Epstein Files Search

EFTA01206737Set 9

2015-03-1913p5,027w

FORM ADV PART 2A: Firm Brochure Boothbay Fund Management, LLC 810 r Avenue Suite 615 New York, NY 10019 March 2015 This Brochure provides information about the qualifications and business ... practices of Boothbay Fund Management, LLC. If you have any questions about the contents of this Brochure, please contact the Chief Compliance Officer ("CCO"), Daniel Bloom at or The information ... United States Securities and Exchange Commission ("SEC") or by any state securities authority. Boothbay Fund Management, LLC's registration as an investment adviser does not imply that

https://www.justice.gov/epstein/files/DataSet%209/EFTA01206737.pdf

EFTA00621032Set 9

2014-05-013p941w

interim basis, with a view toward transferring your investment to a new Boothbay Fund that will be launched within the next few months. The Private Placement Memorandum ("PPM") of Boothbay ... withdrawals. As mentioned, the intent is to move your capital investment to a new Boothbay Fund within the next few months, and we expect a PPM for the new Boothbay ... Strategy Fund will be included when determining "start date of investment" in the new Boothbay Fund as it relates to lockup provisions applicable to the new Boothbay Fund. Your investment

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621032.pdf

EFTA01088863Set 9

2014-07-0117p5,364w

Boothbay Hybrid GP, LLC (the "General Partner), a Delaware limited liability company and Boothbay Fund Management, LLC (the "Investment Manager), a Delaware limited liability company. On July 1, 2014 Boothbay

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088863.pdf

EFTA01088845Set 9

18p3,920w

October 2011 primarily to manage the investments of two families. Under this umbrella, Boothbay Fund Management was founded in early 2012 to manage a Multi-Manager Multi —Strategy Proprietary Trading

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088845.pdf

EFTA01197222Set 9

2012-12-1127p8,568w

Taxpayer M. Number) -25- EWAGNEN218412.1 - 12/11/12 EFTA01197246 EXHIBIT A Privacy Notice MI - WHAT DOES BOOTHBAY FUND MANAGEMENT, LLC ("BOOTHBAY") DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share ... EWAGNEN218412.1 - 12/11/12 EFTA01197247 UTA ils1.14-J Who is providing this notice? Boothbay Fund Management. LLC To protect your personal information from unauthorized access and use. How does Boothbay protect my personal

https://www.justice.gov/epstein/files/DataSet%209/EFTA01197222.pdf

EFTA02713672Set 11

2012-12-1127p8,550w

EWAGNE1218412.1 - 12/11/12 EFTA_R1_02136085 EFTA02713696 EXHIBIT A Privacy Notice FACTS WHAT DOES BOOTHBAY FUND MANAGEMENT, LLC ("BOOTHBAY") DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your ... EWAGNE\218412.1 - 12/11/12 EFTA_R1_02136086 EFTA02713697 Who is providing this notice? Boothbay Fund Management, LLC To protect your personal information from unauthorized access and use, How does Boothbay protect

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713672.pdf

EFTA01197165Set 9

57p27,425w

FUND, LP CONFIDENTIAL PRIVATE OFFERING MEMORANDUM General Partner: Boothbay Hybrid GP, LLC Investment Manager: Boothbay Fund Management, LLC December 2012 EWAGNE1217652.1 - 11!29/12 EFTA01197165 Confidential Private Offering Memorandum BOOTHBAY MULTI ... under the Investment Company Act of 1940, as amended. Neither the General Partner nor Boothbay Fund Management, LLC (the "Investment Manager") is registered as an investment adviser under the Investment ... provided that the Partnership will reimburse Boothbay Hybrid GP, LLC (the "General Partner") and/or Boothbay Fund Management, LLC (the "Investment Manager") for the Partnership's organizational expenses (including the cost

https://www.justice.gov/epstein/files/DataSet%209/EFTA01197165.pdf

EFTA02713615Set 11

2012-11-2957p27,450w

FUND, LP CONFIDENTIAL PRIVATE OFFERING MEMORANDUM General Partner: Boothbay Hybrid GP, LLC Investment Manager: Boothbay Fund Management, LLC December 2012 EWAGNE‘217652.1- 11/29/12 EFTA_R1_02136004 EFTA02713615 Confidential Private Offering ... under the Investment Company Act of 1940, as amended. Neither the General Partner nor Boothbay Fund Management, LLC (the "Investment Manager") is registered as an investment adviser under the Investment ... provided that the Partnership will reimburse Boothbay Hybrid GP, LLC (the "General Partner") and/or Boothbay Fund Management, LLC (the "Investment Manager") for the Partnership's organizational expenses (including the cost

