Epstein Files Search

EFTA01547716Set 10

2013-04-0135p4,238w

ISIN USP7807HAK16 SEDOL BSSCOL3 716550-9A-8 B+ /NA Complementary Structured Strategies HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN ... COMPANY, INC ACCT. For the Period 4/1/13 to 4/30/13 Price Complementary Structured Strategies HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN ... Date Type Settled Securities Purchased 4/5 Purchase 4/12 Total Settled Securities Purchased Description HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 596CPN-28.596 MXRTRN 4/5/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547716.pdf

EFTA01350839Set 10

2013-10-174p653w

Lisa, The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 DELD 13105203341450 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED EFTA01350839 ... Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL ... securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350839.pdf

EFTA01350835Set 10

2013-10-174p553w

Lisa, The other note is pending for delivery and settled today. 1. 40432XE56 HSBC BRL STEP UP NOTE 4/21/14 DELD 13105203341450 04/05/2013 0.000000000 1000000.000 0.00 10/15/2013 0000889 66 RELEASED Best ... Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL ... securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 40432XD32 66 1,000,000.000 10/15/13 LNKD TO BRL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350835.pdf

EFTA01140686Set 9

2013-12-172p363w

BRL Notes... [C] Date: Tue, 17 Dec 2013 15:11:51 +0000 Attachments: HSBC_BRL_Step_Up_-_TD_April_5,_2013.pdf; HSBC_BRL_Step_Up_- TD March 13, 2013.pdf Inline ... marking down >20% (Cj Classification: Confidential Jeffrey - You're long 1mm USD each of BRL step up notes in Southern Trust from JP. The notes have a 15% barrier

https://www.justice.gov/epstein/files/DataSet%209/EFTA01140686.pdf

EFTA01450379Set 10

2013-04-051p156w

Smith CC: Paul Morris Vahe Stepanian Subject: fw: termsheets Ill Attachments: pic23825.gif; pic01418.gif; HSBC BRL Step Up • TD April 5, 2013.pdf; HSBC SRL Step Up - TD March 13, 2013.pdf Classification ... Subject: termsheets Amanda please call me to discuss thanks Harry (see attached file: HSBC BRL step up - TD April 5, 2013.pdf)(see attached file: HSBC BRL step Up - TD March

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450379.pdf

EFTA01350813Set 10

2014-01-182p811w

5N308 57000 0 26.89 1489980 1532730 0502005N3089 SOUTHERN TRUST COMPANY, INC HSBC BRL STEP Uiiiiiiiii/14 LNKD TO BRL VS USD 85% BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE ... US40432XD326 SOUTHERN TRUST COMPANY, INC HSBC BRL STEP UP 1/14 LNKD TO BRL VS USD 85% BARRIER- 5%CPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350813.pdf

EFTA01350833Set 10

2014-03-272p302w

Classification: Confidential Hi Janet, I only see us receiving 1 security today: 1. HSBC BRL STEP UP NOTE 3/27/14 66 1,000,000.000 10/15/13 LNKD TO BRL ... securities has been received. To be delivered today 10/16/13, to Deutsche Bank 1. HSBC BRL STEP UP NOTE 3/27/14 66 1,000,000.000 10/15/13 LNKD TO BRL ... EFTA01350833 B5%BARRIER- 5%CPN-28.5% MXRTRN MD 2. HSBC BRL STEP UP NOTE 4/21/14 66 1,000,000.000 10/15/13 LNKD TO BRL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350833.pdf

EFTA01547873Set 10

2013-06-3034p4,234w

Complementary Structured Strategies HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 40432X-D3-2 HSBC BRL STEP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547873.pdf

EFTA01351275Set 10

2013-12-183p387w

down more than 15% vs USD at maturity (max loss 100%) attachment "HSBC BRL Step Up - TD April 5, 2013.pdf" deleted by [attachment "HSBC BRL Step Up - TD March ... marking down >20% [C] Classification: Confidential Jeffrey - You're long 1mm USD each of BRL step up notes in Southern Trust from JP. The notes have a 15% barrier

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351275.pdf

EFTA01448794Set 10

2013-09-041p276w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 40432XE56 1,000,000.00 76.13 0.00 0 761,300.00 0.00 4, 1.000.000.00 -238,700.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448794.pdf

EFTA01448815Set 10

2013-09-041p279w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 40432XE56 1,000,000.00 76.13 0.00 0 761,300.00 0.00 4, 1.000.000.00 -238,700.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448815.pdf

EFTA01448806Set 10

2013-09-041p277w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 40432XE56 1,000,000.00 76.13 0.00 0 761,300.00 0.00 4i 1.000.000.00 -238,700.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448806.pdf

EFTA01547907Set 10

2013-12-0125p3,555w

TRANSFER TO PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 02005N-30-8) HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL ... PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 40432X-D3-2) 10/17 Free Delivery HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 4/5/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547907.pdf

EFTA01345083Set 10

2013-09-121p265w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 1,000,000.00 82.78 1.21 a 827,600.00 12,100.00 a 1,000,000.00 -172,400.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345083.pdf

EFTA01344384Set 10

2013-09-121p273w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 40432XE58 1,000,000.00 82.78 1.21 a 827,600.00 12,100.00 a 1,000,000.00 -172,400.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344384.pdf

EFTA01463778Set 10

2013-09-0431p3,335w

ALLYPRB 57,000.00 26.65 -0.26 ♦ 1,519,050.00 -14,820.00 ♦ 1,489,980.00 HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS 40432XE56 ... 4/5/13 INITIAL STRIKE: 2.0035 29,070.00 EFTA01463804 0.00 1,000,000.00 -238,700.00 HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS 40432XD32

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463778.pdf

EFTA01343939Set 10

2013-09-111p249w

HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS ME 1,000,000.00 82.76 1.21 827,600.00 12,100 00 a 1,000,000.00 -172,400.00 USD 85%BARRIER ... MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 ......... .. ..... HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01343939.pdf

EFTA01500137Set 10

2013-10-011p184w

TRADE DATE 10/04/13 1,489,980.00 (ID: 02005N-30-8) 10/18 Free Delivery HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS (1,000,000.000) (883.300.00) USD 85%BARRIER ... PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 40432X-D3-2) 10/17 Free Delivery HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS (1,000,000.000) (918,700.00) USD 85%BARRIER

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500137.pdf

EFTA01547751Set 10

2013-05-0128p3,749w

ISIN USP7807HAK16 SEDOL BSSCOL3 716550-9A-8 B+ /NA Complementary Structured Strategies HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN ... COMPANY, INC ACCT. For the Period 5/1/13 to 5/31/13 Price Complementary Structured Strategies HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547751.pdf

EFTA01350674Set 10

2014-01-183p1,600w

Face Amount Price with Sinking Bond Factor included W89640002 SOUTHERN TRUST COMPANY, INC HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85% BARRIER- 5%CPN-28.5% MXRTRN ... US40432XD326 0.0 0.0 W89640002 SOUTHERN TRUST COMPANY, INC HSBC BRL STEP UP NOTE 4/21/14 LNKD TO BRL VS USD 85% BARRIER- 5tCPN-28.5% MXRTRN 4/5/13 INITIAL STRIKE: 2.0035 21/04/2014 40432XE56

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350674.pdf