EFTA02137279Set 10
2013-06-048p1,909w
Bofa Global Tech (SF), JPM Diversified Industries (NYC), Sofa Global Telecom
(London)
Analyst/Investor Days: BLOX, ENTG, INFA,
Non-Deal Roadshows: BWS, COG, COST, CPLA, CVU, DCOM, DL, DTLK, ECHO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137279.pdf
EFTA02147429Set 10
2013-02-219p2,253w
SBAC, SWN, ACTG,
AHS, AREX, ARUN, ATLS, ATNI, AVG, BBG, BLDR, BLMN, BLOX, BMRN, BSQR, BV, CEC, CENX,
CHEF, CLGX, CUBE, CYH, DMRC, DXCM, ET, EXEL, EXR, FIRE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02113512Set 10
2014-02-258p2,046w
Research:
• Barcap upgrades ED & downgrades AEE, CS & GS initiates SNOW,
• DB initiates BLOX (buy) & PKT (sell), Jefferies downgrades BAS/MWE
• Raja initiates AVGO (op) & upgrades PEBO (buy), Susquehanna initiates ADBE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02113512.pdf
EFTA02096339Set 10
8p1,817w
Deal Roadshows: ABCO, ACI, ADS, ALQA, ALSN, AMC, ARRS, ATHN, BC, BLOX, CEMP,
CME, CONE, CRNCY, CYBX, DVN, EARS, EEFT, EGLT, ELLI, ENDP, RCFS, FNSR, GGG, HIBB,
HILL, HQY, INAP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02096339.pdf
EFTA02120424Set 10
2013-11-268p2,017w
OTIV, PLCE, SBLK, SIG
Reporting Post-Close: ADI, HPQ, ALOT, AVAV, BAMM, BLOX, GAME, QADB, TIVO, TLYS, ZLC
Economic Data: Building Permits @ 8:30am, S&P/Case-Shiller Home Price Index
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120424.pdf
EFTA00400698Set 9
2012-11-286p1,678w
JOSB, LEDS, MOV, NPD, SPH, TFM, WILC, YGE, POST
Reporting Post-Close: PLL, ARO, BLOX, CWTR, FSC, GES, GMAN, LZB, NWY, RUE, SMTC, TIVO, WDAY
Economic Data: MBA Mortgage Applications
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400698.pdf
EFTA00361841Set 9
2014-09-246p1,819w
Deal Roadshows: ABCO, ACI, ADS, ALOA, ALSN, AMC, ARRS, ATHN, BC, BLOX, CEMP, CME, CONE, CRNCY,
CYBX, DVN, EARS, EEFT, EGLT, ELLI, ENDP, RCFS, FNSR, GGG, HIBB, HILL, HOY, INAP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00361841.pdf
EFTA02128952Set 10
2013-09-057p1,749w
BPOST BB (n)
Reporting Pre-Open: CONN, DFZ, PMFG, TITN
Reporting Post-Close: AMBA, BLOX, COO, FCE.A, FNSR, KFY, PAY, RALY, SEAC, SWHC,
TWGP, ZQK, ZUMZ
Economic Data: Challenger
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128952.pdf