EFTA00195963Set 9
2005-12-01332p61,188w
10/13/05 09/16/05 BOUGHT FNMA-30YR(FNMAJGTD 50.000.000 100.32031 50,160,156.25
SEMI 005
7250000 BS
10/13/05 09/07/05 CANCEL SELL FNMA 30YR1FNMA)GTD
SETT, i 0x05 ... BS
AS OF 09/07t05
TO CA. PREVIOUS SELL
027 11.0145:00:3.1 001 .897
EFTA00195975
CLEARED TuRouom ITS
%%ore 0‘m,E0 SUEISIOany
OFFICE SERVICING YOUR ACCOUNT
Beer Ster
Bear ... FNMA-30YR(FNMA)GID -50.000,000 100.32031 50,160,156.25
mait
SEIT.10/05 05.500%
7250000 BS
AS OF 09/I6105
TOM PREVIOUS BUY
10/13/05 09/07/05 SOLD FNMA-30YR(FNMA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195963.pdf
EFTA00726911Set 9
2010-09-158p1,649w
Morgan Chase at an exchange rate of .21753 of JPM for each share of
BS stock. Accordingly, JEE owes FTC 21,753 shares of JPM stock since BS
stock ... Since this is a "stock loan", then TEE owes FTC the dividends paid by BS
and JPM during that period. The attached memo shows that BS paid dividends on
this ... EFTA00726912
6. Thus, JEE owes FTC dividends on the stock borrowed as follows:
a. BS period (see item 3 above) $272,000
b. JPM period ($5.00 X 21,753 shares
https://www.justice.gov/epstein/files/DataSet%209/EFTA00726911.pdf
EFTA00197109Set 9
2002-12-1224p3,274w
FNMA-30YR(FNMA) GTD 25.000,000 102.79688 25,699,218.75
SETT.12/02
DUE 1
REF # BS WEB
AS OF 11/14/02
TO C/O. PREVIOUS SELL
1012/02 11/14/02 SOLD ... BS WEB
12/19/02 12/16/02 SOLD FANNIE MAE REMIC TRUST -14.378,099 0.71875 103,342.59
CMG/SERIES 1994-18 SB4/0 FLTR ACCR. INT. 1834.16
DUE ‘2 24 4
REF # BS ... ACCR. INT.
157.413.80
6.541.87
CL SB
DUE 01/252024 00 750%
REF # BS
AS OF
12/19/02 12/16/02 SOLD FANNIE MAE REMIC TRUST -13.083144 1.39063 181.945.82
CMG/SERIES 1996.45 SA-VO FLTR ACCR
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197109.pdf
EFTA00728047Set 9
2010-10-264p748w
about July 14, 2005, FTC purchased 100,000 shares of Bear
Steams ("BS") stock at a cost of $10,626,000 (106.26 per share).
2. On or about October ... pursuant to instructions from
JEE, transferred the 100,000 shares of BS stock to GM.
3. The transfer to GM has been recorded by FTC on its books as "Stock ... Telephone 212-355-2404 Fax 212-355-2405
EFTA00728047
6. Dividends from BS received by GM were as follows:
2006 $112,000
2007 128,000
2008 32.000
Total
https://www.justice.gov/epstein/files/DataSet%209/EFTA00728047.pdf
EFTA00197133Set 9
2005-08-3127p3,498w
FLTR ACCR. INT. 71,26210
WEFEctillailla BS
As
09/20/05 09/15/05 SOLD FEDERAL NATIONAL MTG ASSN
SERIES 2003-49 CLASS SW
VIM -11,861,918 6.96875 826,627.47
DUE 0 ACCR ... BS
AS OF
09/20/05 09/15105 SOLD FANNIE MAE CMG/SERIES 2003-52
KS-PO RTR
EMI -16.565.865 6.96875 1,154,433.75
ACCR. INT. 39,789.14
CUE 0
REF #111.11. BS ... SERIES 2004-S CLASS PS
DUE 0
REF #111.11 BS
AS OF
09/20/05 09/15/05 SOLD GOVERNMENT NATIONAL MTG ASSN -23.561.075 6.03125 1.421.027.35
SERIES 2004-30 CLASS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197133.pdf
EFTA00143086Set 9
2019-08-0826p7,181w
Insetted NCS] 6$ (Sick/Annual] Si 8/6 20:16
7 SOUTH 12 ,BS [Sick / Annual] Si 8/6 20:16
SEARC1- OFFICER 8 ,J Day Off Y Si 8/6 20:25
Shift ... Shft Officer New Status Relieving Officer Previous Status Shft Changed By
7 NORTH 12 ,BS Sick / Annual] SW 89 09:09
(sp)TR TY LT 10 MS $ 3 EPO OFFICE ... bS "12—,b$
OT (NC) OT (NC)
9 NOR 2 s$ V/ *"'2 cl
OT
SHU al "2 Noel. T —8 = I s 12 Noel T
OT
SHU ^2 Thomas
https://www.justice.gov/epstein/files/DataSet%209/EFTA00143086.pdf
EFTA00197160Set 9
2004-02-1611p1,426w
ACCR. INT. 4,935.81
DUE 1
REF # BS
AS OF
12104/03 12/01/03 SOLD FANNIE MAE CMG/SERIES 2002-82 31392FS73 -3,560,549 11.43750 407,237.86
SK-VO RTR ACCR ... BS
AS OF
12/04/03 12/01/03 SOLD FANNIE MAE CMO/SERIES 2002-82 31392FS73 -7,833,209 11.43750 895,923.30
SK-VO RTR ACCR. INT. 13,573.48
DUE 1
REF #110111. BS ... ACCR. INT.
2,688,935.21
19,175.34
DUE 0
REF it111#110 BS
AS OF 0/03
AS OF 04/2943
TO CXL PREVIOUS BUY
0610103 DM FEDERAL NATIONAL MTG ASSN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197160.pdf
EFTA01440837Set 10
138p25,657w
Partner, Client Coverage — New York
Deutsche Bank; Paul Capital; Forum Capital;
CIBC Oppenheimer
BS, Tufts University
Rikesh Mohandoss
13
Principal,
New York
5 years with the team
Jonathan Roome ... JOSHUA GLASER
Partner
Client Coverage
Deutsche Bank, Paul
Capital, Forum Capital, CIBC
Oppenheimer
BS, Tufts University
EMILIO OLMOS
Managing Director
Southern Europe, Middle
East and Asia
ADIA, UBS, Deutsche Bank ... investment banking at CIBC Oppenheimer,
and its predecessor, Oppenheimer & Co, Inc.
Joshua holds a BS from Tufts University.
Based in London, Emilio is responsible for the
origination, valuation, execution
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440837.pdf
EFTA01398142Set 10
138p25,588w
Partner, Client Coverage — New York
Deutsche Bank; Paul Capital; Forum Capital;
CIBC Oppenheimer
BS, Tufts University
Rikesh Mohandoss
13
Principal,
New York
5 years with the team
Jonathan Roome ... JOSHUA GLASER
Partner
Client Coverage
Deutsche Bank, Paul
Capital, Forum Capital, CIBC
Oppenheimer
BS, Tufts University
EMILIO OLMOS
Managing Director
Southern Europe, Middle
East and Asia
ADIA, UBS, Deutsche Bank ... investment banking at CIBC Oppenheimer,
and its predecessor, Oppenheimer & Co, Inc.
Joshua holds a BS from Tufts University.
Based in London, Emilio is responsible for the
origination, valuation, execution
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398142.pdf