Epstein Files Search

EFTA01427346Set 10

2016-07-119p4,222w

1/31/2012 21MM No No NON- CUMULATIVE all a Pfd ALL A ALLSTATE CORP 5.625 Baa3 BBB- Baa3/BBB- 27.19 5.2252367322 53064 6/15/2018 1.6387708676106205 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE ... ALLSTATE CORP 6.25 Baa3 BBB- Baa3/BBB- 28.17 5.6080287031 37131 10/15/2019 2.591351875688433 Insurance 6/12/2014 10MM Yes Yes ►N/A N Ap all d Pfd ALL D ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB- ... CUMULATIVE all e Pfd ALL E ALLSTATE CORP 6.625 Baa3 BBB- Baa3/BBB- 28.54 5.8704477108 63836 4/15/2019 1.879955956946754 Insurance 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01427346.pdf

EFTA01422345Set 10

2016-06-1516p4,833w

CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all a Pfd 020002408 12894.333333333334 5.625 Baa3 BBB- 27.19 5.229791215112934 6/15/2018 1.6533329740774971 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ... Baa3 BBB- 27.95 5.657993172688238 10/15/2019 2.867840478496244 Insurance 6/12/2014 10MM Yes Yes #N/A N Ap ALLSTATE CORP ALL 4.153846263885498 Buy all d Pfd 020002804 7218.20 6.625 Baa3 BBB- 27.96 5.999656623425954 4/15/2019 ... CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all e Pfd 020002879 43252.03333333333 6.625 Baa3 BBB- 28.06 5.978001705673024 4/15/2019 2.5524756255802523 Insurance 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE ALLSTATE CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422345.pdf

EFTA01430490Set 10

2016-06-157p4,391w

CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all a Pfd 020002408 12894.333333 333334 5.625 Baa3 BBB- 27.19 5.229791215112934 6/15/2018 1.6533329740774971 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ... Baa3 BBB- 27.95 5.657993172688238 10/15/2019 2.867840478496244 Insu ranee 6/12/2014 10MM Yes Yes 8N/A N Ap ALLSTATE CORP ALL 4.153846263885498 Buy all d Pfd 020002804 7218.20 6.62 5 Baa3 BBB ... CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all e Pfd 020002879 43252.033333 33333 6.625 Baa3 BBB- 28.06 5.978001705673024 4/15/2019 2 .5524756255802523 Insurance 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE ALLSTATE CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430490.pdf

EFTA00598382Set 9

2017-04-032p752w

Partners LP ENLK 4.85% '26 Ba2 / BBB- Long 193 / 4.35% MPLX MPLX 4.875% '25 Baa3 / BBB- Long 172 / 4.12% Valero Energy Partners VLP 4.375% '26 Baa3 / BBB- Long ... Long $118.75/5.79% Enbridge Energy Partners EEP 5.875% '25 Baa3 / BBB Short 180 / 4.20% Marathon Oil Corp MRO 3.85% '25 Bal / BBB- Short 1691 4.10% Plains All American ... Baa3 / BBB- Short 232 / 5.36% Spectra Energy Partners SEP 3.375% '26 Baa2 / BBB+ Short 158 / 4.00% Valero Energy VLO 3.4'26 Baa2 / BBB Short 160 / 4.00% Metals & Mining Newcrest Mining

https://www.justice.gov/epstein/files/DataSet%209/EFTA00598382.pdf

EFTA02463079Set 11

2016-05-2310p918w

EFTA02463080 A3 BBB+ BBB+ 5 Commodity Producer Petroleos Mexicanos Senior 5.00% 350 Baa3 BBB+ BBB+ 6 Rio Tinto Ltd Senior 5.00% 175 Baal A- A- 7 BHP Billiton Ltd Senior ... EFTA02463082 11 EU Financials (sub) Banco Bilbao Vizcaya Argentaria SA Subordinated 5.00% 265 Baa3 BBB+ 12 Banco Santander SA</=> Subordinated 5.00% 265 Baal BBB+ 13 Standard Chartered Ban= Subordinated ... Assicurazioni Generali SpA Subordinated 5 EFTA_R1_01569929 EFTA02463083 5.00% 240 Baa3 BBB+ 15 Societe Generale SA<=u> Subordinated 5.00% 185 Baa3 A- 16 Royal Bank of Scotland=Plc Subordinated

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02463079.pdf

EFTA02464104Set 11

2016-05-2210p952w

EFTA_R1_01571315 EFTA02464105 BBB+ BBB+ 5 Commodity Producer Petroleos Mexicanos Senior 5.00% 350 Baa3 BBB+ BBB+ 6 Rio Tinto Ltd Senior 5.00% 175 Baal A- A- 7 BHP Billiton ... EFTA02464107 EU Financials (sub) Banco Bilbao Vizcaya Argentaria SA Subordinated 5.00% 265 Baa3 BBB+ 12 Banco Santander SA</=> Subordinated 5.00% 265 Baal BBB+ 13 Standard Chartered Ban= Subordinated ... Assicurazioni Generali SpA Subordinated 5.00% 5 EFTA_R1_01571318 EFTA02464108 240 Baa3 BBB+ 15 Societe Generale SA<=u> Subordinated 5.00% 185 Baa3 A- 16 Royal Bank of Scotland=Plc Subordinated

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02464104.pdf

EFTA01176572Set 9

2012-07-019p8,988w

60.tonTett 1.000 Se %NUN° 76075941.12 750 REPUBUC SVCS 4.750% 51152023 13.614 327 Baa3 BBB 8.768 Norm' 2.000 COW.WIGUAD/1 656531044 100 NORSK HYDROM 7.750% 6/152023 ... 60.tonTett 1.000 Si1141(0/40) 929290400 535 WASTE MMAGEMENT 7.100% 811/2026 33.881 396 Baa3 BBB 9.695 vonml 1.000 sitnuano 0594384110 791 6ANK CAE CORP 7.625% 10/152026 ... Carertn.ent• 1,000 CCISAN/41141..T1 902917AH6 161 USA V/ASIE SVCS 7.000% 7/1512028 33.234 4.16 Baa3 BBB 10.573 Mating 1,000 CCWANIOYAINI 71713L1AW2 3,055 PHARMACIA CORP 6.600% 12.01/2028

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176572.pdf

EFTA01737983Set 10

2016-05-224p767w

Senior 5.00% 162 A3 888+ BBB+ 5 Commodity Petroleos Mexicanos Senior 5.00% 350 Baa3 BBB+ BBB+ Producer 6 Rio Tinto Ltd Senior 5.00% 175 Baal A- A- 7 BHP Billiton ... Senior 5.00% 265 BB+ BB+ EU Financials Banco Bilbao Vizcaya 11 Subordinated 5.00% 265 Baa3 BBB+ (sub) Argentaria SA 12 Banco Santander SA Subordinated 5.00% 265 Baa2 BBB+ 13 Standard

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01737983.pdf

EFTA01432474Set 10

2016-06-243p1,093w

Confirme d JPMORGAN CHASE & CO JPM f Pfd 48127R461 1 0.05 115915.06666666667 6.12 5 Baa3 BBB- 26.70 5.786642172943184 E16*K16=0.2893321086471592 3/1/2020 4.255302945633167 Banks 2/12/2015 57.20 2.8600000000000003 Yes Yes JPMORGAN ... CHASE & CO JPM h Pfd 48127V827 1 0.05 135040.96666666667 6.15 Baa3 BBB- 26.71 5.808279552967102 E17*K17=0.29041397764835514 9/1/2020 4.46 9681687884059 Banks 7/29/2015 46 2.3000000000000003 Yes Yes KKR KRPPP pfd 48248M300

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432474.pdf

EFTA01035021Set 9

2019-03-253p568w

Interest in a Share of Series A Cumulative Perpetual Preferred Stock EFTA01035021 Expected Ratings: Baa3 / BBB / BBB- Size: $250mm (10mm $25 Par Depositary Shares) Format: SEC Registered Maturity: Perpetual Price

https://www.justice.gov/epstein/files/DataSet%209/EFTA01035021.pdf

EFTA02450847Set 11

2016-09-125p713w

securities)=u> 4>=A0 =C* 4>=A0 Expected Ratings: 4>=A0 =C* 4>=A0 Baa3 / BBB / BBB (St/Neg/St) Maturity: =C24‘ 4>=A0 October 1, 2076 =C* Q=A0 =wbr> Price

