Epstein Files Search

EFTA00791759Set 9

2016-12-0134p13,741w

Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international mernew riNkA, SIPC BAINCO Investors Incliwthie/ Retirement Account Statement Account ... AVFIAM NOAM CHOMSKY AMAqui Otuvrity EXCELLENCE EFTA00791760 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 Member FINRA, BAINOO Interna ... AVRAM NOAM CHOMSKY AIR AMOR?. tivr EXCELLENCE EFTA00791762 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International Member FINRA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00791759.pdf

EFTA01203330Set 9

2015-07-213p981w

Daniel Sabba , Ariane Dwyer , Paul Morris , Stewart Oldfield , Richard Kahn Subject: FW: (BN) BNY Mellon Earnings Climb 50% as Fees Rise With Custody Ass [C] Date ... BANK SECURI) [mailto:stepvah@bloomberg.net] Sent: Tuesday, July 21, 2015 10:30 AM Subject: (BN) BNY Mellon Earnings Climb 50% as Fees Rise With Custody Ass (BN) BNY Mellon Earnings Climb ... availability are subject to change without notice. Additional information is available upon request. BNY Mellon Earnings Climb 50% as Fees Rise With Custody Assets

https://www.justice.gov/epstein/files/DataSet%209/EFTA01203330.pdf

EFTA00597104Set 9

2016-07-2595p54,885w

PROSPECTUS SUPPLEMENT (To Prospectus Dated February 9, 2016) E S se co BNY MELLON The Bank of New York Mellon Corporation co CU E Depositary Shares • E Each representing ... York. New York on or about August . 2016. •- co — c ••-• o Our affiliates, including BNY Mellon Capital Markets. LLC. may use this prospectus supplement and the accompanying prospectus ... Book-Rwll ing Managers .11 BofA Merrill Lynch Citigroup Morgan Stanley UBS Investment Bank BNY Mellon Capital Markets, LLC CO o = s 0. Prospectus Supplement dated July , 2016 EFTA00597104 TABLE

https://www.justice.gov/epstein/files/DataSet%209/EFTA00597104.pdf

EFTA00635311Set 9

2017-01-193p918w

Jeffrey E." <jeevacation@gmail.com> Subject: BK Date: Thu, 19 Jan 2017 14:16:00 +0000 BNY Mellon core results soft, but outlook is key - Goldman ... Previously: Bank of New York Mellon EPS in-line misses on revenue (Jan. 19) BNY Mellon Reports Fourth Quarter Earnings Of $822 Million Or $0.77 Per Common Share Thu January ... fully phased-in of 5.6% (a) The Bank of New York Mellon Corporation (BK) ("BNY Mellon (BYMIX)") (NYSE: BK) today reported fourth quarter net income applicable to common shareholders

https://www.justice.gov/epstein/files/DataSet%209/EFTA00635311.pdf

EFTA00791740Set 9

2016-12-0119p9,204w

Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 (877) 870-7230 international Beneficiary mernew FINRA SIPC BAINCO Investors Account Statement Account Number: Statement ... AVRAM NORM CHOMSKY ASK AhOuT tauveltv D(CELLENCE EFTA00791741 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ O7399 Beneficiary (877) 87O-723O member Fitak ... AVRAM NOAM CHOMSKY ASK AlbOLIT t.OO.77ZRY EXCELLENCE EFTA00791743 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Beneficiary (877) 870-7230 Member FINRA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00791740.pdf

EFTA00680151Set 9

2015-03-272p546w

Jeffrey E." <jeevacation@grnail.com> Subject: Fwd: BK: Reuters: Morgan Stanley's Fleming contacted about BNY Mellon CEO job Date: Fri, 27 Mar 2015 13:40:27 +0000 Forwarded message From ... Subject: BK: Reuters: Morgan Stanley's Fleming contacted about BNY Mellon CEO job To: Reuters: Morgan Stanley's Fleming contacted about BNY Mellon CEO job • 6:57 AM Yoel Minkoff ... News Editor • At the prompting of at least one BNY Mellon (NYSE:BK) director, recruiting firm Spencer Stuart firm has come up with a list of potential candidates to replace

https://www.justice.gov/epstein/files/DataSet%209/EFTA00680151.pdf

EFTA01299633Set 10

2014-11-124p1,170w

PERSHING LLC US VOID AQUILINE HOLDINGS LW 1 PERSHING PLAZA /ACC/ •I EPILSHUS33 BNY CUSP PAN - F1514/1127946600 JERSEY CITY, NJ 07309 41 PNT 411142054//2 4L4-420592-I AQUILINE HOLDINGS ... VOID AQUILINE FINANCIAL SERVICES MIND LP 1 PERSHING PLAZA /AOC/ •I RP0.1591S31 BNY CUSP RRN FIS1411127947900 JERSEY CITY, NJ 07199 •E ENT 41.142059//2 4IX-420592-1 WILINE HOLDINGS ... PERSHING LLC US VOID AQUILINE HOLDINGS LLC PERSHING PLAZA /AOC/ •I EPPSNUS33 BNY CUSP FLaN - F1S1411128030900 JERSEY CITY, NJ 07399 •E ENT 411442060//0 4LN-420600-1 AQUILINE HOLDINGS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299633.pdf

