EFTA00195963Set 9
2005-12-01332p61,188w
DESORPTION SY1A301XLISP PIECE DEIST AMOUNT mac AnouNr
09/20,05 09/16105 SOW FEDERAL NATIONAL MTG ASSN -18,252,042 79.89063 14,561,670.75
SERIES 329 CLASS PO
STRIP ... FLTR ACCR. INT. 71.262.10
111.1104.3"
7240000 BS
09120105 09/15105 SOW FEDERAL NATIONAL MTG ASSN -11.861.918 6,96875 826.627,47
SERIES 2003-49 CLASS SW ACCR ... ACCR, INT. 39.789.14
03.458%
7280000 BS
09,2045 0916105 SOLD EDERAL NATIONAL MTG ASSN
EWES 346 CLASS 1
MIS -19.328.957 79.76563 15.417.863 .44
7390000 BS
09,20:05 0911545 SOLD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195963.pdf
EFTA00195772Set 9
2002-10-11191p34,632w
DATE 10/01/02
BOOK ENTRY ONLY
DUE 02/15,2032 4.597%
FACTOR — .25880120
FEDERAL NATIONAL MTG ASSN MRGN 3.787.124 83.3594 3.156.923 3 38 0.0012
STRIP MTG SERIES 322 CL PO
DATED DATE ... OUOISTY PRICE IAARKET VALUE INTEREST ANNUAL INCOME YELD I%/
FEDERAL NATIONAL MTG ASSN MRGN 14.098,699 9.1979 1.296.788 10,768 646.002 49.8155
SERIES 2003.49 CLASS SW
DATED DATE 04/30/03
BOOK ... DESORPTION SiM80.CHSP A:WNW( PRCE DEBIT AMOUNT MD/ A/IOLNT
12/08104 PRINCIPAL FEDERAL NATIONAL MTG ASSN .123,651
STRIP MTG SERIES 322 CL PO
0.001 DUE 03/01/32
PRINCIPAL REDUCTN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195772.pdf
EFTA01320897Set 10
2002-10-01192p42,080w
10/01/02
BOOK ENTRY ONLY
DUE 02/15/2032 4,597%
r FACTOR .25880120
FEDERAL NATIONAL MTG ASSN 3138FAL01 MRGN 3.787.124 83.3594 3.156.923 3 38 0.0012
STRIP MTG SUES 322 CL PO
DATED ... etwany PROM MARKS VALK OVNINST AMNIA trY,CAN Irra) OL.
FEDERAL NATIONAL MTG ASSN 31393C2C6 IARGN 14.098.699 9.1979 1.296,788 10,769 646.002 49.8155
SERIES 2003.49 CLASS SW
DAZED DATE ... Sisearcus• GUMMY Of en AMOUNT CPIDIT APSDUMI
12)08(04 PRINCIPAL FEDERAL NATIONAL MTG ASSN 3136FALQ1 -123.651
STRIP MTG SERIES 322 CL PO
0 07,1 DUE
PRINCPAL REDUCTN
0301/3212-25-04
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320897.pdf
EFTA00195618Set 9
2004-02-02154p27,796w
DATED DATE 10/01/02
BOOK ENTRY ONLY
DUE 02/1 7%
FACTOR -
FEDERAL NATIONAL MTG ASSN MRGN 1,971,241 85.1406 1.678.327 2 20
STRIP MTG SERIES 322 CL PO
DATED DATE ... CLASS PO
DATED DATE 12101/02
BOOK ENTRY ONLY
DUE 12/01
FACTOR —
FEDERAL NATIONAL MTG ASSN MRGN 18.701.667 11.2571 2.105.258 18,259 1.095.544 52.0385
SERIES 2003.49 CLASS SW
