EFTA01121910Set 9
129p88,846w
Except as disclosed in writing to the General Partner, neither the Investor nor any
Beneficial Owner2 has been subject to any of the following "Disqualifying Events"
specified below during ... time periods specified below:
If the Investor, and/or any Beneficial Owner has been subject to a Disqualifying Event, and either (i) the
court or regulatory authority that entered the relevant ... decree or exemption.
2 For the purposes of the representations under this subparagraph (t), "Beneficial Owner" means an
individual or entity who, directly or indirectly, through any contract, arrangement, understanding
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121910.pdf
EFTA00316104Set 9
78p20,616w
Offshore System, the Wylys were able to sell
without disclosing their beneficial ownership over $750 million worth of Issuer
Securities, and to commit an insider trading violation resulting in unlawful ... obligations under the federal securities laws as public company directors and greater-
than-5% beneficial owners, to report their Issuer Securities holdings and trading on
Schedules 13D and Forms ... Schaufele or persons under his direction
and control.
12
EFTA00316115
THE WYLYS WERE THE BENEFICIAL OWNERS OF THE
ISSUER SECURITIES HELD BY THEIR OFFSHORE SYSTEM
The Wylys Appointed Trusted Loyalists
https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf
EFTA01429414Set 10
78p20,174w
respect
to such repurchased or transferred Interest.
1 A "U.S. Tax Person" is a beneficial owner of an Interest that is a citizen
or resident of the United States ... income tax on a net income basis with
respect to its Interest. In determining beneficial ownership, an Interest
held by (i) a partnership or entity treated as partnership ... Internal Revenue Code of 1986, as
amended, (a "PFIC") will be considered beneficially owned by
its partners or equityholders, as the case may be. An interest held by any
corporation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429414.pdf
EFTA01396664Set 10
78p20,219w
respect
to such repurchased or transferred Interest.
1 A "U.S. Tax Person" is a beneficial owner of an Interest that is a citizen
or resident of the United States ... income tax on a net income basis with
respect to its Interest. In determining beneficial ownership, an Interest
held by (i) a partnership or entity treated as partnership ... Internal Revenue Code of 1986, as
amended, (a "PFIC") will be considered beneficially owned by
its partners or equityholders, as the case may be. An interest held by any
corporation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396664.pdf
EFTA00604465Set 9
2017-07-0571p34,740w
more than 40% of its total assets in the
Partnership; (iii) each of its beneficial owners participates in investments made by the Investor pro
rata in accordance with its interest ... Investor and, accordingly, its beneficial owners cannot opt-
in or opt-out of investments made by the Investor; and (iv) its beneficial owners did not and will not
contribute additional ... thereof (an "Excepted Investment Company"), or is an Excepted Investment Company that
is beneficially owned by such an entity, the Investor represents and warrants that it has obtained all
requisite
https://www.justice.gov/epstein/files/DataSet%209/EFTA00604465.pdf
EFTA00078337Set 9
46p19,984w
disclose your name, address and security *vow Wow are specific only
Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account. other account
Account ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority to effect transactions ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory,
beneficial owner, trustee, power of attomey, or other individual with authority to effect transactions
https://www.justice.gov/epstein/files/DataSet%209/EFTA00078337.pdf
EFTA00270996Set 9
2014-02-1246p19,882w
disclose your name, address and security °trove below are specific only
Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts
Account ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority to effect transactions ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory,
beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions
https://www.justice.gov/epstein/files/DataSet%209/EFTA00270996.pdf
EFTA01324812Set 10
2014-02-1246p19,836w
disclose your name, address and security objective below are specific only
Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account: other accounts
Account ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority to effect transactions ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory,
beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324812.pdf
EFTA01090509Set 9
2015-08-1774p39,980w
subsidiaries of record
ownership in junior stock for the beneficial ownership of any
other persons (other than for the beneficial ownership by us
or any of our subsidiaries), including ... subsidiaries of record
ownership in parity stock for the beneficial ownership of any
other persons (other than for the beneficial ownership by us
or any of our subsidiaries), including ... subsidiaries of record ownership in
junior stock for the beneficial ownership of any other persons (other than for the beneficial ownership by us or
any of our subsidiaries), including
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090509.pdf
EFTA01197222Set 9
2012-12-1127p8,568w
securities offered; or
5. An entity that is not a trust and that is beneficially owned exclusively by Qualified
Initial Purchasers, even if such entity was formed for the specific ... excepted investment company"), it represents
that (please initial the following statement if applicable):
All beneficial owners of its outstanding securities (other than short-term paper),
Initial determined in accordance with ... that acquired
such securities on or before April 30, 1996 ("pre-amendment beneficial owners"),
and all pre-amendment beneficial owners of the outstanding securities (other than
short-term paper
https://www.justice.gov/epstein/files/DataSet%209/EFTA01197222.pdf
EFTA01122111Set 9
36p17,082w
regulations? Yes No
(b) Is any director, officer, manager, member, partner, shareholder or other beneficial owner of the
Subscriber (i) a person, entity or other organization that is included ... below).
If such company is a "Purchasing Fund" (as defined below), each of its "Beneficial Owners"
(as defined below) that is required to do so (see below) has consented ... from the definition of investment company under ICA section 3(cX7),
each of its beneficial owners is a qualified purchaser. (check if applicable)
(5) A corporation, partnership, trust, fund, association
https://www.justice.gov/epstein/files/DataSet%209/EFTA01122111.pdf
EFTA01597591Set 10
2018-07-3134p17,993w
will not disclose your name, address and security profiles and investment
Disclosure of Beneficial Ownership position to issuers of any securities held in your otseceves.
Account.
Your Account Risk Profile ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority to effect transactions ... Senior Political Affiliation: You have indicated that no account holder, an authorized signatory,
beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597591.pdf
EFTA01478358Set 10
11p2,089w
which
must be completed by each non-US Beneficiary and each non-US Beneficial
Owner). If Entity Account Holder is
tax resident outside the United States, please proceed to Part ... Country/Countiies of Tax Residence
US Virgin Islands
is Controlling Person a non-US
Beneflclary/non-US Beneficial Owner?
V. Yes (complete Appendix 2)
EFTA01478364
No
First Name
Last Name
Darren
Dale ... Type/Role jreas., Secy., Director
Controlling
Person
US
Is Controlling Person a non-US
Beneficiary/non-US Beneficial Owner?
iZ No
Yes (complete Appendix 2)
First Name
Date of Birth
Last Name
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478358.pdf
EFTA00099303Set 9
2019-08-0832p14,508w
corporation, limited liability
company, trust, or other entity beneficially owned by me immediately prior to my death,
including, but not limited to, Southern Financial, LIE, a U.S. Virgin Islands limited ... and/or any corporation, limited liability
company, limited partnership, general partnership, trust or other entity beneficially owned by
one or both of them immediately prior to my death, including ... obligations due to me,
or any corporation, limited liability company, trust, or other entity beneficially owned by me
immediately prior to my death, including, but not limited to, Southern Financial
https://www.justice.gov/epstein/files/DataSet%209/EFTA00099303.pdf