EFTA00811809Set 9
2018-08-2251p13,267w
Towers Healthcare Receivables Funding Corporations I, II, III, IV and V (collectively the
"THRFC Bond Funds"), which issued hundreds of millions of dollars in bonds and engaged in
factoring healthcare ... Thereafter, in or around November 1987, Hoffenberg and Epstein used Associated
and United bonds as collateral in securities brokerage accounts, controlled by Epstein, in a failed
take-over attempt ... December 1987 and June 1998, Hoffenberg and Epstein again used
Associated and United Fire bonds as collateral in securities brokerage accounts, controlled by
Epstein, to purchase and sell stock
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811809.pdf
EFTA01071219Set 9
2015-10-0661p10,160w
Morgan Emerging Markets -1.71% -0.07% -0.62% 1.50% 4.73% 6.01%
Bond Global Diversified Index
s of September 30, 2015 I-share N-share
Gross SEC 30-Day Yield ... duplicate charge of the investment advisory fees to the investors.
JP Morgan Emerging Markets Bond Global Diversified Index is a uniquely-weighted version of the EMBI Global. It limits ... capitalization weighted index consisting of 1-3 year maturity US-denominated Emerging
Market corporate bonds. It is a liquid global corporate benchmark representing Asia, Latin America, Europe and the Middle
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071219.pdf
EFTA01470592Set 10
2014-08-0156p7,453w
08/31/2014
Income and Expense Summary
Dividend Income
Equities
Money Market
Other Dividends
Interest Income
Bond Interest
FDIC Insured Bank Deposits
Other Interest
Total Dividends, Interest, Income and Expenses
Distributions
Alternative ... Asset Backed Securities
5,790,000.000
Total Current Face Value: 1,788,500.219
Corporate Bonds
JPMORGAN CHASE & CO MEDIUM TERM NTS
CAPPED CONTINGENT BUFFERED EQUITY NTS
0.000% 10/16/14 ... 08/01/2014 - 08/31/2014
Portfolio Holdings (continued)
U.S. DOLLARS (continued)
Date Acquired
Fixed Income (continued)
Corporate Bonds (continued)
EARTHLINK INC GTD SR NT FULLY EXCHANGED (continued)
10/23/12 *,3,12
600,000.000
Total
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470592.pdf
EFTA00796015Set 9
2018-08-2126p7,735w
Towers Healthcare Receivables Funding Corporations I, II, III, IV and V (collectively the
"THRFC Bond Funds"), which issued hundreds of millions of dollars in bonds and engaged in
factoring healthcare ... Thereafter, in or around November 1987, Hoffenberg and Epstein used Associated
and United bonds as collateral in securities brokerage accounts, controlled by Epstein, in a failed
take-over attempt ... December 1987 and June 1998, Hoffenberg and Epstein again used
Associated and United Fire bonds as collateral in securities brokerage accounts, controlled by
Epstein, to purchase and sell stock
https://www.justice.gov/epstein/files/DataSet%209/EFTA00796015.pdf
EFTA01128965Set 9
2011-09-2885p70,301w
ices Althea D. Wright. Vice President Althea D. Wright, Vice President REMIC Bond Administrator -
CIO Wells Fargo Bank. N.A.
U.S. Bank National Association U.S. Bank National Association Freddie ... REMIC, Series
3137AJ'XO2; Class VZ: 3969 3971 3973
3137AJ1(RO: Class Yk REMIC Bond Administrator • REMIC Bond Administrator - REMIC Bond Administrator •
3137AXXS8; Class YC: Freddie Mac Freddie Mac Freddie ... FREDDIE Tel: 800 FRE•DDIE Tel: 800 FRE•DDIE
REMIC Bond Administrator -
CUSIP: Class AB: 3137ASTS6; CUSIP: Class AY: 3137k11467; CUSIP: Class AP: 3137A,XV1;
Freddie Mac
Class AF: 3137AJ2T4
https://www.justice.gov/epstein/files/DataSet%209/EFTA01128965.pdf
EFTA00822112Set 9
2016-08-0413p3,154w
From: Richard Kahn
To: "Jeffrey E." <jeevacation@gmail.com>
Subject: Fwd: Confirm RE:GS Bond Balance
Date: Thu, 04 Aug 2016 18:33:31 +0000
Attachments: GS_4%_1.7mm_Confirm.pdf
Morgan Stanley sold ... balance at 81.75
all gs bonds were sold
Richard Kahn
HBRK Associates Inc.
