EFTA00239188Set 9
2013-09-23269p127,446w
ONLY
MEMORANDUM NO:
CONFIDENTIAL PRIVATE PLACEMENT
MEMORANDUM
Relating to
CLASS B INTERESTS
of
ALPHAKEYS MILLENNIUM FUND, L.L.C.
THIS CONFIDENTIAL MEMORANDUM
CONTAINS INFORMATION SPECIFIC TO
CLASS B INTERESTS OF ALPHAKEYS
MILLENNIUM ... limited number of prospective investors
(each, when admitted as a member, an "Investor") in AlphaKeys Millennium Fund, L.L.C. (f/k/a
UBS Millennium Fund, L.L.C.) (the "AlphaKeys Fund") who are both qualified ... TIME A-1
APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS
MILLENNIUM FUND, L.L.0
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239188.pdf
EFTA00236853Set 9
2013-09-23258p118,414w
MEMORANDUM NO:
ALPHAKEYS MILLENNIUM FUND, L.L.C.
PURSUANT TO AN EXEMPTION FROM THE CFTC IN CONNECTION WITH POOLS WHOSE
PARTICIPANTS ARE LIMITED TO QUALIFIED ELIGIBLE PERSONS, AN OFFERING
MEMORANDUM FOR THIS ... limited
number of prospective investors (each, when admitted as a member, an "Investor") in
AlphaKeys Millennium Fund, L.L.C. (f/k/a/ UBS Millennium Fund, L.L.C.) (the "AlphaKeys
Fund") who are both qualified ... JANUARY 2013 A-1
APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS MILLENNIUM
FUND
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236853.pdf
EFTA00237816Set 9
2013-09-23258p118,420w
MEMORANDUM NO:
ALPHAKEYS MILLENNIUM FUND, L.L.C.
PURSUANT TO AN EXEMPTION FROM THE CFTC IN CONNECTION WITH POOLS WHOSE
PARTICIPANTS ARE LIMITED TO QUALIFIED ELIGIBLE PERSONS, AN OFFERING
MEMORANDUM FOR THIS ... limited
number of prospective investors (each, when admitted as a member, an "Investor") in
AlphaKeys Millennium Fund, L.L.C. (f/k/a/ UBS Millennium Fund, L.L.C.) (the "AlphaKeys
Fund") who are both qualified ... JANUARY 2013 A-1
APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS MILLENNIUM
FUND
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237816.pdf
EFTA01597399Set 10
2020-01-0248p29,597w
gain or Ion (1) return (5) period
ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
A NO 12/392019
Trade date ... ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
8 NO 12/3112019
Trade date: Jan I, 19 82255.00 82,755.00 1.000 89,396.00 6,641.00 LT
ALPHAKEYS MILLENNIUM FD
II LLC CLASS ... gain or 101/ (1) return (1) Period
ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
A NO 93112020
Trade date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597399.pdf
EFTA00239181Set 9
2018-11-144p446w
11/14/2018 9:39:12 PM
BCC:
CONFIDENTIAL UBSTERRAMAR00003849
EFTA00239181
CONFIDENTIAL UBSTERFtAMAR00003850
EFTA00239182
Subject FW: AlphaKeys Millennium Fund, LLC - Reinvestment Opportunity & Class B Offering
Attachments AlphaKeys Millennium Fund l_Client Communication ... distribution_FINAL...pdf; AlphaKeys Millennium Fund LLC
• Class B Combined PPM packet_11.14.2018_F....pdf
COMMUNICATION ATTACHED
From: Oglesby, LaToya On Behalf Of SH-AI-Product-Update
Sent: Wednesday, November ... Subject: AlphaKeys Millennium Fund, LLC - Reinvestment Opportunity & Class B Offering
UBS
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239181.pdf
EFTA01597667Set 10
2018-12-02160p95,738w
93in Or IOSS (S) return (II period
ALPHAKEYS MILLENNIUM FO
I & II U.0 CLASS B
ESCROW
Trade date ... Quantity value (S) pnce (3) trarisactIcns ($) investments bought (5) imeren(I)
Dec 17 Bought ALPHAKEYS MILLENNIUM FD I & II LIC CLASS B 1,000,000.000 1.00 -1,000,000.00
ESCROW ... 93In or loss (5) return (I) period
ALPHAKEYS MILLENNIUM FD
I 8. II U.0 CLASS Et
ESCROW
Trade date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597667.pdf
EFTA01278975Set 10
2019-03-0232p19,308w
Security total 650.coa co 650,00000 735,014 00 48,580 97
ALPHAKEYS MILLENNIUM FL)
111C CLASS 8 NO
.B28/2019
Trade date: Mn I, 19 38,168.00 38,168.00 I.000 ... ALPHAKEYS MILLENNIUM FD
I LLC CLASS 8 NO
03/31/19
Fad,. d31A 'ar 1 19 38,168.00 38,168 00 1.000 38,750.00 582.00 ST
Total ... ALPHAKEYS MILLENNIUM FD
I LLC CLASS B NO
04130'19
Pad,. Ja:A a r L 19 38,165.00 38,168.00 1.000 38,867.00 699.00 ST
Total
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01278975.pdf
EFTA00238360Set 9
2016-07-057p3,107w
MAXWELL
NEWYORK, NY 10065-7007
July 5, 2016
2015 Schedule K-1 for your AlphaKeys Millennium Fund, L.L.C. Investment
