EFTA00807960Set 9
2018-08-074p662w
GUARD, TRACK GUIDE. SEGMENTED 346-7148
CIRCUIT, COMBINED. STP PKG 541-7332
PILOT LINES, BKT CLOSE PGQC 536-9525
LINE, PUMP SUCTION 538-4102
STARTING, COLD WEATHER 452-0154
GUARD ... PROTECTION (EXPORT) 0G-4126
LANE 3 ORDER OP-9003
ROLL ON-ROLL OFF W/O BKT QC B1 0G-0481
Cat 48" Bucket
Cat H-120 HDY Hammer
Cat HDY Thumb
https://www.justice.gov/epstein/files/DataSet%209/EFTA00807960.pdf
EFTA02101572Set 10
2014-07-239p2,236w
initiates BME LN (n), KBC downgrades
UCB BB
• KBC downgrades INTO BB, Santander upgrades BKT SM, Bryan Gamier initiates ELIOR FP
• DB initiates BME LN (op), GS initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA00795738Set 9
2018-08-0811p3,188w
CERTIFIED USED 323FL HYDRAULIC EXCAVATOR, ID# REX-227,
YEAR MODEL 2015
ALARM TRAVEL LINKAGE, BKT-B1 W/LIFT
SUN, SHADE BOOM, 18'8" REACH HD CGC
STICK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00795738.pdf
EFTA02134840Set 10
2013-07-017p1,813w
Research:
• CS upgrade HAS LN, VIE FP, DB upgrade SCMN VX, SocGen downgrade BKT SM,
▪ JPM downgrade BBVA SM, upgrade NOK1V FH, Nomura upgrade TLW LN
• UBS downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02134840.pdf
EFTA02148758Set 10
2013-02-129p2,266w
BofAML remove DANSKE DC, UBI IM most pref, BKT IM, DBK GY added, upgrade ENG SM, EDCL
RU
• Bere reinitiate large cap insurance: (ALV GY (b), CS FP (h), ZURN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02148758.pdf
EFTA00397049Set 9
2013-01-257p2,119w
before the bell.
Secondaries (announced/priced): AGRO (holders), BGMD, CHUY, ANTH, ARWR, SFL (equity + convert), BKT SM, BDN
IPO's: N/A
US Key Research:
• Barcap downgrades SCSS/DCOM/F, Bernstein upgrades THRYJEBAY, Citi
https://www.justice.gov/epstein/files/DataSet%209/EFTA00397049.pdf