EFTA01398793Set 10
2017-04-0743p3,448w
Subject: RE: MD approval for ACUs completed for High Risk Clients [I]
From: Andrew Gallivan
Date: Fri, 07 Apr 2017
To: Vaishali-P Mehta <
Classification: For internal use only
Approved ... From: Vaishali-P Mehta
Sent: Friday, April 07, 2017 2:21 PM
To: Andrew Gallivan
Subject: FW: MD approval for ACUs completed for High Risk Clients [I]
Classification: For internal ... EFTA01398793
From: Vaishali-P Mehta
Sent: Wednesday, April 05, 2017 12:23 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne
Jensen; Jennifer Shaw
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398793.pdf
EFTA01478778Set 10
2014-01-0118p11,502w
1/22/2014 149943 Sent ACERS 8003324 JENSEN, JOANNE A Joanne Jensen DB Empl
oyee Employee Andrew Gallivan 6201128669 WM Americas Front Office 305 610
2 Ticketed Event Metropolitan Opera Not applicable ... 1/22/2014 149943 Sent ACERS 8003324 JENSEN, JOANNE A Petr Prerovsky Eton Park
Client Client Andrew Gallivan 6201128669 WM Americas Front Office 305 610 2
Ticketed Event Metropolitan Opera Not applicable ... Sent A & C 6212651 SCALZI, DOMINIC A Dominic Scalzi DB Empl
oyee Employee Andrew Gallivan 6201215544 WM Americas Front Office 131.25 525
4 Meals/drinks Client Dinner Not applicable
1/12/2014
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478778.pdf
EFTA01432537Set 10
2017-03-0319p1,506w
From: Vaishali-P Mehta
Date: Fri, 03 Mar 2017 17:34:50 -0500
To: Andrew Gallivan <andrew.gallivan@db.com>
Cc: Terrence F Tan ne
Terri Sohrab
Michael S Jacoby
Stewart Oldfield
Thomas ... Client Status Update Description
A16.
A17.
Customer Owner
EFTA01432537
82109
00000481084
Batmasian, James H.
Andrew Gallivan
2/7/2017
No changes to report.
No changes to report. Purpose of the call ... background on the relationship.
Yes
No
Rachel Maglicic
81987
00000409100
Black, Leon D.
Andrew Gallivan
2/3/2017
client is CEO of Apollo Global management. Family office established in
2014 to manage
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432537.pdf
EFTA01398855Set 10
2017-04-0543p3,464w
Joanne Jensen <
Vaishali-P Meht
Andrew Gallivan
Classification: For internal use only
Absolutely.
From: Joanne Jensen
Sent: Wednesday, April 05, 2017 1:15 PM
To: Vaishali-P Mehta; Andrew Gallivan ... From: Vaishali-P Mehta
Sent: Wednesday, April 05, 2017 12:23 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne
Jensen; Jennifer Shaw; Andrea ... Customer Owner
82744
00000469756
CJA Private Equity Financial Restructuring Master Fund I, L.P.
Andrew Gallivan
3/8/2017
The entity is a Private Equity Investments firm. Commitments to the fund
are raised
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398855.pdf
EFTA01428714Set 10
2017-04-0544p3,381w
Mehta
Date: Wed, 05 Apr 2017 13:16:38 -0400
To: Joanne Jensen
Andrew Gallivan
Cc: Mark Gonzalez
Rachel Maglicic
Stewart Oldfield
Brian P Conve
Jennifer Shay
Andrea Nicoletti
Rosemary ... Joanne Jensen
Sent: Wednesday, April 05, 2017 1:15 PM
To: Vaishali-P Mehta; Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey;
Jennifer Shaw; Andrea Nicoletti ... From: Vaishali-P Mehta
Sent: Wednesday, April 05, 2017 12:23 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne
Jensen; Jennifer Shaw; Andrea
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428714.pdf
EFTA01398899Set 10
2016-12-0113p810w
Subject: RE: MD Approval for ACUs for High Risk Clients [I]
From: Andrew Gallivan <
Date: Thu, 01 Dec 2016j illa
To: Vaishali-P Mehta <
Classification: For internal use only
Well ... Approved
From: Vaishali-P Mehta
Sent: Thursday, December 01, 2016 9:36 AM
To: Andrew Gallivan
Subject: RE: MD Approval for ACUs for High Risk Clients [I]
Classification: For internal ... EFTA01398899
From: Vaishali-P Mehta
Sent: Wednesday, November 09, 2016 3:42 PM
To: Andrew Gallivan
Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez
Subject: RE: MD Approval
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398899.pdf
EFTA01398709Set 10
2017-09-129p1,096w
From: Samantha Harmon a
Date: Tue, 12 Sep 2017 10:16:57 -0400
To: Andrew Gallivan a
Classification: For internal use only
Bad news. I'm triple and quadruple checking ... Floor
New York, NY, 10154-0004
USA
Tel. +1 212 454-7720
Email
From: Andrew Gallivan
Sent: Tuesday, September 12, 2017 9:01 AM
To: Samantha Harmon
Subject: FW: What ... Vaishali-P Mehta
Sent: Monday, September 11, 2017 9:10 AM
To: Adrienne Bull; Andrew Gallivan; Patrick Harris
Cc: Rodrigo Quintero
Subject: RE: What are you presenting to the Risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398709.pdf
EFTA01419073Set 10
2016-08-197p465w
Subject: RE: MD approval required for ACUs completed for High Risk Clients
[I]
From: Andrew Gallivan
Date: Fri, 19 Aug 2016 08:22:50 -0400
To: Vaishali ... Approved
From: Vaishali-P Mehta
Sent: Thursday, August 18, 2016 5:30 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh
Subject: RE: MD approval required for ACUs ... EFTA01419073
From: Vaishali-P Mehta
Sent: Wednesday, July 27, 2016 12:58 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh
Subject: MD approval required for ACUs completed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419073.pdf
EFTA01424585Set 10
2016-08-186p415w
Risk Clients
[I]
From: Vaishali-P Mehta
Date: Thu, 18 Aug 2016 1 : : -
To: Andrew Gallivan
Cc: Mark Gonzalez
Stewart Oldfiel
Joseph Sabbagh <
Classification: For internal use only
Good Evening ... Emai
From: Vaishali-P Mehta
Sent: Wednesday, July 27, 2016 12:58 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh
Subject: MD approval required for ACUs completed ... Update: Created Date
A14.
A15. Client Status Update Description
A16.
A17.
A17.
Mark Gonzalez
Andrew Gallivan
Gapstow Structured Credit Master Fund LP
EFTA01424586
The entity is a Private Equity Investments
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424585.pdf
EFTA01424151Set 10
2016-12-016p452w
From: Vaishali-P Mehta
Date: Thu, 01 Dec 2016 09:21:40 -0500
To: Andrew Gallivan
Cc: Douglas Robertson
Mark Gonzalez
Stewart Oldfield
Classification: For internal use only
Dear Andrew ... Created Date
A14.
A15. Client Status Update Description
A16.
A17.
0078846
Douglas Robertson
00000494398
Andrew Gallivan
EFTA01424151
Robert Lewis Allbritton 1996 Trust
11/10/2016
The trustee, Robert Allbritton, continues to live ... There are no
material changes with this client.
No
No
0078488
Mark Gonzalez
00000480264
Andrew Gallivan
Bal Harbour 1604N, LLC
10/26/2016
Mr. Forkosh resides in New York and spends time
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424151.pdf
EFTA01398937Set 10
2017-06-096p634w
Subject: FW: KYC List [
From: Andrew Gallivan <
Date: Fri, 09 Jun 2017 15:41:43 -0400
To: Samantha Harmon
Classification: For internal use only
From: Daphne Cales
Sent: Friday, June ... Andrew Gallivan
Subject: RE: KYC List [I]
Classification: For internal use only
This was what the email said:
Good morning.
Per the new global KYC policy a remediation project ... Mobile +1
Email
fhttps://brandportal.intranet.db.com/img/modules/claim.gifl
From: Andrew Gallivan
Sent: Friday, June 09, 2017 1:52 PM
To: Daphne Cales ; Sheffali Welch
Subject: RE: KYC List [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398937.pdf
EFTA01427874Set 10
2018-11-147p795w
Sent: Wednesday, November 14, 2018 8:34 AM
To: Kimberly Hart ; Mayur Rathod
Cc: Andrew Gallivan ; Stewart Oldfield
; Richard Iarossi a; Bradley
Gillin
Subject: RE: Epstein - negative media ... Date: Wednesday, Nov 14, 2018, 8:16 AM
To: Yoonsun Chung Mayur Rathod ‹ >
Cc: Andrew Gallivan , Stewart Oldfield
, Richard Iarossi Bradley
Gillin <
Subject: FW: Epstein - negative media [I] [C]
Classification ... Confidential
Yoonsun/Mayur —
I received the below email from Andrew Gallivan confirming his comfort with
continuing the Epstein relationship. I do not see any new allegations that
have not been previously
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427874.pdf
EFTA01421186Set 10
2018-11-207p746w
Daniel-E Kaiser
Alan Brody
Liam Osullivan
Cc: Andrew Gallivan
Bcc:
As discussed, this one was cleared last week. Looking to open new brokerage
account for Butterfly Trust as soon ... Wednesday, November 14, 2018 8:17 AM
To: Yoonsun Chung ; Mayur Rathod <mayur.rathod@db.com>
Cc: Andrew Gallivan ; Stewart Oldfield
; Richard Iarossi < =.; Bradley
Gillin
Subject: FW: Epstein - negative media [I] [C]
Classification ... Confidential
Yoonsun/Mayur —
I received the below email from Andrew Gallivan confirming his comfort with
continuing the Epstein relationship. I do not see any new allegations that
have not been previously
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421186.pdf
EFTA01431586Set 10
2018-10-103p472w
Subject: RE: Wiring limit increase I
From: Andrew Gallivan
Date: Wed, 10 Oct 2018
To: Richard Iarossi
Cc: Bradley Gillin
Stewart Oldfield <
Classification: For internal use only
Approved
Regards,
Andrew ... Gallivan
Andrew Gallivan
Deutsche Bank Trust Company Americas
USA Tel.
Original Message
From: Richard Iarossi
Sent: Wednesday, October 10, 2018 10:32 AM
To: Andrew Gallivan
Cc: Bradley Gillin Stewart ... approve of the wire limit for Product. You also need a business lead (e.g., Andrew Gallivan) to
pprove.
Arthur Tremblay
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431586.pdf
EFTA01299339Set 10
2018-11-145p802w
Sent: Wednesday, November 14, 2018 7:04 PM
To: Kimberly Hart; Mayur Rathod
Cc: Andrew Gallivan; Stewart Oldfield; Richard larossi; Bradley Gillin
Subject: RE: Epstein - negative media [I] [C]
Thank ... Epstein - negative media Ill ICI
Classification: Confidential
Yoonsun/Mayur —
I received the below email from Andrew Gallivan confirming his comfort with continuing the Epstein relationship ... floor, New York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
From: Andrew Gallivan
Sent: Tuesday, November 13, 2018 10:38 AM
To: Stewart Oldfield < >; Kimberly Hart
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299339.pdf
EFTA01432125Set 10
2018-11-159p967w
Yoonsun Chung , Mayur Rathod <Ma
Cc: Andrew Gallivan , Stewart Oldfield
, Richard Iarossi •cl >, Bradley
Gillin
Subject: FW: Epstein - negative media [I] [C]
Classification: Confidential
Yoonsun/Mayur —
I received the below email ... from Andrew Gallivan confirming his comfort with
continuing the Epstein relationship. I do not see any new allegations that
have not been previously considered and risk accepted. The recent lawsuit ... York, NY 10154
Email
EFTA01432128
Securities offered through Deutsche Bank Securities Inc.
From: Andrew Gallivan
Sent: Tuesday, November 13, 2018 10:38 AM
To: Stewart Oldfield < )-; Kimberly Hart
>
Cc: Bradley
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432125.pdf
EFTA01425564Set 10
2018-11-158p856w
Yoonsun Chung , Mayur Rathod a
Cc: Andrew Gallivan , Stewart Oldfield
EFTA01425565
, Richard Iarossi Bradley
Gillin
Subject: FW: Epstein - negative media [I] [C]
Classification: Confidential
Yoonsun/Mayur —
I received the below email ... from Andrew Gallivan confirming his comfort with
continuing the Epstein relationship. I do not see any new allegations that
have not been previously considered and risk accepted. The recent lawsuit ... floor, New York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
From: Andrew Gallivan
Sent: Tuesday, November 13, 2018 10:38 AM
To: Stewart Oldfield < )-; Kimberly Hart
EFTA01425566
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425564.pdf