DATED DATE 04/30/03 ... ACCR. INT. 24,679.06
BS
100543 PRINCIPAL FEDERAL NATIONAL MTG ASSN -69,948
IP MTG SERIES 322 CL PO
K I:701 DUE 03/01/32
INCIPAL REDUCTN 12-25-03
1005/03
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195618.pdf
EFTA01320743Set 10
2002-07-08154p31,873w
DATED DATE 1001/02
BOOK ENTRY ONLY
DUE 02/15/2032 5.937%
FACTOR • .40629736
FEDERAL NATIONAL MEG ASSN 3136FALCH MRGN 1,971,241 85.1406 1.670.327 2 20 0.0012
STRP MTG SERIES ... DATE 12/01/02
m BOOK ENTRY de
DUE 12/01/2032
FACTOR - .64986351
C FEDERAL NATIONAL MTG ASSN 31393C2C6 MRGN 18.701,667 11.2571 2.106,258 18.259 1,095.544 52.0385
in Safi ... 12/05/03 PRINCIPAL FEDERAL NATIONAL MTG ASSN 3136FALG1 49.948
SIRP MTG SERIES 322 CL PO
0.001 WE 03/01/32
ii 12/05/03 PRINCIPAL
PAW/PAL REDUCTN 12.2543
1601 HOME LOAN MEG CORPOS03602 3128HVAB5
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01320743.pdf
EFTA00197133Set 9
2005-08-3127p3,498w
FLTR ACCR. INT. 71,26210
WEFEctillailla BS
As
09/20/05 09/15/05 SOLD FEDERAL NATIONAL MTG ASSN
SERIES 2003-49 CLASS SW
VIM -11,861,918 6.96875 826,627.47
DUE 0 ACCR ... 09/20/05 09/15/05 SOLD GOVERNMENT NATIONAL MTG ASSN -44.000.000 11.15625 4,908,750.00
SERIES 2004-S CLASS PS
DUE 0
REF #111.11 BS
AS OF
09/20/05 09/15/05 SOLD GOVERNMENT NATIONAL ... ASSN -23.561.075 6.03125 1.421.027.35
SERIES 2004-30 CLASS SU
DUE 0
REF # BS
AS OF
027 1601A:1S:12M 001
EFTA00197135
CLEARED THRCOGH RS
miCkLY CAM•E0 SUBSIDIARY
OFFICE SERVICING
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197133.pdf
EFTA01325261Set 10
2002-10-1114p2,821w
DA1TD DAM 10401/02
BOOK ENTRY ONLY
DUR02/15/7032 1.1301
FACTOR .97116431
FEDERAL NATIONAL MIG ASSN 3136 PALQ1 MRON 4,041,412 04.9063 3.431,471 3 40 0.0012
211110, MTO SPAWN ... Vaal 0021•102 AATVAL 4,11)414. VIEW 00
IVIMICAl. NAT1ONAI. Ma: ASSN 31393(7208 MRON 14,492,481 9.1210 1,212,686 8,271 711.117 66 0459
4413/124 ... ItC11.10 MIR
6.160 DUN 03425433
WART FM
10/23/04 PRINCIPAL FEDERAL MAMMAL WIG ASSN 3136PALQ1 113.430.30
MP STD 6401® 332 CL PO
0.001 DUBOW° I/32
PILMIPAL PAYMENT 10.26.04
10/25104 PRINCIPAL FANNIE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01325261.pdf
EFTA00726318Set 9
2010-01-2083p25,091w
Dispute 7.5 Philadelphia, PA
Training Resolution
01/2002 Non-Securities Related NY State Bar Assn - 3 New York, NY
Training Alternative D. R.