The enclosed document includes important information to help you prepare ... Other information
See the Partner's Instructions
K Disabled recess credit
CONFIDENTIAL UBSTERRAMAR00002971
EFTA00238362
ALPHAKEYS MILLENNIUM FUND. L.L.C. PARTNER 10 215224 27-5238213
SCHEDULE K-1 SUPPORTING SCHEDULES GHISLAINE MAXWELL ... INVESTMENT INCOME SEE STATEMENT
r OTHER INFORMATION SEE STATEMENT
CONFIDENTIAL UBSTERRAMAR00002972
EFTA00238363
ALPHAKEYS MILLENNIUM FUND. L.L.C. PARTNER ID 215224 27-5238213
SCHEDULE K-1 SUPPORTING SCHEDULES GHISLAINE MAXWELL
PART
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238360.pdf
EFTA00239595Set 9
2019-04-122p384w
Walker, Christopher
; Ramdeen, Vijai ; Rivas, Elyanna I;
Shkreli, Juliana I
Subject: RE: [External] Re: AlphaKeys Millennium Fund transfer paperwork
Scott,
You can disregard the package you received. we're completing ... Juliana
Cc: Casriel, Lyle; GMAX; walker, Christopher; Ramdeen, vijai; Rivas, Elyanna
Subject: [External] Re: AlphaKeys Millennium Fund transfer paperwork
Hi Juliana,
we received another AlphaKeys Millennium Fund Investor Application Form ... Shkreli, Juliana
<1.1 <mal 1 to:
» Cc: GMAX <gmaxl@ellmax.com<mailto:gmaxl@ellmax.com»
» subject: [External] Alphakeys Millennium Fund transfer paperwork
Hi Lyle and Juliana,
•» we received two large, hard copy packages
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239595.pdf
EFTA00239477Set 9
2018-12-053p1,262w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239477.pdf
EFTA00239459Set 9
2018-12-053p1,264w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239459.pdf
EFTA00239185Set 9
2018-12-053p1,261w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239185.pdf
EFTA00025624Set 8
2018-04-17173p58,089w
Partner's Interest in the Partnership
(Keep for your records.)
Name ofEntitc ALPHAKEYS MILLENNIUM FUND. L.L.C. at 27-5238213
1. Your adjusted basis at the end of the prior year ... EFTA00025652
SCOTT G. BORGERSON & GHISLAINE MAXWELL
PARTNERSHIP BASIS WKST DECREASES IN BASIS STATEMENT 1
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION AMOUNT
FTC 673.
INCLUDED IN BASIS WORKSHEET, LINE ... PARTNERSHIP DECREASES IN BASIS STATEMENT 2
BASIS WORKSHEET
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION AMOUNT
FTC 673.
INCLUDED IN BASIS WORKSHEET, LINE 10 673.
STATEMENT(S) 1, 2
EFTA00025653
FINANCIAL CRIMES
https://www.justice.gov/epstein/files/DataSet%208/EFTA00025624.pdf
EFTA00026279Set 8
2015-12-31123p48,592w
FROM K-1 - THE BLACKSTONE GROUP, LP 126.
Note: If you FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. 681.
received a Form
1094DIV or
substitute
statement from
a brokerage firm ... oiscoum (old) lent witnixed
Interest Dividends Dividends Distributions Withheld Tax Paid
FROM R-1 - ALPHAKEYS
MILLENNIUM FUND, L.L . C . 893,
TOTALS
530111 04-01-15
EFTA00026294
OMB No. 1505.0024
SCHEDULE
https://www.justice.gov/epstein/files/DataSet%208/EFTA00026279.pdf
EFTA00239545Set 9
2019-02-181p165w
GMAX (gmaxl@ellmax.com]; Walker, Christopher ; Ramdeen, Vijai
; Rivas, Elyanna J; Shkreli, Juliana
Subject: RE: [External) AlphaKeys Millennium Fund transfer paperwork
Hi Scott,
This is the paperwork to moved the Millennium investment ... Casriel, Lyle a>. Shkreli. Juliana < >
Cc: GMAX
Subject: [External] AlphaKeys Millennium Fund transfer paperwork
Hi Lyle and Juliana.
We received two large. hard copy packages of transfer paperwork for Millennium
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239545.pdf
EFTA00238573Set 9
2016-12-311p433w
TEANECK. NJ 07666-0308
March 23. 2017
Unaudited tax estimate for AlphaKeys Millennium Fund, L.L.C. (EN: 27-5238213) for the year ending
December 31, 2016
Based on the most current ... available. we are providing you with the following tax estimate for your investment
in AlphaKeys Millennium Fund. L.L.C. (the Fund) for the year ending December 31, 2016.
Why this
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238573.pdf
Ameritrade 4,481 4,481
Barclays 3,169 3,169
Citizens 13 13
USAA
Alphakeys Millennium Fund, LLC -
Partnership • G. Maxwell ... Ameritrade 0
Barclays 542 542
Citizens 19 19
USAA 0
Alphakeys Millennium Fund, LLC -
Partnership - G. Maxwell
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01655019.pdf