Epstein Files Search

EFTA01289201Set 10

2017-12-01240p98,707w

Bads Market Pike Mutat Value alarms Animal Income Yield EQUITIES Common Stocks BROADCOM LTD SHSISINO SC999908823 Security Identifier: AVG° Dividend Option: Cash CUSP: Y09827119 09129/17 ... Maker Price dirket Value Genloss MaudIncome Yield EQUITIES (continued) Options {continued) CALL 100 BROADCOM LTD SHS Option Identifier 990A1111 *Mt $03999011023 E P 011346260 000 Underlying Security Identifier: AVG° OPTION ... area shod position 12/15/17 ' -20.000 10.5630 -21.126.51 4.6700 -9,340.00 11,786.51 CALL 130 BROADCOM LTD SHS Option Identifier: 990AM C2D7 ISINt S699990%823 CO 024.1341250.000 Underlying Security Identifier

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289201.pdf

EFTA01422040Set 10

2015-08-1211p5,461w

2/13/2018 SELL -40 AVGO 03162018 P 230 5.24125 PUT 100 BROADCOM LTDSHS ISIN#5G9999014823 EXP 03-16-18@230.000OPTION ROOT= AVGO 20965 120 0 6.49 2083 8.51 USD 2/13/2018 ... 2/13/2018 SELL -40 AVGO 03162018 C 240 11.90 CALL 100 BROADCOM LTD SHS EFTA01422041 ISIN#SG9999014823 EXP 03-16-18@240.000OPTION ROOT= AVGO ... EFTA01422043 1/25/2018 BUY 20 AVGO 02162018 C 260 3.06 CALL 100 BROADCOM LTD SHS ISIN#SG9999014823 EXP 02-16-18@260.OOOOPTION ROOT= AVGO -6120 60 0 6 -618 6 USD 1/25/2018 1/26/2018

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422040.pdf

EFTA02522523Set 11

2018-02-2111p2,239w

Rata: Wednesday, February 21 Excerpt from below... AT&T's merger drama (coned) — Broadcom'= new bid — More "unicorns" <http://link.axios.com/click/12311664.45376/aHR0cHM6Ly93d3cuYXhpb3=uY29tP3V0bV9zb3VyY2U9bmV3c2xIdHRIciZ1 dGlfbWVkaXVtPWVtYWIsMV0bV9jYW1wYWInbjamc3RyZWFtPXRvcClzdG9yaWVz/5841ec7f3f92a47b9bba9b41Bfb96cb 09> = View in browser chttp://link.axios.com/click/12311664.45376/aHROcHM6Ly93d3cuYXhpb3=uY29tL25Id3NsZXR0ZXJzl2F4aW9zLXBybyly YXFthLTgzNTJhYzISLTAyOTEtN0UzMC042jkx1T ... story0> The BFD chttps://images.axios.com/2HnM7aiOQYYJy7omu- xTxCKcu8Y=/0x234:38=5x2425/1920x1080/2018/02/21/1519226167688.jpg> Photo: George Rose/Getty Images Broadcom has adjusted its takeover offer for Qualcomm to $79 per share, d=wn from ... from the $110 it had offered. • Why it's the FWD: Broadcom and Qualcomm's takeover danc= has taken a dramatic turn for what should have been a boring transaction

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02522523.pdf

EFTA00877882Set 9

2018-02-2113p2,109w

overvalued" comes to mind... RP RE Jima _Okt_ The BFD Photo: George Rose/Getty Images Broadcom has adjusted its takeover offer for Qualcomm to $79 per share, down from ... from the $iio it had offered. • Why it's the BFD: Broadcom and Qualcomm's takeover dance has taken a dramatic turn for what should have been a boring transaction ... between two chip companies. • Bottom line: "Broadcom has long said its acquisition of the San Diego-based chipmaker is contingent on Qualcomm buying NXP at the previously agreed price, saving

https://www.justice.gov/epstein/files/DataSet%209/EFTA00877882.pdf

EFTA01433955Set 10

2017-12-111p446w

share(s) of AXL at 17.000000000 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 02-16-188250.000OPTION ROOT= AVGO AVGO 02162018 C 250 SELL ... AVGO 02162018 C 250 at 18.435000000 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISINISG99990 14823 EXP 01-19-18@260.000OPTION ROOT= AVGO AVGO 01192018 C 260 SELL ... CASH DIVIDEND RECEIVED 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 12-15-178260.000OPTION ROOT= AVGO AVGO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433955.pdf

EFTA01570018Set 10

2011-12-01162p16,949w

00206R-10-2 T BANK OF AMERICA CORP BB & T CORP BROADCOM CORP 060505-10-4 BAC 25.17 054937-10-7 BBT 29.36 CL A 111320-10-7 BRCM CHEVRON ... DOMINION RESOURCES INC VA @ 0.4925 PER SHARE (ID: 25746U-10-9) BROADCOM CORP CL A @ 0.09 PER SHARE AS OF 12/19/11 (ID: 111320-10-7) QUALCOMM INC @ 0.215 PER SHARE ... Basis Adj Description BANK OF AMERICA CORP COST BASIS ADJUSTMENT (ID: 060505-10-4) BROADCOM CORP CL A COST BASIS ADJUSTMENT (ID: 111320-10-7) ETFS METAL SECURITIES LTD ISIN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570018.pdf

