EFTA00169436Set 9
2016-11-2220p2,744w
November 22, 2016 10:36 AM
To: CMNY Margin; Roddy Moore
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]
Classification: For internal ... Sent: 21 November 2016 21:00
To: Roddy Moore; Repo Margin
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]
Classification: For interanal ... Sent: Monday, November 21, 2016 3:09 PM
To: CMNY Margin
Cc: Keith Buckholz < >; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I)
Importance: High
Classification
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169436.pdf
EFTA01418785Set 10
2016-06-297p913w
Stewart Oldfield
Date: Wed, 29 Jun 2016 09:49:50 -0400
To: Vahe Stepanian
Andrew Xu
Roddy Moor
Cc: Daniel Sabba
Keith Buckholz
Classification: For internal use only
Have ... fixed income
From: Vahe Stepanian
Sent: Wednesday, June 29, 2016 9:46 AM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz; Stewart Oldfield
Subject: RE: Southern Financial ... minimum number of
CUSIPs as it relates to the $20mm notional?
Best,
Vahe
From: Andrew Xu
Sent: Wednesday, June 29, 2016 9:38 AM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418785.pdf
EFTA01417317Set 10
2016-06-297p829w
Southern Financial - IA Request [I]
From: Vahe Stepanian < M>
Date: Wed, 29 -0400
To: Andrew Xu
Roddy Moore
Cc: Daniel Sabba
Keith Buckholz
Stewart Oldfield
Classification: For internal use only ... minimum number of
CUSIPs as it relates to the $20mm notional?
Best,
Vahe
From: Andrew Xu
Sent: Wednesday, June 29, 2016 9:38 AM
To: Vahe Stepanian; Roddy Moore ... diversity which helps your client.
Individual TRS on each stock doesn't do that.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Wednesday, June 29, 2016 8:34 AM
To: Andrew
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417317.pdf
EFTA01420555Set 10
2016-06-2911p1,085w
once I have pricing — I expect to have shortly.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba ... Classification: For internal use only
Ok thanks. I'm satisfied on our end.
EFTA01420560
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew ... HOOK QTRS STE B-3 ST THOMAS VI 00802-1348
667,218.67
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420555.pdf
EFTA01423625Set 10
2016-06-2911p1,123w
once I have pricing — I expect to have shortly.
Best,
Vahe
EFTA01423630
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel ... Classification: For internal use only
Ok thanks. I'm satisfied on our end.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu ... HOOK QTRS STE B-3 ST THOMAS VI 00802-1348
667,218.67
EFTA01423632
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423625.pdf
EFTA01431876Set 10
2016-06-2911p986w
once I have pricing — I expect to have shortly.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba ... Classification: For internal use only
Ok thanks. I'm satisfied on our end.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu ... HOOK QTRS STE B-3 ST THOMAS VI 00802-1348
667,218.67
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431876.pdf
EFTA01417259Set 10
2016-06-286p676w
once I have pricing — I expect to have shortly.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba ... Classification: For internal use only
Ok thanks. I'm satisfied on our end.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu ... HOOK QTRS STE B-3 ST THOMAS VI 00802-1348
667,218.67
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417259.pdf
EFTA01373603Set 10
2016-06-281p273w
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 11:21 AM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request ... requirement — we can revisit if he wishes to post other
assets.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 11:00 AM
To: Vahe Stepanian; Roddy Moore ... talk now, but if standard(cash, munis,
treasuries) we have no issues.
Thank you.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 8:24 AM
To: Roddy
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373603.pdf
EFTA01372684Set 10
2016-06-281p307w
HOOK QTRS STE B-3 ST THOMAS 667,218.67
EPSTEIN N4G024968
V100802-1348
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore ... with us? If they have a lot
I don't need an updated one.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 11:21 AM
To: Andrew ... requirement — we can revisit if he wishes to post other
assets.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 11:00 AM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372684.pdf
EFTA01472401Set 10
2015-02-232p542w
From: Vahe Stepanian
Sent: Monday, February 23, 2015 10:37 AM
To: Roddy Moore; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE ... From: Roddy Moore
Sent: Monday, February 23, 2015 10:36 AM
To: Vahe Stepanian; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE ... From: Vahe Stepanian
Sent: Monday, February 23, 2015 10:30 AM
To: Roddy Moore; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01472401.pdf
EFTA01373602Set 10
2016-06-281p265w
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:19 PM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... internal use only
Ok thanks. I'm satisfied on our end.
Andrew Xu, GA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore ... HOOK QTRS STE B-3 ST
EPSTEIN 667,218.67
THOMAS VI 00802-1348
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373602.pdf
EFTA01372777Set 10
2016-06-281p258w
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 1:17 PM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification ... HOOK QTRS STE B-3 ST
EPSTEIN 667,218.67
THOMAS VI 00802-1348
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore ... with us? If they have a lot
I don't need an updated one.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 11:21 AM
To: Andrew
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372777.pdf
EFTA01376681Set 10
2016-06-281p266w
HOOK
EPSTEIN QTRS STE B-3 ST 667,218.67
THOMAS VI 00802-
1348
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore ... with us? If they have a lot
I don't need an updated one.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 11:21 AM
To: Andrew ... requirement — we can revisit if he wishes to post other
assets.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 11:00 AM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376681.pdf
EFTA01374509Set 10
2016-06-281p298w
HOOK
EPSTEIN QTRS STE B-3 ST 667,218.67
THOMAS VI 00802-
1348
From: Andrew Xu
Sent: Tuesday, June 28, 2016 1:04 PM
To: Vahe Stepanian; Roddy Moore ... with us? If they have a lot
I don't need an updated one.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 11:21 AM
To: Andrew ... requirement — we can revisit if he wishes to post other
assets.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 11:00 AM
To: Vahe Stepanian; Roddy Moore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374509.pdf
EFTA01372778Set 10
2016-06-281p300w
requirement —we can revisit if he wishes to post other
assets.
Best,
Vahe
From: Andrew Xu
Sent: Tuesday, June 28, 2016 11:00 AM
To: Vahe Stepanian; Roddy Moore ... talk now, but if standard(cash, munis,
treasuries) we have no issues.
Thank you.
Andrew Xu, CFA
From: Vahe Stepanian
Sent: Tuesday, June 28, 2016 8:24 AM
To: Roddy ... Moore; Andrew Xu
Cc: Daniel Sabba
Subject: RE: Southern Financial - IA Request [I]
Classification: For Internal use only
Roddy / Andrew - please let us know.
Best,
Vahe
From: Vahe Stepanian
Sent
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372778.pdf
EFTA01456822Set 10
2015-02-231p323w
From: vahe Stepanian
Sent: Monday, February 23, 2015 10:37 AM
To: Roddy Moore; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE ... From: Roddy Moore
Sent: Monday, February 23, 2015 10:36 AM
To: Vahe Stepanian; Andrew Xu
Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer
subject: RE: Margin call from DEUTSCHE ... From: Vahe Stepanian
Sent: Monday, February 23, 2015 10:30 AM
To: Roddy Moore; Andrew Xu
Cc: Daniel Sabba; Troy-D williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456822.pdf