EFTA00414851Set 9
2012-04-206p1,746w
Reporting Pre-Open: AEP, GE, HON, IR, JCI, KMB, MCD, SLB, ACU, AOS, BPOP, CP CN, IDXX, LBAI,
MAN, NPBC, ORB, RCL, SR, SXT, UA
Economic Data: No major releases
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414851.pdf
EFTA00411369Set 9
5p1,719w
filed/priced): N/A
Key Research: Jeff cuts ADBE, Citi upgrades BBY, Sterne Agee initiates BPOP (neutral),
Key Research: Cantor initiates IMGN (hold), GS upgrades RF (buy), JMP downgrades HGSI,
Key Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00411369.pdf
EFTA00410886Set 9
2012-06-206p1,776w
ADUS, GNRG, ANX, DRRX, SUNH, ECTE, FSGI, QBAK, VRNM, CBMX, ONCY, NSR
Equity/Mixed Shelfs: BPOP, HEB ($150M), WY, CBI
Other Newspaper Articles & Stories
Barron's positive: . Smucker (SJM)
Barron
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410886.pdf
EFTA00387192Set 9
2013-07-187p2,112w
AMRB, BLX, BPOP, BX, CY, FCS, GMT, HAWK, HLSS, HOMB, IIIN, MYE,
NOK, NTCT, ORB, OSTK, POOL, PVTB, SASR, SCHL, SEIC, SFNC, SIFY, SON, SVU, SYNT, TZPP, UTEK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA00425821Set 9
2011-10-195p1,652w
NTRS, PNC, STJ, SVU, TRV,
TXT, USB, UTX, AMR, ATMI, BPOP, CTBI, CRH, FCFS, KCG, KNL, LUFK, MEG, NYB, PJC, ROC, SCL,
SEIC, ST, SYBT, TIN, VCBI, WNS, WABC
Reporting
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425821.pdf
EFTA02146320Set 10
2013-03-019p2,246w
Spending / ISM Manufacturing @ 10am
Conferences: Goldman Sachs Social Media Forum (NYC)
Analyst/Investor Days: ETN, BPOP, EXLS, KEYW
Non-Deal Roadshows: ACFN, ARTC, BRE, CCOI, CDNS, DANOY, FMC, FN, HP, HSIC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02146320.pdf