EFTA00239477Set 9
2018-12-053p1,262w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239477.pdf
EFTA00237816Set 9
2013-09-23258p118,420w
MEMORANDUM NO:
ALPHAKEYS MILLENNIUM FUND, L.L.C.
PURSUANT TO AN EXEMPTION FROM THE CFTC IN CONNECTION WITH POOLS WHOSE
PARTICIPANTS ARE LIMITED TO QUALIFIED ELIGIBLE PERSONS, AN OFFERING
MEMORANDUM FOR THIS ... number of prospective investors (each, when admitted as a member, an "Investor") in
AlphaKeys Millennium Fund, L.L.C. (f/k/a/ UBS Millennium Fund, L.L.C.) (the "AlphaKeys
Fund") who are both qualified purchasers ... APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS MILLENNIUM
FUND, L.L.0 C-1
ML281817
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237816.pdf
EFTA00239181Set 9
2018-11-144p446w
CONFIDENTIAL UBSTERRAMAR00003849
EFTA00239181
CONFIDENTIAL UBSTERFtAMAR00003850
EFTA00239182
Subject FW: AlphaKeys Millennium Fund, LLC - Reinvestment Opportunity & Class B Offering
Attachments AlphaKeys Millennium Fund l_Client Communication_2018 distribution_FINAL...pdf; AlphaKeys Millennium ... Product-Update
Sent: Wednesday, November 14, 2018 4:34 PM
Subject: AlphaKeys Millennium Fund, LLC - Reinvestment Opportunity & Class B Offering
UBS
Important information about your investment in
AlphaKeys Millennium Fund ... sending you the attached notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund. L.L.C.
(the "AlphaKeys Fund"), which is an investment that you currently hold with
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239181.pdf
EFTA00236853Set 9
2013-09-23258p118,414w
MEMORANDUM NO:
ALPHAKEYS MILLENNIUM FUND, L.L.C.
PURSUANT TO AN EXEMPTION FROM THE CFTC IN CONNECTION WITH POOLS WHOSE
PARTICIPANTS ARE LIMITED TO QUALIFIED ELIGIBLE PERSONS, AN OFFERING
MEMORANDUM FOR THIS ... number of prospective investors (each, when admitted as a member, an "Investor") in
AlphaKeys Millennium Fund, L.L.C. (f/k/a/ UBS Millennium Fund, L.L.C.) (the "AlphaKeys
Fund") who are both qualified purchasers ... APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS MILLENNIUM
FUND, L.L.0 C-1
-MAXWELL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236853.pdf
EFTA00239459Set 9
2018-12-053p1,264w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239459.pdf
EFTA00239188Set 9
2013-09-23269p127,446w
ONLY
MEMORANDUM NO:
CONFIDENTIAL PRIVATE PLACEMENT
MEMORANDUM
Relating to
CLASS B INTERESTS
of
ALPHAKEYS MILLENNIUM FUND, L.L.C.
THIS CONFIDENTIAL MEMORANDUM
CONTAINS INFORMATION SPECIFIC TO
CLASS B INTERESTS OF ALPHAKEYS
MILLENNIUM ... number of prospective investors
(each, when admitted as a member, an "Investor") in AlphaKeys Millennium Fund, L.L.C. (f/k/a
UBS Millennium Fund, L.L.C.) (the "AlphaKeys Fund") who are both qualified purchasers ... TIME A-1
APPENDIX B - AMENDED AND RESTATED LIMITED LIABILITY COMPANY
AGREEMENT OF ALPHAKEYS MILLENNIUM FUND, L.L.0 B-1
APPENDIX C - REQUIRED 1933 ACT DISCLOSURE OF ALPHAKEYS
MILLENNIUM FUND, L.L.0
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239188.pdf
EFTA00239185Set 9
2018-12-053p1,261w
Americas
New York, NY 10019 Request
ubsccrniTs
Important information about your investment in
AlphaKeys Millennium Fund, L.L.C.
Response regarding distribution of net profits due December 5, 2018
We are sending ... this notice and election form (the "Election Form") regarding the AlphaKeys Millennium Fund,
L.L.C. (the "AlphaKeys Fund"), which is an investment that you currently hold with UBS.
What you need
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239185.pdf
EFTA01597399Set 10
2020-01-0248p29,597w
gain or Ion (1) return (5) period
ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
A NO 12/392019
Trade date ... ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
8 NO 12/3112019
Trade date: Jan I, 19 82255.00 82,755.00 1.000 89,396.00 6,641.00 LT
ALPHAKEYS MILLENNIUM FD
II LLC CLASS ... gain or 101/ (1) return (1) Period
ALPHAKEYS MILLENNIUM
FUND LLC BROKERAGE CLASS
A NO 93112020
Trade date
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597399.pdf
EFTA00238360Set 9
2016-07-057p3,107w
NEWYORK, NY 10065-7007
July 5, 2016
2015 Schedule K-1 for your AlphaKeys Millennium Fund, L.L.C. Investment
The enclosed document includes important information to help you prepare for filing ... information
See the Partner's Instructions
K Disabled recess credit
CONFIDENTIAL UBSTERRAMAR00002971
EFTA00238362
ALPHAKEYS MILLENNIUM FUND. L.L.C. PARTNER 10 215224 27-5238213
SCHEDULE K-1 SUPPORTING SCHEDULES GHISLAINE MAXWELL ... INVESTMENT INCOME SEE STATEMENT
r OTHER INFORMATION SEE STATEMENT
CONFIDENTIAL UBSTERRAMAR00002972
EFTA00238363
ALPHAKEYS MILLENNIUM FUND. L.L.C. PARTNER ID 215224 27-5238213
SCHEDULE K-1 SUPPORTING SCHEDULES GHISLAINE MAXWELL
PART
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238360.pdf
EFTA00026279Set 8
2015-12-31123p48,592w
BLACKSTONE GROUP, LP 126.
