EFTA00643587Set 9
2016-03-143p637w
What's new: APO cut fees on its BDC, Apollo Investment Corporation (Ticker: AINV;
not covered), a publicly traded Business Development Company that is managed by
Apollo Global Management (Ticker ... maximize shareholder value. This has
brought management and incentive fees paid to the BDC manager into the spotlight.
Investors question whether the traditional 2 and 20 fee structure still makes ... before this announcement from APO. Fifth Street recently lowered the management
fees for its BDC from 2% to 1% on new assets only, not existing. The largest publicly
traded BDC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00643587.pdf
EFTA01414105Set 10
2017-03-035p183w
Subject: RE: Contacts for Goldmand BDC [I]
From: Stewart Oldfield
Date: Fri, 03 Mar 2017 10:35:50 -0500
To: Andrew King
Classification: For internal use only
Forrestal is Annette ... Friday, March 03, 2017 10:33 AM
To: Stewart Oldfield
Subject: Contacts for Goldmand BDC [I]
Classification: For internal use only
Stew,
Would you mind confirming that these contacts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01414105.pdf
EFTA01101657Set 9
2015-02-11100p33,859w
effect, they
4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC")
managed by Apollo.
BFP held 14,392 shares in ESWW. The shares were thinly traded ... CEICs invested in
underlying private equity investments; and (2) capital appreciation securities.
The BDC sample included nine domestic closed-end funds invested primarily
in mezzanine debt, private equity and venture
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101657.pdf
EFTA01101557Set 9
2015-02-12100p33,810w
effect, they
4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC")
managed by Apollo.
BFP held 14,392 shares in ESWW. The shares were thinly traded ... CEICs invested in
underlying private equity investments; and (2) capital appreciation securities.
The BDC sample included nine domestic closed-end funds invested primarily
in mezzanine debt, private equity and venture
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101557.pdf
EFTA00590400Set 9
2015-02-12100p33,760w
effect, they
4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC")
managed by Apollo.
BFP held 14,392 shares in ESWW. The shares were thinly traded ... CEICs invested in
underlying private equity investments; and (2) capital appreciation securities.
The BDC sample included nine domestic closed-end funds invested primarily
in mezzanine debt, private equity and venture
https://www.justice.gov/epstein/files/DataSet%209/EFTA00590400.pdf
EFTA01101457Set 9
2014-11-11100p33,689w
fund
expenses.
4 Apollo Investment Corp. ("AINV") is a publicly traded business development company ("BDC")
managed by Apollo.
BFP held 14,392 shares in ESWW. The shares were thinly traded ... GRAT No. 2 - Valuation Date: June 3, 2014
Page 22
The BDC sample included nine domestic closed-end funds invested primarily
in mezzanine debt, private equity and venture capital securities
https://www.justice.gov/epstein/files/DataSet%209/EFTA01101457.pdf