EFTA01366015Set 10

2015-07-211p558w

availability are subject to change without notice. Additional information is available upon request. BNY Mellon Earnings Climb 50% as Fees Rise With Custody Assets ... average of seven estimates compiled by Bloomberg. Led by Chief Executive Officer Gerald Hassell, BNY Mellon has worked to keep its expenses from rising as persistently low interest rates make ... settle a class-action lawsuit related to its foreign-exchange business. In March, BNY Mellon agreed to pay $714 million to settle allegations by the U.S. and New York state

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366015.pdf

EFTA01255974Set 9

2014-03-064p1,116w

BANK TRUST CO AMERICAS VOID LLC ACCT NO N40011148 60 WALL STREET /REC/PERSHING LLC BNY CUST RRN - 0/11 DBTCO AMERIC NEW YORK, NY 10005-2858 //US FFC ACCT NAME HEADWATERS ... DEUTSCHE BANK TRUST CO AMERICAS DEUTSCHE BANK AG 60 WALL STREET LONDON BRANCH BNY COST RRN - /IMF/CDR? NEW YORK, NY 10005-2858 WINCHESTER HOUSE BNF/FFC SOMERSTON INVESTMENTS LTD 04411739 LONDON ... EC2N 4DA, DEUTSCHE BANK AG ENGLAND BNY CUST RRN - /BNF/CORT 133 HOUNDSDITCH VOID LONDON /ACC/ +I D04411739 +B DEUTSCHE BANK// AO +A1 LONDON BRANCH WINCHESTER //HOUSE +A2 1 GREAT WINCHESTER

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255974.pdf

EFTA00161670Set 9

2019-08-028p5,444w

Investigating Data Breach (lutp://createsend.com/t/d-6241A FEDED?inod=article U.K. Regulator Fines KPMG for BNY Mellon Reports (https://vmw.wsj.comfarticles/u-k-regulator-fines-kpmg-for-bny-inellon-reports-1156468,r66) DOJ, SEC investigating commercial printing company (https://globalinvestigationsreview.com/article/jachuA8qtao. ... currently serves as CEO of Molson's U.S. subsidiary. U.K. Regulator Fines KPMG for BNY Mellon Reports By Nina Trentmann The U.K.'s Financial Reporting Council levied a total ... action by the regulator against the Big Four accounting firm. KPMG, the auditor of BNY Mellon entities Bank of New York Mellon London Branch and Bank of New York International

https://www.justice.gov/epstein/files/DataSet%209/EFTA00161670.pdf

EFTA01394988Set 10

2018-03-3061p17,706w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf

EFTA01390026Set 10

1p466w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390026.pdf

EFTA01419666Set 10

52p9,321w

exposure is delta adjusted. For complete disclaimer, please see page 27 of presentation. Source BNY Mellon and Morgan Stanley Prime Brokerage. ALKEON CAPITAL MANAGEMENT Private & Confidential Page 20 EFTA01419691 ... exposure is delta adjusted. For complete disclaimer, please see page 27 of presentation. Source BNY Mellon and Morgan Stanley Prime Brokerage. ALKEON CAPITAL MANAGEMENT Private & Confidential Page 21 Gross ... July 1, 2011. Gross exposure is market value, net exposure is delta adjusted. Source BNY Mellon and Morgan Stanley Prime Brokerage. For complete disclaimer, please see last pages of presentation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419666.pdf

EFTA01389177Set 10

1p468w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389177.pdf

EFTA01443593Set 10

2018-03-3061p17,672w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf

EFTA01382899Set 10

1p467w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382899.pdf

EFTA01354946Set 10

1p468w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354946.pdf

EFTA01428879Set 10

2018-03-3061p17,701w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf

EFTA01390699Set 10

1p466w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390699.pdf

EFTA01396934Set 10

2018-03-3061p17,659w

Part 2A Funds. The Gen II relationship will be managed by several iCapital executives. BNY Capital Corporation ("BNY") BNY holds a minority ownership interest in Institutional Capital Network ... parent company of iCapital. Certain of the Funds hold cash in accounts at BNY and utilize BNY administrative services. This relationship may create an incentive to select BNY to provide

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf