EFTA01267639Set 10
632p273,976w
BEAZER HOMES USA INC - 300 2.2629 67.886.19 05/13/14 72.422.20 2.41 (4.536.01)
BZH Jan 17 15 20.0 C
BEST BUY CO INC 100 2.702 27.020.03 05/19/14 ... Margin Buy - Securities Purchased BEAZER HOMES USA INC 250 2.50 (62,643.50) (314,683.05)
BZH Jan 17 15 20.0 C TO OPEN
Commission 137.50
Regulatory Fee 6.00
05/13/14 05/14/14 Margin ... 05/16/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 50 1.95 (9.778.70) (288,367.82)
BZH Jan 17 15 20.0C TO OPEN
Commission 27.50
Regulatory Fee 1.20
05/15/14 05/16/14 Margin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01267639.pdf
EFTA02154634Set 10
2012-11-126p1,421w
Research: Barclays lowers pt F IM, Oddo upgrades IAG LN
Reporting Pre-Open: DHI, BZH, CLSN, CYD, DSCI, EVK, MSN, MTDR, NSSC, PATH, RRST, SFUN
Reporting Post-Close: JEC, BAGL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154634.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
AMCX, AMRX, AMSC, ANDE, ANIP, ANSS, APO, ARQL, ARX, ATK, AVIV, BITA,
BOTH, BR, BZH, CAMT, CBB, CBRX, CCO, CECE, CEQP, CLINE, CMLP, CNK, CNSL, COMM,
COWN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA00329451Set 9
2016-02-047p2,413w
ABMD, ARW, ABG, BCE CN, BZH, BCO, BR, BEP, CARB, CSL, CRS, CFX, COP, CUB,
UFS, DNKN, OFT, EQGP, EQM, GLPI, IT, GS CN, GRUB, HIMX, ING, ITG, KELYA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf
EFTA00413694Set 9
2012-05-086p2,161w
CACB
Equity/Mixed Shelfs: ENR, DHR, TZYM ($100M)
Other Newspaper Articles & Stories
WSJ discusses: Homebuilders (BZH, MDC, SPF)
WSJ<http://online.wsj.com/article/S1110001424052702303630404577390401389176554.html>
A New Port Emerges for Global Investors
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00386460Set 9
2013-08-018p2,693w
AMAG, ANSS, ARNA, ASTX, ATK, AUXL, BABY, BCOR, BGCP, BKCC, BWEN, BWINB, BX, BZH, CBM, CDI, CIR, CLP,
CLVS, COT, CRRC, CVI, CVRR, DM, DRAD, DYN, ELNK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386460.pdf
EFTA00414284Set 9
2012-05-026p2,188w
ASCA, AVA, BSY LN, BZH, CBE, CEVA, CKSW, CLH, CLMT, COT, CPK,
CPLP, CTB, DWSN, EDGR, EDGW, EE, ENR, EPD, FELE, GTN, GTS, HSC, HSNI, IACI, LDL, MAC, MMP,
MSCI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00408946Set 9
2012-07-115p1,519w
view
VNR increases credit facility - GG cuts output forecast - ADTN eps/sales miss
Secondaries (announced/priced): BZH, CYS, PAL (convert), PSEC, GMLP, GLTR LI, ACC, OSUR
IPO's (filed/priced): N/A
Key Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00408946.pdf
EFTA00386261Set 9
2013-07-319p3,206w
Moto X launch, BOE &
ECB rate decision, Eurozone manufacturing PMI July, Earnings (ADP, AVP, BZH, CAH, CHK, CI, CLX, CME, COP, DTV,
FLR, ITG, K, MWW, NILE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA02140417Set 10
2013-05-038p2,188w
downgrades ZAGG/DCTH
UBS initiates CBST (buy), Wells downgrades CJES, Evercore downgrades NLY
• JPM upgrades BZH, BMO downgrades RDEN, CS upgrades MMP & cuts VLO, Roth cuts ZAGG
Europe Key Research
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140417.pdf
EFTA00401614Set 9
2012-11-125p1,435w
Barclays lowers pt F IM, Oddo upgrades IAG LN
EFTA00401615
Reporting Pre-Open: DHI, BZH, CLSN, CYD, DSCI, EVK, MSN, MTDR, NSSC, PATH, RRST, SFUN
Reporting Post-Close: JEC, BAGL
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401614.pdf
EFTA02133365Set 10
2013-07-2910p2,662w
Moto
X launch, BOE & ECB rate decision, Eurozone manufacturing PMI July, Earnings (ADP, AVP, BZH,
CAH, CHK, CI, CLX, CME, COP, DTV, FLR, ITG, K, MWW, NILE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02133365.pdf