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf

EFTA01088814Set 9

2016-04-264p1,825w

available to answer any questions related to financial operations. Sincerely, Ari Glass Managing Member, Boothbay Fund Management LLC By Hybrid, we are referring to accounts for which we have both ... third party, in each case except with the prior written consent of Boothbay Fund Management, LLC (- Boothbay"). This letter includes forward-looking statements. Although Boothbay believes that the expectations

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088814.pdf

EFTA00605992Set 9

2015-11-044p1,460w

investment and business inquiries or offer any other transparency. Sincerely, Ari Glass Managing Member, Boothbay Fund Management, LLC EFTA00605994 BOOTHBAY B FUND MANAGEMENT, LLC IMPORTANT DISCLOSURES The information presented herein ... third party, in each case except with the prior written consent of Boothbay Fund Management, LLC ("Boothbay"). This letter includes forward-looking statements. Although Boothbay believes that the expectations

https://www.justice.gov/epstein/files/DataSet%209/EFTA00605992.pdf

EFTA01088824Set 9

21p4,977w

BOOTHBAY FUND MANAGEMENT. LLC Boothbay Absolute Return Strategies, LP OVERVIEW PRESENTATION As of December 31 . 2015 • IIIITIM.Tifer " 1 144 9 74,_ #-- 4 yirgeff yo. • ---•;?25600"-Ir. -. __• -•.:;4212irliar STRICTLY CONFIDENTIAL ... invested capital similar to the returns of other accounts managed by An Glass or Boothbay Fund Management LLC (together with its affiliates. "Boothbay") because, among other reasons, there ... times will, differ from such historical exposures. EFTA01088843 B CONTACT INFORMATION Boothbay Fund Management, LLC 810 7th Avenue 6th Floor New York. NY 1O019 FREDERICK RICHARDSON Office: E-mail: EFTA01088844

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088824.pdf

EFTA00602782Set 9

2014-04-232p456w

interim basis, with a view toward transferring your investment to a new Boothbay Fund that will be launched within the next few months. The Private Placement Memorandum ("PPM") of Boothbay ... mentioned, the intent is to move your capital investment to a new Boothbay Fund within the next few months and we expect a PPM for the new Boothbay fund within ... investment in Boothbay Multi-Strategy Fund LP will be transferred directly to the new Boothbay Fund. This transfer is contingent on your approving the PPM for the new fund

https://www.justice.gov/epstein/files/DataSet%209/EFTA00602782.pdf

EFTA01088880Set 9

2013-07-0117p9,766w

risk/reward characteristics of the model we would hope that 20-40% of the Boothbay fund would be invested in a diversified portfolio of first loss deals. There is no guarantee ... Glass - Managing Member Ad Glass is the founding partner and managing member of Boothbay Fund Management (Boothbay). Boothbay was founded in 2012 to manage capital both for a wealthy family ... Daniel Bloom - CFO Daniel Bloom is the Chief Financial Officer and a Partner in Boothbay Fund Management. Daniel manages all non-investment related activities of Boothbay. From 2007-2011, Daniel

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088880.pdf

EFTA00597360Set 9

2013-07-0117p9,766w

risk/reward characteristics of the model we would hope that 20-40% of the Boothbay fund would be invested in a diversified portfolio of first loss deals. There is no guarantee ... Glass - Managing Member Ad Glass is the founding partner and managing member of Boothbay Fund Management (Boothbay). Boothbay was founded in 2012 to manage capital both for a wealthy family ... Daniel Bloom - CFO Daniel Bloom is the Chief Financial Officer and a Partner in Boothbay Fund Management. Daniel manages all non-investment related activities of Boothbay. From 2007-2011, Daniel