Begin forwarded message:
From: "Atlas, Andrew S"
Subject: Confirm RE:GS Bond Balance
Date: August ... Atlas, Andrew S (Wealth Mgmt MS)
Subject: Re: GS Bond Balance
Importance: High
any updates on order?
been selling
https://www.justice.gov/epstein/files/DataSet%209/EFTA00822112.pdf
EFTA01963710Set 10
2013-07-107p1,644w
yield/4.53 dum)
Jeffrey,
We think we can source more of this bond and at 69 instead of 70.25. Paul thinks we should buy $2mm
now, more than the $1mm originally ... could we work an order on $2mm?
Thanks,
Amanda
*• •ALL OFFERS ARE SUBJECT•"•
THE BONDS:
The IMM 2005-2 1M2 is an Alt-A Men Floater (1mL + 73.5bps) backed ... 101months seasoned Alt-A
Fix and Hybrid ARM mortgages. The bond has 6.01% credit enhancement vs 17.22% 60+
delinquencies, giving the bond a 0.35x coverage ratio.
THE COLLATERAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01963710.pdf
EFTA01737698Set 10
2016-08-0914p2,836w
Subject: Re: Preferreds, thoughts on fixed income, mandatory converts
send more detail of the bond
On Mon, Aug 8, 2016 at 2:26 PM, Ens, Amanda wrote:
Jeffrey, I continue ... ofUS corporate credit is slowing
• Supply is increasing
• Investors are trafficking as "tourists" in bond markets that they don't usually buy —
EFTA_R1_00024529
EFTA01737701
unwind could be painful ... Risk parity quant funds might need to rebalance if the correlation between bonds
and equities turns higher
• High yield keeps climbing despite falling oil prices
• Poor liquidity in a crowded
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01737698.pdf
EFTA01783152Set 10
2016-08-0812p2,582w
Subject: Re: Preferreds, thoughts on fixed income, mandatory converts
send more detail of the bond
On Mon, Aug 8, 2016 at 2:26 PM, Ens, Amand rote:
Jeffrey, I continue ... corporate credit is slowing
• Supply is increasing
• Investors are trafficking as "tourists" in bond markets that they don't usually buy — unwind could be painful
• Risk parity quant funds might ... need to rebalance if the correlation between bonds and equities turns higher
• High yield keeps climbing despite falling oil prices
• Poor liquidity in a crowded trade (Volcker rule and other
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01783152.pdf
EFTA00798878Set 9
2017-06-2313p4,159w
Islands Orig. Par Amount: $250,000,000
Issuer: VIRGIN ISLANDS PUB FIN AUTH REV Bond Type: Industrial Development
Issue Description MATCHING FD LN-DIAGO-A Security Type: Enterprise Revenue
Dated ... related utilities, transportation improvements and facilities.
Use of Proceeds
• Proceeds of the Series 2009A Bonds will be used to (i) make a loan to the Government to provide a grant ... Croix, (ii) pay in full the principal and interest
due on the Series 2009A Bond Anticipation Notes, (iii) pay capitalized interest on the Series 2009A Bonds, (iv) make a
deposit
https://www.justice.gov/epstein/files/DataSet%209/EFTA00798878.pdf
EFTA01269393Set 10
2011-11-2040p18,623w
transferred or sold until the sale or
transfer has been reported to the Bond of Directors and
approved by them.
3
First Bank
RECORDS A IiLII. REOCIRDIEVIN
IIRTIFIED ... first obtaining the wtitten
consent of a majority of the disinterested members of the Bond of Directors of
the Corporation.
ARTICLE IX
At all elections of directors, each stockholder shall ... office or offices at such other places within
the US. Virgin Islands as the Bond of
Directors may, from time to time, designate_
ARI/CLE • NIESTING OF SHARPE'S)/ 'IMS
Strains
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01269393.pdf
EFTA00266322Set 9
2009-09-1844p10,962w
range of 25 years of age and under - Low maintenance gardens / yard areas
Minimum bond required - Lower priced bracket, rental payments required - Inspections as per
dictated in rental agreements - Group ... under 25 years of age.
Example - Rental payments - $150.00 - $200.00 price range, week
Example - Bond required - Minimum,1 month bond required
Individual Payment Scheme - Individual responsibility of payments - Rent, Bonds ... Utilities
Rental agreements - Individually based according to payments of rental payments, bonds
required, utility accounts
Individually based payments - Each individual is recorded on the rental agreement as being
responsible
https://www.justice.gov/epstein/files/DataSet%209/EFTA00266322.pdf