EFTA01088033Set 9
2016-04-1921p9,988w
dominated by passive flows, and stocks have become increasingly correlated
within the industry.
BofA Merrill Lyndt does and seeks to do business with issuers covered in its research reports ... Seats Biotech Rd. Wg1. In Fund Holdings —Avg. overweight since '08
Scurce FxtSevLionsrxet BofA Merril Lynch US EquIty & US Quant Strategy Source. FactSeubonshares.BolA inernll LynchUS Equiry& US Quant Strategy
Table ... BiotechlHealth Care AUM Overall US Equity AUM
Active, 33%
Passive, 67%
Source EPFRGlobvt BofA Merril Lynch Global Research Sotoce. Sofurcl.BoM memli Lynch US Equity & USPliant Strategy
Chart 4: Cumulative flows
https://www.justice.gov/epstein/files/DataSet%209/EFTA01088033.pdf
EFTA00665021Set 9
2017-09-1911p2,641w
exposure in 2017
EFTA00665023
[cid:image002.png®01D330BF.B0109580]
[cid:image005.png®01D330BF.B0109580]
[cid:image007.png®01D330BF.B0109580]
Source: BofA Merrill Lynch Global Research. Daily data from 7-Nov-16 through 18-Sep-17.
Source ... BofA Merrill Lynch US Equity & Quant Strategy, Russell Investment Group, I/B/E/S, Compustat.
Monthly data shown from Aug-03 through Aug-17.
Source: BofA Merrill Lynch Global Research. Weekly data from ... their correlation has since rebounded
sharply
[cid:image008.png®01D330BF.B0109580]
[cid:image009.png®01D330BF.B0109580]
Source: BofA Merrill Lynch Global Research. Daily data from 2-Jan-08 through 15-Sep-17.
Source: BofA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00665021.pdf
EFTA01206639Set 9
2014-11-148p1,679w
INFLOWS EXP BANK FEE REF 60
INFLOWS TRANSFER BOFA 0945 10.000.000 76.000.000 10.000.000 5.000.000 5.000.000
INFLOWS TRANSFER BOFA 0945 20.000.000 25.000.000
INFLOWS TRANSFER BOFA 5852 25.000
INFLOWS TRANSFER HERITAGE MARC ... DISTRIB RESTAURANT ADVISERS 50.000
INFLOWS INVEST DISTRIB APOLLO VALUE INV 821.51
INFLOWS TRANSFER; LOAN BOFA 6140 ART LOAN PROCEEDS 30.000.000
PLEASE PROVIDE ADDITIONAL INFO ON HIGHLIGHTED DEPOSITS
EFTA01206641
3840 WRITEUP ... Charitable Contrib 10,000.00
Q1 3/21/2014 UJA Charitable Contrib 50,000.00
Q1 3/30/2014 BOFA - Art Loan Art Loan 529,143.75
Q1 3/30/2014 BOFA - Art Loan Art Loan
https://www.justice.gov/epstein/files/DataSet%209/EFTA01206639.pdf
EFTA00390384Set 9
2013-05-147p2,260w
labor market, inflation expectations are well anchored. Several big sell-side
conferences begin today: BofA Global Metals/Mining/Steel (Barcelona), UBS Financials (NYC), Citi Global
Energy/Utilities (Boston), BofA Global Transportation (Boston ... NWSA/WXNIAB (mp's)
•• Evercore initiates RJF (ow), Jeff downgrades CI & upgrades WLP (buy)
•• Bofa removes CMCSA from U.S. 1 List, adds NWSA
EFTA00390386
Europe Key Research:
•• JPM downgrade ... 30am, Import Price Index @ 8:30am
API crude oil inventories @ 4:30pm
Conferences: Bofa Global Metals, Mining & Steel (Barcelona), UBS Financials (NYC), JMP Research Conference (SF),
Bofa Global
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390384.pdf
EFTA02151887Set 10
2013-01-088p1,997w
TLLP, CLMT, SLRC
IPO's (filed/priced): QGOG Constellation (QGOG) files $500M IPO through JPMorgan, BofA M/L, ltau
BBA, Credit Suisse and Bradesco BBI
Key Research: DB downgrades ASBC/JBLU & upgrades ... neut), MS upgrades DOV/MYL & cuts EMR, FBR
downgrades ES
Key Research: Bofa upgrades MKSI (buy), Wells upgrades LSTR & initiates MPLX (mp), Bern
downgrades NBL,
Key Research: Stifel initiates ... cuts BHI
Key Research: ABG positive NOK1V FH (reit buy & EUR 5 pt), BofA raises 2013e avg. iron ore price by
9% to US$120/t
Key Research: JPM positive
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02151887.pdf
EFTA00858222Set 9
2015-04-283p767w
From: "Jeffrey E." <jeevacation@gmail.com>
To: Melanie Spinella la>
Subject: Fwd: Fwd: BofA Personal Financial Statements
Date: Tue, 28 Apr 2015 17:37:46 +0000
