EFTA01593122Set 10
2006-02-0132p3,505w
FINANCING RETURN
FROM 746FY0 TO 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
40 BARNES GROUP INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
6,980 TJX COMPANIES INC NEW
OFFSHORE ... INVITROGEN CORP
DONE AT EDGETRADE.COM INC.
-6,980 TJX COMPANIES INC NEW
-40 BARNES GROUP INC
25.51110
DONE AT EDGETRADE.COM INC.
37.87700
DONE AT EDGETRADE.COM INC.
S/D FINANCING RETURN
FROM ... 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
17,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
EFTA01593144
TO 736FY0 FROM 746FY0
-293 BARNES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593122.pdf
EFTA01593408Set 10
2005-09-0149p4,944w
09/07/05 ON -860 SHARES
ALLERGAN INC
SUBSTITUTE DIVIDEND CHARGE
09/07/05 ON -28190 SHARES
BARNES GROUP INC
SUBSTITUTE DIVIDEND CHARGE
09/09/05 ON -253 SHARES
GENERAL MOTORS
SUBSTITUTE DIVIDEND CHARGE
09/10/05 ... Accumulate
PROVIDER:Standard & Poor's
20,400 (S) AMYLIN PHARMACEUTICALS INC
253 (S) BARNES GROUP INC
14,570 (S) CBRL GROUP INC
*CSFB RATING
58,167 (S) CMS ENERGY CORP ... INC NT ZER CV 32
11/06/2022
03/01/2032
AMYLIN PHARMACEUTICALS INC
NT CV 2
BARNES GROUP INC CVT 144A
CBRL GROUP INC
SR
02.5000 04/15/2011
03.7500 08/01/2025
EFTA01593450
04/03/2032
LYON ZERO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf
EFTA01592816Set 10
2005-08-0137p4,169w
ZERO 22
11/06/2022
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-9,000 BARNES GROUP ... HLDG INC 144A
03.0000 08/01/2035
CORRECTION
DONE AT LEHMAN BROTHERS INC
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
CORRECTION
DONEATBANCOFAMERICA
SECURITIES LLC
01 08/02 JOURNAL
01 08/02 JOURNAL ... 2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-8,000 BARNES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592816.pdf
EFTA01593507Set 10
2005-08-0156p5,756w
ZERO 22
11/06/2022
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
9,000 BARNES GROUP ... OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
EFTA01593529
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... 08/02 MRKD/MARKET
03 08/02 JOURNAL
03 08/02 JOURNAL
QUANTITY DESCRIPTION
-8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
9,000 BARNES GROUP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf
EFTA01593563Set 10
2005-11-0154p5,367w
LONG OR
SHORT(S)
22,400 (S) AMYLIN PHARMACEUTICALS INC
253 (S) BARNES GROUP INC
12,523 (S) CBRL GROUP INC
*CSFB RATING
58,167 (S) CMS ENERGY CORP ... AMGEN INC NT ZER CV 32
AMYLIN PHARMACEUTICALS INC
NT CV 2
BARNES GROUP INC CVT 144A
CBRL GROUP INC
EFTA01593609
03/01/2032
SR
02.5000 04/15/2011
03.7500 08/01/2025
04/03/2032
LYON ZERO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf
EFTA01593617Set 10
2005-10-0151p5,116w
PROVIDER:Standard & Poor's
22,400 (S) AMYLIN PHARMACEUTICALS INC
253 (S) BARNES GROUP INC
12,523 (S) CBRL GROUP INC
*CSFB RATING
58,167 (S) CMS ENERGY CORP ... INC NT ZER CV 32
11/06/2022
03/01/2032
AMYLIN PHARMACEUTICALS INC
NT CV 2
BARNES GROUP INC CVT 144A
CBRL GROUP INC
SR
02.5000 04/15/2011
EFTA01593661
03.7500 08/01/2025
04/03/2032
LYON ZERO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf
EFTA01582075Set 10
2006-02-011p239w
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
01 02/22 SOLD -17,000 BARNES GROUP INC 3.754 2025 CVT 107.83400 18,368.97
03.7500 08/01/2025
CORRECTION
DONE AT BANC OF AMERICA
SECURITIES ... GROUP INC 44.38360 124,256.95
DONE AT EDGETRADE.COM INC.
