""BROWN AC SOUTHERN FINANCIAL LLC""

EFTA01404132Set 10

2015-07-067p722w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -25,000,000 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404132.pdf

EFTA01433343Set 10

2016-01-056p677w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR EFTA01433343 CP Put Notionall 25,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -25,000,000 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433343.pdf

EFTA01415622Set 10

2018-05-3123p4,626w

Trade Repository: DTCC PRIVATE CLIEI"TT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London Branch FX Options Operations Winchester House 1, Great Winchester Street London, EC2N ... Bank AG, London Branch fParty A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the 'Transaction"). The definitions ... above written: I iLiB. nuuiuiiseu oi^iiaiuiy PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By; Name: Authorised/^n; Name: Authorised Signatory For any query relating

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415622.pdf

EFTA01404937Set 10

2015-07-026p720w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells EFTA01404938 Currencyl EUR CP Call Notionall -25,000,000 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404937.pdf

EFTA00608345Set 9

2015-10-3013p5,558w

Transaction Our ret 1110119325-2 PRIVAT I NT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC •14435414739 Dear Sirs, Amended Confirmation Replaces our Previous Reference 1110119325.1 The purpose ... Bank AG, London Branch (Party Al and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC (Tarty In on the Trade Dale referred to bare (the 'Thsecte) The defintiona ... Forward FX Transaction Our ret 1161303185-1 PRIVATE CLIENT SERVICES PWM NIX BROWN AC SOUTHERN FINANCIAL LLC don &arch e1 4435414739 Dear sin, The purpose of in biter agreement

https://www.justice.gov/epstein/files/DataSet%209/EFTA00608345.pdf

EFTA01433498Set 10

2018-05-1522p4,519w

House 1, Great Wnchester Street London. EC2N2DB PRIVATE CUEhTT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET BALTIMORE 21202.MARYLAND.UNITED STATES +1 4435414739 Telex; 94015555 Swift; DEUT GB2L ... London Branch C'Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the 'Transaction"). The definitions ... Rscu oigiidiui y first above written: PRIVATE CLIENT S^VICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Bv: V Name: Authorised By: EFTA01433509 Name; Authorised Signatory For any (weiyrelafirig

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433498.pdf

EFTA00654846Set 9

2016-02-093p349w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -50,000,000 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%209/EFTA00654846.pdf

EFTA01477631Set 10

2015-10-3011p2,464w

Forward FX Transaction Our ref: 1110119325-2 PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC EFTA01477635 1 SOUTH STREET BALTIMORE 21202,MARYLAND,UNITED STATES Deutsche BankAG, London Branch ... London Branch (u'Party A ) and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the Transaction*). The deflniiions ... those terms. Confirmed as ofthe date first above writteri: PRIVATE CLIENTSERVICES.PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Nam<Je 1 -^>...(1 Authorised SlgnatoV. For any query relating to this Confirmation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477631.pdf

EFTA00608727Set 9

2013-10-282p1,097w

Reporting jurisdiction(s): ESMA ESMA Generating Party: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Name: Title: Title: Delman. Bat AG la Juilweittil uw4v vmat tams Law loompetemactimity

https://www.justice.gov/epstein/files/DataSet%209/EFTA00608727.pdf

EFTA01742346Set 10

2016-02-093p352w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -50,000,000 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01742346.pdf

EFTA01404335Set 10

2015-07-067p776w

conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -25,000,000 Currency2 USD Notional2 ... with Daniel: Product European Option EFTA01404338 Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404335.pdf

EFTA01404310Set 10

2015-07-067p766w

with Daniel: Product European Option EFTA01404311 Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 25,000,000 Currency2 ... Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Sells Currencyl EUR CP Call Notionall -25,000,000 EFTA01404312 Currency2 USD Notional2 ... conversation with Daniel: Product European Option Client PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC BuySell Client Buys Currencyl EUR CP Put Notionall 50,000,000 Currency2

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404310.pdf

EFTA01477623Set 10

2015-07-028p1,515w

Currency Option Transaction Our ref: 1037255502-1 PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET BALTIMORE 21202.MARYLAND,UNITED STATES Deulscha Bank AG, Londcn Branch ... London Branch C'Party A") and PRIVATE CLIENT SERVICES FWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the 'Transaction"). The definitions ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Bv: \l::> Narne! Authorised Signatory ' For any query relating to this Confirmation, please contact

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477623.pdf

EFTA01404363Set 10

8p1,438w

July, 2015 Currency Option Transaction Our ref: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET Dear Sirs, Amended Confirmation Replaces our Previous Reference The purpose ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). entered into ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory For an uery relating to this Confirmation, please

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404363.pdf

EFTA01404342Set 10

8p1,461w

Currency Option Transaction Our ref: 1037255503^2 PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET Dear Sirs, Amended Confirmation Replaces our Previous Reference ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). entered into ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory For any uery relating to this Confirmation, please

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404342.pdf

EFTA01192389Set 9

2014-06-062p1,118w

ESMA Our UTI: 10302106780112000000000000000000806424264P Your UTI: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG. London Branch 1 SOUTH STREET FX Options Operations BALTIMORE 21202,MARYLAND ... Bank AG, London Branch (Tatty A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). The definitions ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Name: Authorised Signatory Authorised Signatory For any query relating to this Confirmation, please

https://www.justice.gov/epstein/files/DataSet%209/EFTA01192389.pdf

EFTA01423292Set 10

2018-05-158p1,587w

Trade Repository: DTCC PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London Branch FX Options Operations Winchester House 1, Great Winchester Street London. EC2N ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). The definitions ... iLie. AULiiui i&eu oiyiicJLUi y PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory For any query relating to this

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423292.pdf

EFTA01423300Set 10

2018-05-158p1,597w

10302106780112000000000000000001603998244P DB UTI: 10302106780112000000000000000001603998244P Trade Repository: DTCC PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG, London Branch FX Options Operations Winchester House 1, Great Winchester ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). The definitions ... iLie. AULiiui i&eu oiyiicJLUi y PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory relating to this Confirmation, please contact

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423300.pdf

EFTA01404377Set 10

8p1,453w

Currency Option Transaction Our ref: 1037255502'1 PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET Dear Sirs, The purpose of this letter agreement ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). entered into ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory For any query relating to this Confirmation, please

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404377.pdf

EFTA01404352Set 10

8p1,476w

Currency Option Transaction Our ref: 1037233558'1 PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC 1 SOUTH STREET Dear Sirs, The purpose of this letter agreement ... Bank AG, London Branch ("Party A") and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC ("Party B") on the Trade Date referred to below (the "Transaction"). entered into ... date first above written: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC By: By: Name: Authorised Signatory Name: Authorised Signatory For any query relating to this Confirmation, please

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404352.pdf