Note: If you FROM K-1 - ALPHAKEYS MILLENNIUM FUND, L.L.C. 681.
received a Form
1094DIV or
substitute
statement from
a brokerage firm.
list the firm ... lent witnixed
Interest Dividends Dividends Distributions Withheld Tax Paid
FROM R-1 - ALPHAKEYS
MILLENNIUM FUND, L.L . C . 893,
TOTALS
530111 04-01-15
EFTA00026294
OMB No. 1505.0024
SCHEDULE C Profit
https://www.justice.gov/epstein/files/DataSet%208/EFTA00026279.pdf
EFTA00239595Set 9
2019-04-122p384w
Christopher
; Ramdeen, Vijai ; Rivas, Elyanna I;
Shkreli, Juliana I
Subject: RE: [External] Re: AlphaKeys Millennium Fund transfer paperwork
Scott,
You can disregard the package you received. we're completing ... Casriel, Lyle; GMAX; walker, Christopher; Ramdeen, vijai; Rivas, Elyanna
Subject: [External] Re: AlphaKeys Millennium Fund transfer paperwork
Hi Juliana,
we received another AlphaKeys Millennium Fund Investor Application Form with ... Shkreli, Juliana
<1.1 <mal 1 to:
» Cc: GMAX <gmaxl@ellmax.com<mailto:gmaxl@ellmax.com»
» subject: [External] Alphakeys Millennium Fund transfer paperwork
Hi Lyle and Juliana,
•» we received two large, hard copy packages
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239595.pdf
EFTA00025624Set 8
2018-04-17173p58,089w
Partner's Interest in the Partnership
(Keep for your records.)
Name ofEntitc ALPHAKEYS MILLENNIUM FUND. L.L.C. at 27-5238213
1. Your adjusted basis at the end of the prior year ... SCOTT G. BORGERSON & GHISLAINE MAXWELL
PARTNERSHIP BASIS WKST DECREASES IN BASIS STATEMENT 1
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION AMOUNT
FTC 673.
INCLUDED IN BASIS WORKSHEET, LINE 10 673.
AMT PARTNERSHIP ... DECREASES IN BASIS STATEMENT 2
BASIS WORKSHEET
ALPHAKEYS MILLENNIUM FUND, L.L.C.
DESCRIPTION AMOUNT
FTC 673.
INCLUDED IN BASIS WORKSHEET, LINE 10 673.
STATEMENT(S) 1, 2
EFTA00025653
FINANCIAL CRIMES
ENFORCEMENT
https://www.justice.gov/epstein/files/DataSet%208/EFTA00025624.pdf
EFTA00237813Set 9
2016-03-163p432w
Scott Stackman " "< >,
"< >, '<
" "
" <
Subject: MAXWELL: Millennium Additional
Hi Ghislaine,
Attached please find additional AlphaKeys Millennium Fund LLC investment paperwork. Please sign, date and initial where
indicated. Due to capacity constraints, please
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237813.pdf
EFTA00238573Set 9
2016-12-311p433w
TEANECK. NJ 07666-0308
March 23. 2017
Unaudited tax estimate for AlphaKeys Millennium Fund, L.L.C. (EN: 27-5238213) for the year ending
December 31, 2016
Based on the most current ... providing you with the following tax estimate for your investment
in AlphaKeys Millennium Fund. L.L.C. (the Fund) for the year ending December 31, 2016.
Why this Is important
The figures
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238573.pdf
Barclays 3,169 3,169
Citizens 13 13
USAA
Alphakeys Millennium Fund, LLC -
Partnership • G. Maxwell ... Ameritrade 0
Barclays 542 542
Citizens 19 19
USAA 0
Alphakeys Millennium Fund, LLC -
Partnership - G. Maxwell
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01655019.pdf
EFTA00239545Set 9
2019-02-181p165w
gmaxl@ellmax.com]; Walker, Christopher ; Ramdeen, Vijai
; Rivas, Elyanna J; Shkreli, Juliana
Subject: RE: [External) AlphaKeys Millennium Fund transfer paperwork
Hi Scott,
This is the paperwork to moved the Millennium investment ... Casriel, Lyle a>. Shkreli. Juliana < >
Cc: GMAX
Subject: [External] AlphaKeys Millennium Fund transfer paperwork
Hi Lyle and Juliana.
We received two large. hard copy packages of transfer paperwork for Millennium
https://www.justice.gov/epstein/files/DataSet%209/EFTA00239545.pdf