Epstein Files Search

EFTA01592688Set 10

2006-01-0160p4,789w

Highbridge - Financial Trust Co. Dividend Income LOT Fund,Position Direction,Deal Clr. Brkr. Clr. Brkr. Account Account Pos Dir Symbol Trx. Num. Related Trx. Num Description Beginning Balance Event Type ... 03/30/06 Fund Highbridge - Financial Trust Co. Dividend Income LOT Fund,Position Direction,Deal Clr. Brkr. HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT ... CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB Clr. Brkr. Account CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592688.pdf

EFTA01592459Set 10

2006-09-0135p2,990w

Highbridge - Financial Trust Co. Trade Date Cash LOT Clr. Brkr. Clr. Brkr. Account Account Pos Dir Symbol Trx. Num. Related Trx. Num Description Beginning Balance ... 09/04/06 09/04/06 09/04/06 09/05/06 Fund Highbridge - Financial Trust Co. Trade Date Cash LOT Clr. Brkr. HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT ... CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB HBFT CSFB Clr. Brkr. Account CSFB - HBFT Futures Remarks: Event:CLOSE CSFB - HBFT Futures Remarks: Event:CLOSE EFTA01592466 CSFB

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592459.pdf

EFTA01265962Set 10

2019-06-267p1,734w

NAME KARK TXPYR_CUST_ID 1364819751 CUST_TYPE_CD IND4Value> BRICR ACCT ID 4122470S BRKR_ACCT PROD_CD S I BRKR ACCT PROD NAME Schwab One BRKR_ACCT_ROLE TITLECD ... AGNT BRKR_ACCT_SEGMENT_CD SIG4 BRICR_ACCT_REGJ YPECD CORP BRICR_ACCf DOMCL_BRCH_CD UE BRKR ACCT DOMCLBRCH NM NEW YORK - UPPER EAST SIDE BRKR_ACCTOVERLAY PINN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01265962.pdf

EFTA01592611Set 10

2006-03-015p377w

EFTA01592612 13210746 13210747 13210748 13210749 13210750 Highbridge - Financial Trust Co. Dividend Income LOT Clr. Brkr. Clr. Brkr. Account Account Position Direction Symbol Trx. Num. Related Trx. Num Description Beginning Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592611.pdf

EFTA01592306Set 10

2006-09-018p641w

Highbridge - Financial Trust Co. EFTA01592309 Dividend Income LOT Clr. Brkr. Clr. Brkr. Account Account Pos Dir Symbol Trx. Num. Related Trx. Num Description Beginning Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592306.pdf

EFTA02140417Set 10

2013-05-038p2,188w

HAIN acquires Ellas Kitchen grp MHK sees eps above — CBI reaffirms — MTD boosts forecast BRKR cuts forecast — SMTC $400M credit agreement — FBHS beats & raises FLT raises y reps view ... Conviction Buy list & initiates SBGL (sell) & downgrades BAA/LSTR (sells) • KBW downgrades VRSK, Mizuho upgrades BRKR (buy), Roth downgrades ZAGG/DCTH UBS initiates CBST (buy), Wells downgrades CJES, Evercore downgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140417.pdf

EFTA01581845Set 10

1p790w

User: alanlos Detail Lad: LOT Journal Poe liven Trx Date Fund Clr. Brkr. Ch. Brkr. Acumen Account Dir Symbol Trx. Num. Related Tue. Nun Data/aim TYPc 11714 QtY Debit Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581845.pdf

EFTA00409089Set 9

2012-07-126p1,994w

initiates AMZN (mp) Key Research: Raja downgrades AGP, Wells upgrades DIS, Cantor initiates BRKR (buy), Bern EFTA00409091 initiates HSH (op) Key Research: HSBC upgrades GENL LN / MOBB BB / AKZA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00409089.pdf

