EFTA02731260Set 12removed from DOJ
2012-05-1081p10,921w
cued Worth I-011 tevkr-ilik— kr tvcx3h_finci—Mtillg
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https://www.justice.gov/epstein/files/DataSet%2012/EFTA02731260.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
AGIO, AGYS, AIRT, AMCX, AMRX, AMSC, ANDE, ANIP, ANSS, APO, ARQL, ARX, ATK, AVIV, BITA,
BOTH, BR, BZH, CAMT, CBB, CBRX, CCO, CECE, CEQP, CLINE, CMLP, CNK, CNSL, COMM,
COWN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA02128826Set 10
2013-09-128p2,010w
names ceo — THO cfo stepping down
Secondaries (announced/priced): GLUU, CHFC, PLX (convert), KRC, UBNT, BITA, CODE, EDF FP
IPO's: Montage Technology Group (anticipated pricing Wed 9/25)
US Key Research
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128826.pdf
EFTA00401937Set 9
2012-11-087p2,170w
AAON, AAP, ACIW, AINV, ALR, ALTI, AMCX, AMRC, APEI, APU,
ARX, BCRX, BDC, BIOC, BITA, BKCC, CHAS, CASM, CBRX, CG, CORE, CRTX, DUSA, EBIX, ES, EZCH, FCN, FLO,
FSYS, FXCM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf
EFTA00390785Set 9
2013-05-097p2,239w
XRAY, AAON, AGU, ALR, AM, AMCX, AMRC, ARX, ASFI, BAM,
BCE, BGMD, BITA, BWEN, CBB, CBLI, CBRX, CDE, CEMI, CG, CLSN, CNSL, CRTX, CTB, DISH, DNDN, DRTX, EMCI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA02139472Set 10
2013-05-098p2,231w
XRAY, AAON, AGU, ALR, AM, AMCX,
AMRC, ARX, ASFI, BAM, BCE, BGMD, BITA, BWEN, CBB, CBLI, CBRX, CDE, CEMI, CG, CLSN,
CNSL, CRTX, CTB, DISH, DNDN, DRTX, EMCI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf