may have also mentioned a potential issue ... intent to pay FTC $80 million, (B) the nature and scope
of the accounting irregularities, and (C) his participation in the accounting irregularities.14
A. Mr. Zwirn Never Made the Alleged ... duty: that the Zwim Respondents (A) failed to disclose in Spring 2006 the two
accounting irregularities that were first reported at that time, (B) failed to make sufficient
disclosures
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613904.pdf
EFTA01122915Set 9
2002-11-2636p10,457w
Officer, and David Proshan,
DBZ's General Counsel, informed Mr. Zwirn of a potential accounting irregularity relating to
DBZ's management fees. They may have also mentioned a potential issue ... intent to pay FTC $80 million, (B) the nature and scope
of the accounting irregularities, and (C) his participation in the accounting irregularities.14
A. Mr. Zwirn Never Made the Alleged ... duty: that the Zwim Respondents (A) failed to disclose in Spring 2006 the two
accounting irregularities that were first reported at that time, (B) failed to make sufficient
disclosures
https://www.justice.gov/epstein/files/DataSet%209/EFTA01122915.pdf
EFTA01124983Set 9
2007-03-3127p6,985w
deal with the eventual public disclosure of the Fund's financial
and accounting irregularities. Over the next few months, Zwirn, the Fund and its management
employed a combination of misrepresentations ... firing. Zwim again maintained that he had no prior knowledge of the CFO's accounting
irregularities. Zwim also pointed to the continued positive performance reported by the Fund as
evidence ... limitation, misrepresentations about Zwim's knowledge and participation in the Fund's financial
and accounting irregularities, the nature and scope of the problems, and the Fund's true intent
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124983.pdf
EFTA01733775Set 10
2005-01-015p2,470w
again explained to Epstein that I had no prior knowledge of
the CFO's accounting irregularities. I also reminded Epstein of the continued positive
performance reported by the Fund ... Partners) and its investment manager (DBZCO), Dubin had previously been
made aware of the accounting irregularities that had been uncovered and, in fact, was
present when the Fund's counsel ... compel FTC's withdrawal. At that point in time, with the financial
and accounting irregularities at the Fund only beginning to be investigated and come to
public light, the last
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01733775.pdf
EFTA00722296Set 9
2003-08-018p2,959w
October 30, 2006, Zwirn calls to Jeffrey to inform of "non-material"
accounting irregularities, reported to be (1) a wire transfer from the Fund
(DB Zwirn Special Opportunities Fund ... between onshore and offshore funds. JEE catches Zwirn in outright lie
about non-material accounting irregularities. Zwirn claims it was on advice
of counsel. JEE speaks to Dubin, Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722296.pdf