EFTA00386261Set 9

2013-07-319p3,206w

AMSF, ANIK, ARI, ASI, ATML, ATW, AUY, AXLL, AXTI, BALT, BGC, BJRI, BLMN, BRKR, BSAC, BVSN, CADX, CATM, CAVM, CBEY, CBL, CBT, CHDN, CJES, CNL, CNOR, CNW, CODE, COHU, CRAY

https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf

EFTA00407720Set 9

2012-07-317p2,168w

XRAY, ABFS, ACOR, ALLT, AMG, AUXL, AVX, BP, BRKR, CAS, CEVA, CIE, CPLP, CRS, CRY, CVLT, DIN, DORM, ECL, EXLS, FDP, FELE, PHCO, FWLT, GERN

https://www.justice.gov/epstein/files/DataSet%209/EFTA00407720.pdf

EFTA00390384Set 9

2013-05-147p2,260w

Friday's close. Secondaries (announced/priced): WES, SPH, ARE, CUB, GHDX, MOSY, SFLY ($220M convert), BRKR, JMT PL IPO's (filed/priced): Tallgrass Energy (TEP) 13.05 units priced

https://www.justice.gov/epstein/files/DataSet%209/EFTA00390384.pdf

EFTA01581807Set 10

2006-05-111p811w

User: asantos Detail Lose': LOT Journal Poo 'Event Trx Due fund Ch. Mks. CU. Brkr. Mown Accent Dir Symbol Trx. Nun. Related Tn. Nan Description T)Pe bile Qty Debit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581807.pdf

EFTA01581806Set 10

2006-01-011p896w

User: all105 Detail Les& LOT Journal Pea 'Event Tex Due Fund Oz. Ban Ch. Brkr. Account Amman Dir Symbol Tex. Num. Related TIN. Nun Description TMe TYlle Qty MOH Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581806.pdf

EFTA01581843Set 10

1p593w

User: SUMO, Detail Level: LOT Journal Poe Event Tres Dote Fund CU. Mx. Brkr. Account Account Dir Symbol Re. Num. Related Tres. Num Description 781e 78 1e Qtv Debit Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581843.pdf

EFTA02096942Set 10

2014-09-257p1,795w

Lockhart @ 1:20pm (Jackson, MS) Analyst/Investor Days: GHM Non-Deal Roadshows: ACI, BBG, BRCD, BRKR, CONE, CRNCY, CSCO, CYBX, DIOD, DLX, DVN, EARS, ENDP, FCFS, GK, GWRE, HAE, IPCM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02096942.pdf

EFTA01581847Set 10

1p302w

SUMO, Detail Lex cl: LOT Journal Poe Event Tn I Fund Cr. Mtn Cr. Brkr. Account Account Dir Symbol Tn. Num. Related TIN. Nun Description TYPe bre Qty Debit Credit

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581847.pdf

EFTA02147429Set 10

2013-02-219p2,253w

HEK/QEP, JPM reinitiates AAMRQ (ow) & upgrades LCC • Wells downgrades BDN & upgrades VNTV, Both upgrades BRKR, Barcap downgrades CQP ✓ Raja downgrades GTIV, Piper upgrades GRPN, UBS Upgrades MA, Citi upgrades

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf

EFTA01581846Set 10

1p724w

911/2006 m.91302006 Lisa: Detail Lead: LOT Journal Poe Even Tn I Mc Fund Clz. Brkr. Cr. MD. Account Account Dir Symbol Tn. Nan Related Ter. Men Description 7)144 TYP0

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581846.pdf

EFTA02145737Set 10

8p1,904w

tops NUVA guidance better — KAI guidance light — MAKO earnings out Secondaries (announced/priced): PCG, MERU, BRKR, IM NA rights issue, INTU LN IPO's: esure Group plc (£50 million) thru

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145737.pdf

EFTA00433088Set 9

2011-06-034p1,259w

ELRC ups dividend - SAP private placement $750M - ALB to increase price SUSS $15M repurchase - BRKR cfo steps down - BXP stock offering program ROK increases dividend - MCRS awarded marketing patent - SNPS/STM

https://www.justice.gov/epstein/files/DataSet%209/EFTA00433088.pdf