EFTA01071280Set 9
2012-07-102p485w
BARCLAYS
10 July 2012
Barclays PLC
Barclays Bank PLC
Agreement on matters arising subsequent to Bob Diamond's resignation
On 3 July, Barclays announced that Bob Diamond had stepped down ... from the Boards
of Barclays PLC and Barclays Bank PLC, and from his role as Chief Executive, with
immediate effect. Barclays today announces that the Board of Barclays PLC ... further information please contact:
Investor Relations Media Relations
Charlie Rozes Giles Croot
About Barclays PLC
Barclays is a major global financial services provider engaged in personal banking, credit cards,
corporate
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071280.pdf
EFTA02008477Set 10
2012-08-305p1,339w
James
Sent: Thursday, August 30, 2012 09:05 AM
To: Kleinman, Mark
Subject: RE:
Barclays PLC
Antony Jenkins appointed as Group Chief Executive
Barclays PLC and Barclays Bank PLC ("Barclays ... EFTA_R1_00508906
EFTA02008478
Investor Relations Charlie Rows +44 Media RelationsStephen Doherty+44
About Barclays PLC
Barclays is a major global financial services provider engaged in personal banking, credit cards
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02008477.pdf
EFTA00942528Set 9
2012-08-304p1,336w
James
Sent: Thursday, August 30, 2012 09:05 AM
To: Kleinman, Mark
Subject: RE:
Barclays PLC
Antony Jenkins appointed as Group Chief Executive
Barclays PLC and Barclays Bank PLC ("Barclays ... ENDS -
For further information please contact:
Investor Relations Charlie Rote. Media RelationsStephen Dohert
About Barclays PLC
Barclays is a major global financial services provider engaged in personal banking, credit cards
https://www.justice.gov/epstein/files/DataSet%209/EFTA00942528.pdf
EFTA01889877Set 10
2012-08-305p1,336w
James
Sent: Thursday, August 30, 2012 09:05 AM
To: Kleinman, Mark
Subject: RE:
Barclays PLC
Antony Jenkins appointed as Group Chief Executive
Barclays PLC and Barclays Bank PLC ("Barclays ... further information please contact:
EFTA_R1_00309120
EFTA01889878
' Charlie Roa Media RelationsStephen Doherty
About Barclays PLC
Barclays is a major global financial services provider engaged in personal banking, credit cards
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01889877.pdf
EFTA00798996Set 9
2005-06-011p273w
Commodity Exchange Act and the
Racketeer Influenced and Corrupt Organizations Act.
DEFENDANTS:
Barclays PLC, Barclays Bank PLC, Barclays Capital Inc.
BNP Paribas, S.A.
Citigroup, Inc., Citibank N.A.
Cooperatieve Centrale Raiffeisen
https://www.justice.gov/epstein/files/DataSet%209/EFTA00798996.pdf
EFTA01079462Set 9
2016-03-3043p14,322w
Chief Executive Officer of Rockefeller & Co. serves as a non-executive
director of Barclays PLC, a global financial services provider, and as a member of the Senior
Advisory Board ... securities transactions through Barclays Capital, Inc. ("Barclays
Capital"), the U.S. broker-dealer subsidiary of Barclays PLC. Use of Barclays Capital is
subject to Rockefeller & Co.'s Best Execution Policy, which
https://www.justice.gov/epstein/files/DataSet%209/EFTA01079462.pdf
EFTA00621739Set 9
2017-05-317p2,023w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100,000 805,096 1,081,000 1,077,000 271.904
Credit Suisse Group 7/18/16
https://www.justice.gov/epstein/files/DataSet%209/EFTA00621739.pdf
EFTA00811530Set 9
2017-06-307p2,152w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100,000 805.096 1.077,000 1,059,000 253.904
Altice 6/22/17 5,000 150,000 - 161,500 11,500
Credit
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811530.pdf
EFTA00617222Set 9
2017-07-317p2,129w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100,000 805,096 1,059,000 1,073,000 267,904
Mice 6/2287 5,000 161,500 0
Netease.com
https://www.justice.gov/epstein/files/DataSet%209/EFTA00617222.pdf
EFTA00811666Set 9
2018-01-319p3,168w
Southern Twat Co. - Equities (Interactive Brokers)
Barclays PLC ADR 7/18716 100,000 805,096 1,090,000 1,137.000 331,904
Advanced Micro Devices 8/11/17
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811666.pdf
EFTA00811508Set 9
2017-05-317p2,024w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100,000 805,096 1,081,000 1,077,000 271.904
Credit Suisse Group 7/18/16
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811508.pdf
EFTA00811552Set 9
2017-07-317p2,123w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100,000 805,096 1,059,000 1,073,000 267,904
Mice 6/2287 5,000 161,500 0
Netease.com
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811552.pdf
EFTA00811549Set 9
2017-07-313p1,448w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/18 100,000 805,096 1,059,000 1.073.000 267.904
Altice 6/22117 5,000 161,500 - 0
Netease.com Inc 7/11/17
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811549.pdf
EFTA00811546Set 9
2017-07-313p1,536w
395j
Southern Trust Co. - Equities (Mogan Stanley) •
Barclays PLC ADR 711.116 100,000 805,008 1.059.000 1,073,000 i 267,904!
Mice 6/22117 5,000 161,500 - Pi
Neteate.com
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811546.pdf
EFTA00811479Set 9
2017-03-317p2,036w
Southern Trust Co. - Equities (Morgan Stanley)
Barclays PLC ADR 7/18/16 100000 805,098 1,119,000 1,124,000 318,904
Credit Suisse Group 7/18/16 10O00
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811479.pdf