EFTA00791759Set 9
2016-12-0134p13,741w
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ 07399 Rollover
(877) 870-7230 international
mernew riNkA, SIPC
BAINCO Investors Incliwthie/ Retirement
Account Statement
Account ... AVFIAM NOAM CHOMSKY AMAqui Otuvrity
EXCELLENCE
EFTA00791760
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ 07399 Rollover
(877) 870-7230
Member FINRA,
BAINOO Interna ... AVRAM NOAM CHOMSKY AIR AMOR?. tivr
EXCELLENCE
EFTA00791762
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ 07399 Rollover
(877) 870-7230 International
Member FINRA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00791759.pdf
EFTA01203330Set 9
2015-07-213p981w
Daniel Sabba , Ariane Dwyer , Paul
Morris , Stewart Oldfield , Richard Kahn
Subject: FW: (BN) BNY Mellon Earnings Climb 50% as Fees Rise With Custody Ass [C]
Date ... BANK SECURI) [mailto:stepvah@bloomberg.net]
Sent: Tuesday, July 21, 2015 10:30 AM
Subject: (BN) BNY Mellon Earnings Climb 50% as Fees Rise With Custody Ass
(BN) BNY Mellon Earnings Climb ... availability are subject to change without notice. Additional information is available upon
request.
BNY Mellon Earnings Climb 50% as Fees Rise With Custody Assets
https://www.justice.gov/epstein/files/DataSet%209/EFTA01203330.pdf
EFTA00597104Set 9
2016-07-2595p54,885w
PROSPECTUS SUPPLEMENT
(To Prospectus Dated February 9, 2016)
E
S
se
co
BNY MELLON
The Bank of New York Mellon Corporation
co CU
E Depositary Shares
• E Each representing ... York. New York on or about August . 2016.
•- co
— c ••-•
o Our affiliates, including BNY Mellon Capital Markets. LLC. may use this prospectus supplement and the accompanying prospectus ... Book-Rwll ing Managers
.11 BofA Merrill Lynch Citigroup Morgan Stanley UBS Investment Bank BNY Mellon Capital Markets, LLC
CO o
= s
0. Prospectus Supplement dated July , 2016
EFTA00597104
TABLE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597104.pdf
EFTA00791740Set 9
2016-12-0119p9,204w
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ 07399
(877) 870-7230 international Beneficiary
mernew FINRA SIPC
BAINCO Investors Account Statement
Account Number:
Statement ... AVRAM NORM CHOMSKY ASK AhOuT tauveltv
D(CELLENCE
EFTA00791741
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ O7399
Beneficiary
(877) 87O-723O
member Fitak ... AVRAM NOAM CHOMSKY ASK AlbOLIT t.OO.77ZRY
EXCELLENCE
EFTA00791743
Pershing Advisor Solutions LLC, a BNY Mellon company
One Pershing Plaza, Jersey City, NJ 07399
Beneficiary
(877) 870-7230
Member FINRA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00791740.pdf
Partnership's
administrator and investor servicing agent, The Bank of New York Mellon ("BNY Mellon"). BNY
Mellon is contractually obligated to keep the information that we provide to them confidential ... BNY Mellon maintains physical, electronic and procedural safeguards to protect your nonpublic
personal information.
Please note that email messages are not secure and may contain computer viruses or other
defects ... Alkeon Capital
Management, LLC, 350 Madison Avenue, New York, New York 10017 and BNY Mellon, 400
Appendix A-1
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374152.pdf
EFTA00161670Set 9
2019-08-028p5,444w
Investigating Data Breach
(lutp://createsend.com/t/d-6241A FEDED?inod=article
U.K. Regulator Fines KPMG for BNY Mellon Reports
(https://vmw.wsj.comfarticles/u-k-regulator-fines-kpmg-for-bny-inellon-reports-1156468,r66)
DOJ, SEC investigating commercial printing company
(https://globalinvestigationsreview.com/article/jachuA8qtao. ... currently serves as CEO of Molson's U.S. subsidiary.
U.K. Regulator Fines KPMG for BNY Mellon Reports
By Nina Trentmann
The U.K.'s Financial Reporting Council levied a total ... action by the regulator against the Big Four accounting firm.
KPMG, the auditor of BNY Mellon entities Bank of New York Mellon London Branch and Bank of New York International
https://www.justice.gov/epstein/files/DataSet%209/EFTA00161670.pdf
EFTA01419666Set 10
52p9,321w
exposure is delta adjusted.
For complete disclaimer, please see page 27 of presentation. Source BNY
Mellon and Morgan Stanley Prime Brokerage.
ALKEON CAPITAL MANAGEMENT
Private &
Confidential
Page 20
EFTA01419691 ... exposure is delta
adjusted.
For complete disclaimer, please see page 27 of presentation. Source BNY
Mellon and Morgan Stanley Prime Brokerage.
ALKEON CAPITAL MANAGEMENT
Private &
Confidential
Page 21
Gross ... July 1, 2011. Gross
exposure is market value, net exposure is delta adjusted. Source BNY Mellon
and Morgan Stanley Prime Brokerage. For
complete disclaimer, please see last pages of presentation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419666.pdf
EFTA01920608Set 10
2014-07-021p133w
Kahn
Sent Wed 7/2/2014 7:46:56 PM
Subject: Bank of New York Mellon
BNY Mellon moves to boost real estate fund
administration business ... BNY Mellon (BK -0.7%) is in exclusive talks with Deutsche Asset & Wealth
Management in which DeAWM would outsource its real estate fund finance, fund
accounting, asset management accounting, and client ... members of DeAWM's global real
estate fund finance team would transfer to BNY Mellon. The move would make BK one of
the largest real estate fund administrators
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01920608.pdf
EFTA01746531Set 10
2015-03-071p275w
Sent: Saturday, March 7, 2015 7:07:29 PM
Subject: FW: BK: Barron's: BNY Mellon has more room to run higher
From: Richard Kahn
To: Jeffrey Epstein <jeevacation@gmail.com>
Barron ... BNY Mellon has more room to run higher • 8.29 AM
Stephen Alpher SA News Editor
• "In many ways, we're going back to our roots," says Gerald Hassell, CEO since ... that's spent, making sure it's spent wisely." It appears to be working. BNY Mellon
(NYSE:BK) achieved that rarest of banking feats in Q4, with noninterest expenses down
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01746531.pdf
EFTA00645278Set 9
2016-07-223p630w
From: Richard Kahn •
To: "jeffrey E." <jeevacation®gmail.com>
Subject: Fwd: BNY Mellon: EPS Down on Lower NII, Expense Saves the Wildcard
Date ... Richard Kahn
HBRK Associates Inc.
Begin forwarded message:
From: "Morgan Stanley" <
Subject: BNY Mellon: EPS Down on Lower Nll, Expense Saves the Wildcard
Date ... Reply-To: <
Subscription Notification: July 22
BNY Mellon: EPS Down on Lower Nil, Expense Saves the Wildcard
Betsy L. Graseck, CFA — Morgan Stanley
July
https://www.justice.gov/epstein/files/DataSet%209/EFTA00645278.pdf