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02450847.pdf

EFTA02716946Set 11

2015-07-224p585w

nbsp; &n=sp; $400mm (16mm shares) =nbsp; &n=sp; Expected =atings: =Baa3 / BBB- / BBB- (stable/neg/stable) Format: &=bsp; SEC =egistered Maturity: &nb=p; = Perpetual =nbsp; &n=sp; Price

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02716946.pdf

EFTA00818633Set 9

2016-09-123p509w

Offered: Series 2016A Junior Subordinated Notes Size: $250mm (10mm $25 par securities) Expected Ratings: Baa3 / BBB / BBB (St/Neg/St) EFTA00818633 Maturity: October 1, 2076 Price Guidance: 5.25% — 5.375% Offer Price

https://www.justice.gov/epstein/files/DataSet%209/EFTA00818633.pdf

EFTA01035032Set 9

2019-03-253p469w

1/1000th Interest in a Share of Series A Cumulative Perpetual Preferred Stock Expected Ratings: Baa3 / BBB / BBB- Size: $250mm (10mm $25 Par Depositary Shares) EFTA01035032 Format: SEC Registered Maturity: Perpetual

https://www.justice.gov/epstein/files/DataSet%209/EFTA01035032.pdf

EFTA01378320Set 10

2015-11-021p371w

tvSaociy (mm) Entry Target Loss Outperform 6-12 GPS 5.95 4/12/2021 Baa3 BBB- USD 1,250 4.58 301 261 106 27 U536476 months 0AK48 Deutsche Asset 21 & Wealth Atanagemera CONFIDENTIAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378320.pdf

EFTA00714076Set 9

2016-08-162p527w

Details: ANNOUNCED: E*TRADE Financial Preferred ISSUER: E*TRADE Financial Corporation ["ETFC") ISSUER RATINGS: Baa3 / BBB- (Stable / Stable) EXPECTED SECURITY RATINGS: Ba3 / BB- SECURITY DESCRIPTION: Fixed-to-Floating Rate

https://www.justice.gov/epstein/files/DataSet%209/EFTA00714076.pdf

EFTA00648633Set 9

2015-10-262p1,107w

/Yes Financial Non-Call 10yr JPM 6 3/4 46625HJQ4 Perp 106.875 Baa3 / BBB- 2/1/2024 5.70 3m1+378bps 6.35 Yes/Yes Financial BAC 6.1 060505ENO Perp 99.750 Ba2 / BB+ 3/17/2025

https://www.justice.gov/epstein/files/DataSet%209/EFTA00648633.pdf

EFTA02348982Set 11

2015-10-2611p1,260w

46625HiO4 WM 6 3/4 Perp 106.875 7 EFTA_R1_01323530 EFTA02348988 Baa3 / BBB- 2/1/2024 = 5.70 3mL+378bps=u> = 6.35 Yes / Ye= Financial 060505ENO BAC 6.1 Perp

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348982.pdf

EFTA01137315Set 9

2015-05-192p556w

Share of % Noncumulative Perpetual Series F Preferred Stock Size: $100mm (4mm shares) Expected Ratings: Baa3 / BBB- Format: SEC Registered Maturity: Perpetual Price Talk: 5.75% Area; Fixed-for-Life Offer Price

https://www.justice.gov/epstein/files/DataSet%209/EFTA01137315.pdf

EFTA00842456Set 9

2015-10-264p1,211w

Yes/Yes Financial Non-Can 10yr JPM 6 3/4 46625111Q4 Perp 106.875 Baa3 / BBB- 2/1/2024 5.70 3mL+378bps 6.35 Yes/Yes Financial BAC 6.1 060505EN0 Perp 99.750 Ba2 / BB+ 3/17/2025

https://www.justice.gov/epstein/files/DataSet%209/EFTA00842456.pdf