EFTA02156334Set 10
2012-10-268p1,952w
cuts PLXS
Key Research: GS upgrades RCI, Jeff upgrades CERN (buy), Roth initiates BDE (buy), KBW
downgrades CBENVCBO
Key Research: W Blair cuts PDII/BJRI, Wells upgrades PCAR, Piper downgrades CAB/FSL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156334.pdf
EFTA02107535Set 10
2014-05-057p1,601w
AAON, ACUR, AEIS, AGII, AIN, ALXA,
APL, ARCI, ARE, AXLL, BDE, BNFT, CATM, CKEC, CKP, CRK, CVGI, DAC, DATA, ECOL, ECOM,
EGOV, ELNK, EMES, ENH, EOX, FLDM, FN, FOLD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107535.pdf
EFTA00386142Set 9
2013-08-057p1,862w
UIHC, ZINC
Reporting Post-Close: DNB, MAC, TEG, UNM, VNO, ANEN, APL, ASEI, AVD, BDE, BKH, BRS, BSFT, CHSP, CIB,
CLDT, CRDC, CSU, CUTR, DCO, DRRX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386142.pdf
EFTA00390481Set 9
2013-05-157p2,139w
Farm to Market (NYC)
Analyst/Investor Days: SPWR, SAP
Non-Deal Roadshows: APR ARTC, BDE, BOH, COH, GMO, GVA, KERX, LMAT, MCO, PCCC, PVTB, RBA, RBS, RTEC,
SBNY, SIRI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390481.pdf
EFTA00390384Set 9
2013-05-147p2,260w
Opco
Industrial Growth (NYC)
Analyst/Investor Days: EPL, BCOV, ININ
Non-Deal Roadshows: ASH, AWH, BDE, BHE, BOFI, CAH, CBS, CBT, CHMT, DPZ, DTLK, FCH, INVN, JOUT, LPS,
PBCT, REIS, RLGY
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390384.pdf