Staff ID: LeeC Pape 3 of 75 Publicly ... County Lawyers Association Attorney Fee Disputes
Is a member of NY County Lawyers Assn. Chair, ArbJ ADR Committee (4 yrs)
Is a member of NY Womens Bar Association Co-Chair ... Lectured on "Talk Can Work" Mediation Pgm
(10/21/04), NY, NY
Lectured for American Bar Assn-
Partnership/Corporations
Has published Article: Fiduciary Relationship of a
Partner
Has published Article: Forged Endorsement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00726318.pdf
EFTA00197160Set 9
2004-02-1611p1,426w
OESCRIPTION 311A0OUCUSP OUNYMY PRICE OBIT AMOUNT CHEM MIDUNf
06/03/03 04/29/03 BOUGHT FEDERAL NATIONAL MTG ASSN 24,306,759 11.06250 2.688.935.21
SERIES 2003-49 CLASS SW ACOR ... 04/29t03
MR COMPUTED TO 05/30.'03
06/03/03 04/29/03 CANCEL BUY FEDERAL NATIONAL MTG ASSN
SERIES 2003-49 CLASS SW
MIK -24.306.759 11.06250
ACCR ... 0/03
AS OF 04/2943
TO CXL PREVIOUS BUY
0610103 DM FEDERAL NATIONAL MTG ASSN 24.306.759 2,708,110.55
SERIES 2003-49 CLASS SW
06/03/03 DELIVERED FEDERAL NATIONAL MTG ASSN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197160.pdf
EFTA01321622Set 10
2003-12-0112p1,622w
DESORPTION SYURCUCUSP WPM MU OEBO /mourn CROP anal
06/03/03 04/29/03 BOUGHT FEDERAL NATIONAL MTG ASSN 31393C2C6 24.306.759 11.06250 2.688.935.21
0 SERIES 2003-49 CLASS SW
COE 01/292033 ... 04/25053
NTR COMPUTED TO 05230/03
0603173 04/29/03 CANCEL BUY FEDERAL NATIONAL MTG ASSN 313930206 44.306359 11.06250 2.688.935.21
SERIES 2003-49 CLASS Sw ACCR. M. 19,175.34
DUE 01/292033 06,6907E ... 04/29/03
C TO CC. MMUS BUY
in 06/03/03 DA( FEDERAL NATIONAL MTG ASSN
SERIES 2003.49 CLASS SW
5.680 DUE 0025/33
L40304303495000085
3139302C6 24.306.759 2,708,110.55
0987212818
06/03/03 DELIVERED FEDERAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321622.pdf
EFTA00073070Set 9
47p24,346w
Thorsten Sellin Fellow, 2003
Distinguished Scientific Award for the Applications of Psychology, American Psychological Assn, 2003.
2
EFTA00073071
American Academy of Arts & Sciences, elected Fellow, 2003
National Academy of Sciences ... United States and abroad."), for year 2010, ceremony Feb, 2011
Forensic Mental Health Assn of California, William T. Rossiter Award (for "exceptional global
contribution to the field of forensic mental ... Trial (Board of Directors, 1979-81)
Law and Society Association (1982-89)
Eastern Psychological Assn, Elected Fellow 2011
OTHER PROFESSIONAL EXPERIENCE
Member, Psychology Education Review Committee, National Institute of Mental
https://www.justice.gov/epstein/files/DataSet%209/EFTA00073070.pdf
EFTA00197769Set 9
2003-12-0187p13,778w
UNSOLICITED
12/01/03 11/25103 SOLD FANNIE MAE FNM -5,000 69.55000 345.685.25
(FEDERAL NAIL MTG ASSN)
UNSOLICITED
12/01/03 11/25103 SOLD INTERNATIONAL BUSINESS IBM -20,000 89.53200 1,781,111.76
MACHINES CORP ... MORTGAGE CORP)
FANNIE MAE FNM CASH 5.000 70.0000 350.000 9.000 2.5714
(FEDERAL NAIL MTG ASSN)
INTERNATIONAL BUSINESS IBM CASH 20.000 90.5400 1.810.800 12.800 0.7069
MACHINES CORP
JOHNSON& JOHNSON JNJ CASH ... CAEN"( AMOUNT
11/12/03 11/06/03 BOUGHT FANNIE MAE FNM 1.000 70.07000 70.482.30
(FEDERAL NAIL MTG ASSN)
OGORETONARY ORDER
PART OF WOO SHR
027 11/2B03:09:04 001 •••818
EFTA00197782
CLEARED THROUGH
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197769.pdf
EFTA00188180Set 9
2000-09-0772p7,975w
JULY 18.1891 NO. SHAM TOTALMOSS OMF-SIMMaCORPS
NO.OF SHARES PAR VMS /SHALE 1SA1RD ASSN%
DEISIGNMION Ma. 1R
MATIPIUM MCC OR STOUR CLASS
OWNDMA ROM DATE
1,500 .000100 Doc 31s1 ... ososs rASSET DATE ASSETSFOR REDOIATED
BEGIN DATE ENDING DATE OR STOCK CLASS 331,0fib Assn, INvEsTioNT CORPS
07.1K-1991 CONNOR 1.50E .970100 JAN. IM
DEC. Tim
PRANCHNE ... Tp.R-.A INACTIvirf
on ASBET6 FOR REGULATED
JULY 18. 1991 NO. SNARES TO Al. CROSS Assn DATE
AR OVSKARE PR/ESTEEM CORPS
ISSUED ASSETS
ET JAN. TE1
EOM DATE NEMO DATE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00188180.pdf