EFTA00314334Set 9
93p50,036w
Olympic Blvd., Suite 625E Facsimile:
Los Angeles, CA 90064
Attn: Georgia Goodman
Prime Broker BTIG, LLC Telephone:
825 Third Avenue, FL-6 Facsimile:
New York, NY 10022
Custodian Pershing ... Partnership. See "PARTNERSHIP
PROFESSIONALS - The Administrator."
Brokerage The General Partner has retained BTIG, LLC ("Prime Broker")
to serve as the Partnership's introducing broker and Pershing,
LLC to serve
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314334.pdf
EFTA00039665Set 9
2021-05-2124p11,522w
kcg3.pdf; kcg4.pdf
Judge Swain: as you know: as simple as mismarking tickets. AND FREE.
BTIG, LLC (Release No. LR-25092; May 20, 2021) (sec.gov)
As I have made ... today: May 20 2021 the grossly corrupt SEC brings a Reg Sho complaint against BTIG for doing EXACTLY
what Virtu did. Yet, still nothing from
https://www.justice.gov/epstein/files/DataSet%209/EFTA00039665.pdf
EFTA00285853Set 9
2019-04-1011p7,239w
strike a deal with Nomura, with the idea that such an
agement arm of BTIG began offering seed capital to new and acquisition would complement the bank's Instinet electronic ... Nomura make a deal unlikely. On April 4, for example, the
structured products. BTIG has backing from Vista Life & Casu- Tokyo bank said it would cut $1 billion of costs
https://www.justice.gov/epstein/files/DataSet%209/EFTA00285853.pdf
EFTA00376741Set 9
2014-01-088p2,248w
Bofa upgrades IART & cuts TCS, Barcap cuts HUMIMGLN, Berenberg cuts VECO
• BMO downgrades LLY, BTIG initiates BSX/ELGX/STJ (buy) & MDT (neut)
•• Compass point downgrades KFN, CRT initiates RGRISWHC (buy)
•• CS initiates
https://www.justice.gov/epstein/files/DataSet%209/EFTA00376741.pdf
EFTA00295542Set 9
2012-10-093p1,109w
1131/18) Investment Manager CAS Investment Partners, LLC
Minimum Investment 31,000,000 Prime Broker BTIG, LLC
Subscriptions Monthly Custodian and Clearing Pershing, LLC: Raymond James
Redemptions Quarterly with go Days
https://www.justice.gov/epstein/files/DataSet%209/EFTA00295542.pdf