Forwarded message ---
From: Brad Wechsler ... Date: Tue, Apr 28, 2015 at 1:28 PM
Subject: Re: Fwd: BofA Personal Financial Statements
To: "jeevacation®gmail.com" leevacation@gmail.corn>
Btw, what rd/rj just gave me for bofa is different ... Tuesday, April 28, 2015 01:23 PM
To: leevacation@gmail.com' leevacation gmail.com>
Subject: Re: Fwd: BofA Personal Finandal Statements
Ok
From: Jeffrey E. [mailtoleevacSgmail.com]
Sent: Tuesday, April
https://www.justice.gov/epstein/files/DataSet%209/EFTA00858222.pdf
EFTA02350300Set 11
2017-02-027p1,526w
Merrill Lynch, Pierce, Fenner & Smith, Incorporated
("ML"). The material is not a publication of BofA Merrill Lynch Global Research, and it has not been reviewed or
approved by BofA Merrill ... summary of ML Research notes and reports, and/or any reference
or link to BofA Merrill Lynch Global Research notes and reports, are qualified in their entirety by the views ... BofA
Merrill Lynch Global Research. Any reference to or summary of ML Research in this material is qualified in its entirety by
the views of BofA Merrill Lynch Global Research
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02350300.pdf
EFTA01055161Set 9
2017-02-022p1,089w
Merrill Lynch, Pierce, Fenner & Smith,
Incorporated ("ML"). The material is not a publication of BofA Merrill Lynch Global Research, and it has not
been reviewed or approved by BofA Merrill ... summary of ML Research notes and
EFTA01055161
reports, and/or any reference or link to BofA Merrill Lynch Global Research notes and reports, are qualified in
their entirety by the views ... BofA Merrill Lynch Global Research. Any reference to or summary of
ML Research in this material is qualified in its entirety by the views of BofA Merrill Lynch Global Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA01055161.pdf
EFTA02339020Set 11
2015-05-135p881w
Kahn
Sent: Wednesday, May 13, 2015 1:06 PM
To: Jeffrey E.
Subject: Re: BofA Personal Financial Statements
agree with all your comments
rich d =xplanation makes no sense with ... jeevacation@gmail.com <mailto:jeevacation@gmail.com»
Date: Tue, =ay 12, 2015 at 8:49 PM
Subject: Re: BofA Personal =inancial Statements
To: Richard D'Agostino
Cc: Brad =echsler
boat and plane =nvoices? gift ... cash basis
instead?
Leon =99s credit cards were shown on the Dec 31'14 BofA F/S as were =he boat and plane loans.
Outstanding invoices for operations — =unction of when
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02339020.pdf
EFTA01015559Set 9
2018-11-263p798w
Pierce, Fenner & Smith Incorporated ("MLPF&S") and
other subsidiaries of Bank of America Corporation ("BofA Corp.").
The Private Banking and Investment Group is a division of MLPF&5 that offers ... other affiliated banks.
U.S. Trust operates through Bank of America, and other subsidiaries of BofA Corp.
"Bank of America Merrill Lynch" is the marketing name for the global banking ... global markets businesses of BofA Corp. Lending,
derivatives and other commercial banking activities are performed globally by banking affiliates of BofA Corp., including Bank of
America, MI., Member FDIC. Securities
https://www.justice.gov/epstein/files/DataSet%209/EFTA01015559.pdf
EFTA00636006Set 9
2017-02-074p1,724w
Merrill Lynch, Pierce, Fenner & Smith, Incorporated
("ML"). The material is not a publication of BofA Merrill Lynch Global Research, and it has not been reviewed or approved by
BofA Merrill ... summary of ML Research notes and reports, and/or any reference or link to BofA
Merrill Lynch Global Research notes and reports, are qualified in their entirety by the views ... BofA Merrill Lynch Global
Research. Any reference to or summary of ML Research in this material is qualified in its entirety by the views of BofA
Merrill Lynch Global Research
https://www.justice.gov/epstein/files/DataSet%209/EFTA00636006.pdf