03 02/22 BOUGHT 293 BARNES GROUP INC 38.73000 11,362.54
CORRECTION
DONE AT BANC OF AMERICA
SECURITIES LLC
01 02/23 JOURNAL ... FINANCING 92,396.19
FROM 2FOEE0 TO 746FY0
01 02/23 JOURNAL 17,000 BARNES GROUP INC 3.754 2025 CVT 18,368.97
03.7500 08/01/2025
TO 736F10 FROM 746FY0
01 02/23 JOURNAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582075.pdf
EFTA01593457Set 10
2005-07-0150p5,193w
05/13/2033
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
-253 BARNES GROUP INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-40,580 RPM INCORPORATED
OFFSHORE ARRANGING FLIP ... ALLERGAN INC
*CSFB RATING
253 (S) BARNES GROUP INC
16,580 (S) CBRL GROUP INC
*CSFB RATING
55,567 (S) CMS ENERGY CORP
7,480 (S) CSX CORPORATION
*CSFB RATING
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593457.pdf
EFTA01582264Set 10
2005-08-011p280w
TYPE DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 08/02 JOURNAL - 8, 000 BARNES GROUP INC CVT 1 44 A 8,246.67
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM ... 6F10
01 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 74 6F10
01 08/02 JOURNAL 9,000 BARNES GROUP ... OFFSHORE ARRANGING FLIP
TO 736F10 FROM 74 6F10
01 08/02 JOURNAL - 9, 000 BARNES GROUP INC CVT 1 94 A 9,000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582264.pdf
EFTA01582478Set 10
2006-02-011p264w
02/22 MRKD/MARKET MARK TO MARKET 310,638.03
01 02/22 JOURNAL -17,000 BARNES GROUP INC CVT 144A 18,368.97
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
03 02/22 ... MRKD/MARKET MARK TO MARKET 310,638.03
03 02/22 JOURNAL 293 BARNES GROUP INC 11,362.54
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
03 02/22 JOURNAL -2,800 CBRL GROUP INC ... WIRE 10,732.00
WIRE TO CITIBANK FUT MGN
01 02/23 JOURNAL -17,000 BARNES GROUP INC 3.751 2025 CVT 18,368.97
03.7500 08/01/2025
TO 736FY0 FROM 796FY0
01 02/23 JOURNAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582478.pdf
EFTA01581925Set 10
2005-08-011p274w
DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 00 0.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
01 08/02 JOURNAL -9, 000 BARNES GROUP INC CVT 144A ... 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
01 08/02 JOURNAL -9, 000 BARNES GROUP INC CVT 1 44 A 9,000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581925.pdf
EFTA01581924Set 10
2005-08-011p296w
08/01/2035
CORRECTION
DONE AT LEHMAN BROTHERS INC
01 08/01 BOUGHT 8, 00 0 BARNES GROUP INC CVT 144A 103 .0 833 3 8,246.67
03.7500 08/01/2025
CORRECTION
DONE AT BANC ... FUNDS RECEIVED BY WIRE 17,8 99.00
01 08/02 JOURNAL 8, 00 0 BARNES GROUP INC CVT 144A 8, 24 6.67
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO FROM
01 08/02 ... JOURNAL -8, 00 0 BARNES GROUP INC CVT 144A 8,2 46.67
03.7500 08/01/2025
OFFSHORE ARR ANGIE. -
TO FROM
CREDIT FIRST CREDIT SUISSE FIRST BOSTON LLC
ELEVEN MADISON AVENUE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581924.pdf
EFTA01582070Set 10
2006-02-011p228w
02/03 JOURNAL S/D FINANCING 246,852.88
FROM TO
03 02/03 JOURNAL 40 BARNES GROUP INC 1,514.78
OFFSHORE ARRANGING FLIP
TO FROM
03 02/03 JOURNAL 6,980 TJX COMPANIES INC ... INC NEW 25.51110 178,018.41
DONE AT EDGETRADE.COM INC.
03 02/03 SOLD -40 BARNES GROUP INC 37.87700 1,514.78
DONE AT EDGETRADE.COM INC.
01 02/06 JOURNAL S/D FINANCING RETURN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582070.pdf
EFTA01582263Set 10
2005-08-011p251w
OFFSHORE ARRANGING ELI P
TO FROM ~I
01 08/01 JOURNAL 8, 00 0 BARNES GROUP INC CVT 194A 8, 24 6.67
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO FROM
01 08/01 ... JOURNAL 9,000 BARNES GROUP INC CVT 194A 9, 000.00
03.7500 08/01/2025
OFF RRANGING FLIP
TO FROM
01 08/01 JOURNAL 63, 00 0 L 3 COMM HLDG INC 149A ... 08/02 TIRKD/MARKET MARK TO MARKET 308, 066.36
01 08/02 JOURNAL 8, 00 0 BARNES GROUP INC CVT 144: 8,246.67
03.7500 08/01/2025
OFFSHORE ARRANGING ri.'>
TO FROM
CREDIT FIRST CREDIT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582263.pdf
EFTA01582074Set 10
2006-02-011p220w
RECEIVED BY WIRE 10,945.00
HIGHBRIDGE CAPITAL MANA
01 02/22 JOURNAL 17,000 BARNES GROUP INC CVT 144A 18,368.97
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO FROM
03 02/22 JOURNAL ... BARNES GROUP INC 11,362.54
OFFSHORE ARRANGING FLIP
TO FROM
CREDIT SUISSE SECURITIES(USA) LLC
ELEVEN MADISON AVENUE
CREDIT SUISSE NEW YORK, NY 1C010-3629
Confidential Treatment Requested by JPMorgan
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582074.pdf