EFTA02136101Set 10
2013-06-078p1,887w
CCMP, CYBX, KEX, MMYT, NWY, PFPT, RVBD, SLP
Shareholder Meetings: WMT, BVN, SAI, RXII, BPZ
Equity/Mixed Shelfs: PKY ($1B)
Other Newspaper Articles & Stories
Barron's positive: Ciena (CIEN) Barron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf
EFTA02121749Set 10
2013-11-089p2,318w
SCVB SS, RAYJ downgrade MC FP
Reporting Pre-Open: COV, CVC, ABR, AHH, AINV, BPZ, CCOI, DRH, EBIX, GKNT, GROW, HALO,
HILL, HMSY, HZNP, LEAP, LGF, MHR, MINI, NTWK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
Employment Report, IMF Conference, U. of Michigan Confidence, China CPI/PPI,
Bernanke speaks, Eamings (COV, BPZ, DRH, LEAP)
Saturday: China October Retail Sales/FAI/IP, China's Communist Party Central Committee Plenary
Session
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00401937Set 9
2012-11-087p2,170w
AFFY, AGM, AGO, AHPI, AIRM,
AL, ALEX, AMRN, ANCI, ATHX, ATSG, AVHI, BID, BKR, BPZ, BRKS, BSTC, CBOU, CBPO, CDR, CECO, CEMP, CLCT,
CLIR, CPST, CUBE, CYTX, DAR, DGIT, DIOD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf
EFTA00390785Set 9
2013-05-097p2,239w
ALIM, ALXA,
ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI, BEBE, BFAM, BID, BONE, BPZ, BRKS, BSCIR, BSTC, XALL,
CCIX, CDR, CPE, CWCO, CYTX, DAR, DIOD, DVCR, EAC, EXPG, EMAN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00410733Set 9
2012-06-225p1,541w
XOMA, XOXO
Shareholder Meetings: AWI, BBBY, NWLI, CHCI, ERT, KCAP, ORBT, BPZ, SALM, SPPI, ASTX
Equity/Mixed Shelfs: AEE, PMT, WRE, SGYP ($250M), SARA ($200M)
III 500 change (after close June
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410733.pdf
EFTA00413482Set 9
2012-05-096p1,995w
MNST, NWSA, PCLN, ACHN, AIQ, ALEX, ALTE, AMSF,
APFC, AUQ, AVCA, BKEP, BLTI, BPZ, BWC, CCRN, CHDX, CJES, CLCT, CODI, CPA, CPNO, CUZ, CVO,
CXPO, CYTX, DAC, DGIT, DNN, ECPG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf
EFTA02139472Set 10
2013-05-098p2,231w
ALIM, ALXA, ANAC, APEI, APFC, ASCMA, ASYS, AUQ, BBOX, BCEI, BEBE, BFAM, BID,
BONE, BPZ, BRKS, BSQR, BSTC, XALL, CCIX, CDR, CPE, CWCO, CYTX, DAR, DIOD, DVCR, EAC,
EXPG, EMAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf