Epstein Files Search

EFTA01427989Set 10

2017-11-092p401w

Sell -700.00000 share(s) of SRCI at 8.490100000 11/8/2017 11/7/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY 8200 17.55 -143910 0 820 Buy 8200.00000 share(s) of AXL ... 11/8/2017 11/8/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL - 8200 17.62652 144200.12 328 0 Sell -8200.00000 share(s) of AXL at 17.62652 0000 378 920.80 Total 1298.80 &"arial ... AAPL -100000 0 0 0 O CUSTOMER AUTHORIZED TRANSFER 11/8/2017 11/7/2017 11/10/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY 8200 17.55 -143910 0 820 Buy 8200.00000 share

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427989.pdf

EFTA01289201Set 10

2017-12-01240p98,707w

Covered Rrst In First Out / SELL 1.800.000 49,967.68 60.300.00 -10.332.32 Security Identifier. 68232YDI AMERICAN AXLES MFG 12/13/17 12112/17 Covered Rrst In First ... ACTED AS AGENT AS OF 12/ t2/20 4 -516,820.51 USD 12/15/17 12112117 PURCHASED AMERICAN AXLE & M FGHLDGS INC COM PROSPECTUS UNDER 1300.000 17.0000 -28.900.00 USD AXI. SEPARATE COVER 12/15/17 ... 12113/17 SOLD AMERICAN AXLE 8 M FGHLDGS INC COM BKOA A PERSHING -1700.000 17.2500 29,218.32 USO AXL AFFILIATE M AKES A IA KT IN THIS SECURITY & ACTED AS PRINCIPAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289201.pdf

EFTA01433955Set 10

2017-12-111p446w

NAPRF at 3527.839900000 12/13/2017 12/13/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL -1700 17.25 29218.32 100 0 6.68 Sell -1700.00000 share(s) of AXL at 17.25000 0000 12/13/2017 ... U.S.DOLLARS CURRENCY 0 0 516860.04 O 0 0 MONEY FUND REDEMPTION 12/13/2017 12/12/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433955.pdf

EFTA01420334Set 10

2017-12-151p471w

Sell -20.00000 Cs of AVGO 01192018 C 260 at 10.596500000 USD 12/13/2017 12/13/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL SELL -1700 17.25 29218.32 100 0 6.68 Sell ... AVGO 12152017 C 250 at 12.110000000 USD 12/13/2017 12/12/2017 12/15/2017 AMERICAN AXLE & MFG HLDGS INC COM AXL BUY 1700 17 -28900 0 85 0 Buy 1700.00000 share(s) of AXL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420334.pdf

EFTA01540545Set 10

2013-02-01115p12,063w

Fixed Income AMERICAN AXLE & MFG INC NON-TRADEABLE ASSET CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 02/27/2007 2,500,000 Reserved Corp Action 02499A-BW-0 B /B2 NRG ENERGY ... 04/25/2035 DTD 03/03/2005 (ID: 45254N-NB-9) AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 TO REDESCRIPTION (ID: 02406P-AF-7) AMERICAN AXLE & MFG INC NON-TRADEABLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf

EFTA01493915Set 10

2013-02-011p235w

03/032005 (ID: 45254N-NEI49) 2/26 Name Change AMERICAN AXLE 8 MFG INC 7 7/8% MAR 1 2017 DTD (2,500,000.000) 2/27/2007 TO REDESCRIPTION (ID: 02406P ... 2/26 Name Change AMERICAN AXLE 8 MFG INC NON-TRADEABLE ASSET 2,500.000.000 CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 2,615,625.00 02/27/2007 FROM REDESCRIPTION (ID: 02499A-BW-0) 2/28

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493915.pdf

EFTA01493969Set 10

2013-02-011p235w

03/032005 (ID: 45254N-NEI49) 2/26 Name Change AMERICAN AXLE 8 MFG INC 7 7/8% MAR 1 2017 DTD (2,500,000.000) 2/27/2007 TO REDESCRIPTION (ID: 02406P ... 2/26 Name Change AMERICAN AXLE 8 MFG INC NON-TRADEABLE ASSET 2,500.000.000 CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 2,615,625.00 02/27/2007 FROM REDESCRIPTION (ID: 02499A-BW-0) 2/28

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493969.pdf

EFTA01540036Set 10

2012-06-3099p11,434w

2/8/2006 404119-AR-0 B- /B3 AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P-AF-7 B /B2 Account W23560001 Page 15 of 36 Consolidated Statement ... Corporate Interest Interest Income Div Domest Corporate Interest Corporate Interest Accrued Int Recd Description AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 (ID: 02406P-AF-7) DEPOSIT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540036.pdf

EFTA01539497Set 10

2011-12-3195p9,904w

TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Price US Fixed Income AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 02406P ... Recd FX Fwd Contract FX Fwd Contract Corporate Interest Foreign Dividend Spot FX Description AMERICAN AXLE & MFG INC 7 7/8% MAR 1 2017 DTD 2/27/2007 (ID: 02406P-AF-7) DEPOSIT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539497.pdf

EFTA01540660Set 10

2012-12-3193p9,723w

Contract Corporate Interest Corporate Interest Corporate Interest Foreign Interest Corporate Interest Corporate Interest Description AMERICAN AXLE & MFG INC NON-TRADEABLE ASSET CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 02/27/2007 (ID: 02499A ... settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO AMERICAN AXLE & MFG INC NON-TRADEABLE ASSET CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 02/27/2007 HOLDERS RECEIVE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540660.pdf

EFTA01494017Set 10

2013-03-011p301w

Date Selection Method Description Quantity Amount Proceeds Tax Cost GainlLoss Settled Sales/Maturities/Redemptions 311 Sale AMERICAN AXLE 8 MFG INC NON-TRADEABLE ASSET

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494017.pdf

EFTA01494061Set 10

2013-03-011p300w

Date Selection Method Description Quantity Amount Proceeds Tax Cost GainlLoss Settled Sales/Maturities/Redemptions 311 Sale AMERICAN AXLE 8 MFG INC NON-TRADEABLE ASSET

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494061.pdf

EFTA01493722Set 10

2012-12-011p188w

61/2% FEB 15 2016 36,832.50 DTD 2/8/2006 404119-AR-0 B. /83 AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493722.pdf

EFTA01492186Set 10

2016-05-011p172w

EXCHANGED BONDS - EXPIRES 6/13/2011 5,000.000 Reserved Corp Action 1250IB-7W-3 B+ /82 AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492186.pdf

EFTA01492349Set 10

2016-05-021p212w

144A 7% MAY 02 2016 49,580.00 JUN 15 2011 125581-FZ-8 /82 AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492349.pdf

EFTA01493185Set 10

2012-06-011p226w

Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield Ned Income AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493185.pdf

EFTA01493809Set 10

2013-01-011p177w

Cash $1.136,670.43 $1,076,801.62 $59.868.81 $0.00 0.00% US Fixed Income AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493809.pdf

EFTA01493235Set 10

2012-07-011p222w

Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield Ned Income AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493235.pdf

EFTA01493371Set 10

2016-05-021p201w

144A 7% MAY 02 2016 16.373.98 JUN 15 2011 125581-F2-6 86- /E41 AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493371.pdf

EFTA01493467Set 10

2012-09-011p186w

2/8/2006 404119-AR-0 B-/83 AMERICAN AXLE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493467.pdf