https://www.justice.gov/epstein/files/DataSet%209/EFTA00597360.pdf

EFTA01139976Set 9

2013-07-0117p9,769w

risk/reward characteristics of the model we would hope that 20-40% of the Boothbay fund would be invested in a diversified portfolio of first loss deals. There is no guarantee ... Glass - Managing Member Ad Glass is the founding partner and managing member of Boothbay Fund Management (Boothbay). Boothbay was founded in 2012 to manage capital both for a wealthy family ... Daniel Bloom - CFO Daniel Bloom is the Chief Financial Officer and a Partner in Boothbay Fund Management. Daniel manages all non-investment related activities of Boothbay. From 2007-2011, Daniel

https://www.justice.gov/epstein/files/DataSet%209/EFTA01139976.pdf

EFTA00590038Set 9

2015-12-314p1,749w

BOOTHBAY ABSOLUTE RETURN STRATEGIES,LP DECEMBER, 2015 B BOOTHBAY FUND MANAGEMENT ()VERO, IEV, Boothbay Absolute Return Strategies, LP ("Boothbay') is a market neutral multi-strategy fund, launched in July ... Industrials Consumer 14% Discretionary 18% EFTA00590039 BOOTHBAY ABSOLUTE RETURN STRATEGIES,LP DECEMBER, 2015 B BOOTHBAY FUND MANAGEMENT ANALYTICSI Exposure °/0 of NAV Total Equity Positions Exposure* % of Risk Adjusted Investment ... invested capital similar to the returns of other accounts managed by Ari Glass or Boothbay Fund Management LLC (together with their affiliates, "Boothbay") because, among other reasons, there

https://www.justice.gov/epstein/files/DataSet%209/EFTA00590038.pdf

EFTA01088820Set 9

2015-12-314p1,750w

BOOTHBAY DECEMBER, 2015 ABSOLUTE RETURN STRATEGIES, LP B BOOTHBAY FUND MANAGEMENT ON ERIVIEW Boothbay Absolute Return Strategies, LP ("Boothbay') is a market neutral multi-strategy fund, launched in July ... invested capital similar to the returns of other accounts managed by Ari Glass or Boothbay Fund Management LLC (together with their affiliates, "Boothbay") because, among other reasons, there

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088820.pdf

EFTA01205203Set 9

2015-07-313p1,372w

available to answer any questions related to financial operations. Sincerely, Ari Glass Managing Member, Boothbay Fund Management 810 Seventh Avenue 16th Floor I New York I NY 110019 I Office ... third party, in each case except with the prior written consent of Boothbay Fund Management, LLC ("Boothbay"). This letter includes forward-looking statements. Although Boothbay believes that the expectations

https://www.justice.gov/epstein/files/DataSet%209/EFTA01205203.pdf

EFTA00591508Set 9

2014-07-014p1,964w

BOOTHBAY ABSOLUTE RETURN STRATEGIES, LP SEPTEMBER 2017 B BOOTHBAY FUND MANAGEMEN1'. LLC OVERVIEW Boothbay Absolute Return Strategies, LP (Boothbay') is a market neutral multi-strategy fund that aims to combine ... Managers Page 3 EFTA00591510 BOOTHBAY ABSOLUTE RETURN STRATEGIES, LP SEPTEMBER 2017 B BOOTHBAY FUND MANAGEMENT. LLC TICS DOCUMENT IS NOT AN OFFER TO SELL OR THE SOLICITATION Of AN OFFER ... invested capital similar to the retain of other accounts managed by Ari Gass or Boothbay Fund Management LLC (together with thew effete,. "Bccebray) because. among other reasons. there

https://www.justice.gov/epstein/files/DataSet%209/EFTA00591508.pdf

EFTA00607375Set 9

2014-07-014p1,884w

Rettent. Page 2 EFTA00607376 BOOTHBAY APRIL 2017 ABSOLUTE RETURN STRATEGIES, LP B BOOTHBAY FUND MANAGEMENT. LLC ANALYTICS' Exposure' % of NAV Total Equity Positions Exposure % of Risk-Adjusted investment° Long ... Managers 19 Managers Page 3 EFTA00607377 BOOTHBAY ABSOLUTE RETURN STRATEGIES, LP APRIL 2017 B BOOTHBAY FUND MANAGEMENT. LLC THGDOCUMENT IS NOT AN OFFER TO SELL OR THE SOLICITATION ... invested capital similar to the returns of other accounts managed by Ari Glass or Boothbay Fund Management LLC (together with their affoates. "Bccebray) because. among other reasons there

https://www.justice.gov/epstein/files/DataSet%209/EFTA00607375.pdf