Investment Manager or the Administrator to be in violation of any
applicable anti-money laundering laws in the United Kingdom, including the Proceeds of Crime Act
2002, the Terrorism ... Money Laundering Regulations 2007 and the anti-money
laundering rules of the U.K. Financial Services Authority or any successive U.K. governmental agency or
the anti-money laundering laws ... agrees that many jurisdictions
arc in the process of changing or creating anti-money laundering, embargo and trade sanctions, or similar
laws, regulations, requirements (whether or not with force
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452224.pdf
EFTA01429414Set 10
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result of private
negotiations in an arm's length transaction.
(aa)
Sanctions and Anti-Money Laundering. The Investor hereby acknowledges that
the Partnership and the Underlying Fund seek to comply ... country, territory or entity that (i) has been designated as noncooperative
with international anti-money laundering principles or
procedures by an intergovernmental group or organization, such as the
Financial Action ... forth in Title 18 of the
United
States Code or any other applicable anti-money laundering laws or
regulations, in
each case as amended and any successor statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429414.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... Tools Required to
Intercept and Obstruct Terrorism Act of 2001 or any other anti-money
laundering laws or regulations, in each case as amended and any successor
statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354103.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... Tools Required to
Intercept and Obstruct Terrorism Act of 2001 or any other anti-money
laundering laws or regulations, in each case as amended and any successor
statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389199.pdf
EFTA01442234Set 10
2018-04-11132p33,224w
Additional Subscriptions Before Final Closing
Date.
3.3.2 Accession to
Agreement.
4
3.3.3 Anti-Money Laundering
Provisions.
5
Management and Control of
Partnership.
6
3.4.1 Management by General
Partner ... such actions as are necessary under applicable law to effectuate such
admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner,
the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering
laws and related
pronouncements and may otherwise be prohibited from engaging in transactions
with, or providing
services to, certain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442234.pdf
EFTA01440323Set 10
2018-04-11132p33,160w
Additional Subscriptions Before Final Closing
Date.
3.3.2 Accession to
Agreement.
4
3.3.3 Anti-Money Laundering
Provisions.
5
Management and Control of
Partnership.
6
3.4.1 Management by General
Partner ... such actions as are necessary under applicable law to effectuate such
admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner,
the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering
laws and related
pronouncements and may otherwise be prohibited from engaging in transactions
with, or providing
services to, certain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440323.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... Tools Required to
Intercept and Obstruct Terrorism Act of 2001 or any other anti-money
laundering laws or regulations, in each case as amended and any successor
statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393799.pdf
EFTA01443654Set 10
2018-04-11132p33,160w
Additional Subscriptions Before Final Closing
Date.
3.3.2 Accession to
Agreement.
4
3.3.3 Anti-Money Laundering
Provisions.
5
Management and Control of
Partnership.
6
3.4.1 Management by General
Partner ... such actions as are necessary under applicable law to effectuate such
admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner,
the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering
laws and related
pronouncements and may otherwise be prohibited from engaging in transactions
with, or providing
services to, certain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443654.pdf
EFTA01428940Set 10
2018-04-11132p33,224w
Additional Subscriptions Before Final Closing
Date.
3.3.2 Accession to
Agreement.
4
3.3.3 Anti-Money Laundering
Provisions.
5
Management and Control of
Partnership.
6
3.4.1 Management by General
Partner ... such actions as are necessary under applicable law to effectuate such
admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner,
the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering
laws and related
pronouncements and may otherwise be prohibited from engaging in transactions
with, or providing
services to, certain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428940.pdf
EFTA01397337Set 10
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result of private
negotiations in an arm's length transaction.
(aa)
Sanctions and Anti-Money Laundering. The Investor hereby acknowledges that
the Partnership and the Underlying Fund seek to comply ... country, territory or entity that (i) has been designated as noncooperative
with international anti-money laundering principles or
procedures by an intergovernmental group or organization, such as the
Financial Action ... forth in Title 18 of the
United
States Code or any other applicable anti-money laundering laws or
regulations, in
each case as amended and any successor statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397337.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... Tools Required to
Intercept and Obstruct Terrorism Act of 2001 or any other anti-money
laundering laws or regulations, in each case as amended and any successor
statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389620.pdf
EFTA01713206Set 10
2005-11-1698p19,072w
Rivero has twenty-three years of consolidated professional experience in th
fields of Anti-Money Laundering, Fraud and Loss Prevention and Control, as well as
Intelligence and Investigations, both ... public and private sectors.
MOWS TIFJI4 Currently he IS a CAMS (Certified Anti-Money Laundering Specialist, by the Association o
Certified Anti-Money Laundering Specialists, ACAMS) working ... Rivero has twenty-three years of consolidated professional experience in th
fields of Anti-Money Laundering, Fraud and Loss Prevention and Control, as well as
Intelligence and Investigations, both
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01713206.pdf
such actions as are necessary under applicable law to effectuate such admission.
3.3.3 Anti-Money Laundering Provisions.
The Limited Partners acknowledge that the Partnership, the General Partner, the Underlying Fund ... their respective Affiliates may be subject to certain anti-money laundering laws and related
pronouncements and may otherwise be prohibited from engaging in transactions with, or providing
services to, certain ... Tools Required to
Intercept and Obstruct Terrorism Act of 2001 or any other anti-money
laundering laws or regulations, in each case as amended and any successor
statute thereto
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393239.pdf
Aspen Grove Capital, LLC
Glendower Capital Secondary Opportunities Fund IV. LP
Appendix 3 Anti-Money Laundering
GENERAL ANTI-MONEY LAUNDERING CONSIDERATIONS
The Manager takes seriously its responsibility to prevent ... from being used for money laundering or other illicit
purposes. To comply with anti-money laundering laws, the Manager or any designee thereof may require a detailed
verification ... otherwise apply. report such suspicion to the appropriate authorities pursuant to applicable law.
ANTI-MONEY LAUNDERING LEGISLATION
In order to comply with applicable anti-money laundering legislation, the Manager
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393416.pdf