EFTA00196477Set 9
2002-01-1990p16,049w
Opening Balance $3,002.139.76 Dividends 197.58093 1.286.480.16
Substitute Payment 0.00 76.725.66
Securities Sold 22,427,836.16
Credit Balance Int. 2.111.83 38.425.74
Money Fund 4,047,863.33
Total ... DATE DATE TRANSACTIDN CESCRIPTHIN SYMBOL:CUSP GUANNT, PRICE DEE« AMOUNT CREPT A/cure
12/18/01 12/13/01 SOLD LADENBURG THALMANN FINL SVCS ITS -130.254 1.00370 127,993.75
NC
AVG PRICE SHOWN-DETALS ... 12/20/01 12/17/01 BOUGHT AT&T CORP T 1.102.200 16.53360 18.289.468.42
UNSOUCITF_D
12/20/01 12/17/01 SOLD AT&T CORP T -1.102.200 16.53360 18,222,723.97
AS OF TRADE
AS OF 12117/01
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196477.pdf
EFTA01121645Set 9
15p11,955w
FerWard Contracts • Rates sourced intraday from Bloomberg
Trade Date Value Date Sought Notional Sold Notional Fix Date Current Spot Current All-in
Contract Spot Contract Forward MTM
Rate Forward ... Call (1347.809) 11,257,189 SSV9.381
8-Aug-12 08-Oct-13 Sold WY Call 10000,000 76.90 CAD Put Exp KI*69.65 $347,809 SO 5341.809
10-1un.13 ... Sold WY Call 5.000,0120 97.25 USD Put Exp KI*94.75 sosAoo (15.430) 579,570
10-1un.13 10-Sep-13 Bought WY Put 5.000,0120 100.00 USD Call
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121645.pdf
EFTA01597447Set 10
2020-01-0248p27,123w
account fees, accounts The 51K protection and the supplemental protection do Friendly moue name
sold, on yes-end lax totem go., loan 1099, 5498, may be .Meet to mantenarce lees ... Secuities Mesta Protection Act OSA). Program are FDIC-insured n accordance with FDIC rules. sold and the cash will be deposited in your account. We
• I the Bruneitl inttution ... account a clearing Money Funds are not in-redby the FDIC. a-e sold liabilities
broker by arrangement with the indicated intedion • Assets Includes available cash balances. vakes
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597447.pdf
EFTA01324452Set 10
80p15,784w
choose which securities or other assets in yoke
account(s) are liquidated or sold to meet a margin call.
The firm can Increase its 'house' maintenance margin requirements ... Opening Balance 5123,298.47 Din:lends 15.169.36 43.982.46
Other Dividends 583.22 3.162.50
Securities Sold 1,200,000.00
Muni Bond fra. 1.842.74 9,162.43
Money Find 424.487.67
Credit Balance ... Transaction Detail
INVESTMENT ACTIVITY
r SITTLESIOR
DATE
06/18/03
Iltatt
out
06/18/03
misstate
SOLD
Mane
METROPOUTAN TRANSN AUTH NV
SYMSClatUSS,
59259RED2
OUMMTY
-1,200.000
PRICE
100.00000
DEW WOW OR /MOW
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324452.pdf
EFTA00727030Set 9
11p6,021w
Gime. 46 0, 04,0.0), (050)
1.4.1. en. 43.36.3 11.63.333 ille8.3.3•1 Sold leettesel 103.34.0 040
NM 08.44.4 014 614 ron.ord
9.10 27W910 (40 5.215.0» 000 4,89.014 2754010 ioei ... roatracts
ConDatt spot Contract (rr. oat unwfria ..,,
Dade Oro' 1 KO oY Pour N000na Sold Notional 11.109 Date o't IV 501
Rate Forward Rate n...
314W ... 20.AphIl Sold RN As 7.500.000 49000 CUR Ca 0E2114,40 200.750.00 3.210% 44475010 (5104191
Marto 3610410 Sold NOIC Cal 7.000.000 9.0400 GBP Put 0454150 510.14795 1,510% 4170.994.44 546471
GIday.10
https://www.justice.gov/epstein/files/DataSet%209/EFTA00727030.pdf
EFTA00078132Set 9
2020-11-0437p16,124w
worked at Blackstone with Schwarzman prior to
founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the
formation of North Island with ... including registered office address, filing history, accounts, annual return, officers, charges, business
activity
find-and-update.company-information.service.gov.uk
Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long ... current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to
dollars
https://www.justice.gov/epstein/files/DataSet%209/EFTA00078132.pdf
EFTA01273824Set 10
2014-02-02191p98,167w
each time you generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat
reinvest cludendS become a separate ... Senores Ix., Client Relations Depalment, Money Fund may be liquidated, end the proceeds n sold tamable stock anions
P.O. Dm 766 Union City, NJ 07087. returned so you cc pour ... held a to F em More historical structured product may be text or sold and do assets arc rot heed by the fern and not thee the
Hon/wen
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273824.pdf
EFTA00090355Set 9
2021-01-2061p21,004w
worked at Blackstone with Schwarzman prior to
founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the
formation of North Island with ... including registered office address, filing history, accounts, annual return, officers, charges, business
activity
find-and-update.company-information.service.gov.uk
Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long ... current NASDAQ CEO Adena Friedman signed off on this transaction.
SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to
dollars
https://www.justice.gov/epstein/files/DataSet%209/EFTA00090355.pdf
EFTA01197165Set 9
57p27,425w
SECURITIES ACT"), OR THE
SECURITIES LAWS OF ANY STATES AND ARE BEING OFFERED AND SOLD IN
RELIANCE ON EXEMPTIONS FROM THE REGISTRATION REQUIREMENTS OF SAID
ACT AND SUCH LAWS ... PARTNERSHIP ARE EXEMPT FROM
REGISTRATION UNDER THE SECURITIES ACT AND ARE OFFERED AND SOLD
WITHOUT MARKETING TO THE PUBLIC IN THE UNITED STATES, AND (III) AT ALL
TIMES EITHER ... account, interest expense, brokerage commissions,
custodial fees, costs of borrowing securities to be sold short, research and
due diligence fees and expenses (including any travel to perform research
or initial
https://www.justice.gov/epstein/files/DataSet%209/EFTA01197165.pdf