EFTA01420334Set 10

2017-12-151p471w

TRANS. CCY) COMM. SALES CREDIT FEES ACTIVITY TRANS. CCY 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#SG99990 14823 EXP 02-16-18@250.0000PTION ROOT= AVGO AVGO ... AVGO 02162018 C 250 at 18.435000000 USD 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SHS ISIN#5G99990 14823 EXP 01-19-180260.0000PTION ROOT= AVGO AVGO 01192018 C 260 SELL ... 12/15/2017 12/15/2017 12/18/2017 CALL 100 BROADCOM LTD SUS ISIN#5G99990 14823 EXP 12-15-178260.0000PTION ROOT= AVGO AVGO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420334.pdf

EFTA01462408Set 10

2014-03-0274p15,877w

technology acquisitions. Some of the more encouraging words from our checks were reserved for Broadcom. Heading into the show, the company already had an LTE design win with their Renasas ... show floor, many indicated that the multi-mode solution was working well and that Broadcom would be announcing an upgraded version of their modem in the near- future (possibly ... systems Infosonics Corp Tessco Technologies Inc Distributors Qualcomm Inc Texas Instruments Inc Broadcom Corp Infineon Technologies Ag Stmicroelectronics Nv Marvell Technology Group Ltd Mediatek Inc EFTA01462446 Basebands Anadigics Inc Avago

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462408.pdf

EFTA00811897Set 9

2018-09-307p2,380w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 876.120 986,920 -15.173 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811897.pdf

EFTA00811927Set 9

2018-11-307p2,137w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 893,960 949,640 -52.453 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf

EFTA01446926Set 10

2014-03-021p643w

technology acquisitions. Some of the more encouraging words from our checks were reserved for Broadcom. Heading into the show, the company already had an LTE design win with their Renasas ... show floor, many indicated that the multi-mode solution was working well and that Broadcom would be announcing an upgraded version of their modem in the near-future (possibly

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01446926.pdf

EFTA00807456Set 9

2015-06-1013p4,518w

1/30/2018 13.00 10.79 -$44,300 9/29/17 BROADCOM LTD 2,000 (7,821) -150% 49% 485,729 $519,880 12/7/2017 242.86 259.94 $34.151 10(13/17 BROADCOM

https://www.justice.gov/epstein/files/DataSet%209/EFTA00807456.pdf

EFTA00811866Set 9

2018-08-319p2,586w

ALPS ETF Alerian MLP AMLP 3/9/18 50,000 547.000 • 0 Broadcom AVGO 4/17/18 4,000 1,002,093 887,080 876,120 -125,973 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811866.pdf

EFTA00806635Set 9

2017-12-3116p3,793w

ANSYS INC COM 200.00 16,179.93 147.59 29,518.00 1.18 % 0.00 % 0.00 BROADCOM LTD SHS 100.00 21.929.35 256.90 25,690.00 1.03 % 2.72 % 700.00 EFTA00806636 Avram Noam Chomsky IRA Rollover with ... APPLE INC COM 1,700.00 21,825.57 169.23 287,691.00 9.92% 1.49% 4,284.00 BROADCOM LTD SHS 125.00 28,084.26 256.90 32,112.50 1.11 % 2.72 % 875.00 CISCO

https://www.justice.gov/epstein/files/DataSet%209/EFTA00806635.pdf

EFTA01005884Set 9

2018-07-132p582w

ideas which I will send you over the weekend if that is OK. Re Broadcom: the stock is up $1.20 at $211.50. After the initial shock reaction of yesterday, there ... years. and your grade is an F. not one good move in many. . re broadcom. the crack happend in the morning. options were higher. no alternative presented. no analysis. , this

https://www.justice.gov/epstein/files/DataSet%209/EFTA01005884.pdf

EFTA00811912Set 9

2018-10-317p2,226w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002.093 986,920 893,960 -108,133 Broadcom AVGO 5/17/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811912.pdf

EFTA00811948Set 9

2019-01-317p2,042w

Southern Trust Co. - Equities (Interactive Brokers) Broadcom AVGO 4/17/18 4,000 1,002,093 1,017,120 - - Broadcom AVGO 5/17/18 4,000 1,000,000 1,017,120 - - Goklman Sachs

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811948.pdf

EFTA00811705Set 9

2018-04-3010p3,046w

Bought 10,000 QCOM @ 60 (600,412) IB - Bought 4000 Broadcom @ 250.52 (1,002,093) DB - Bought 1000 GOOG @ 1005 (1,004,634) IB - Bought 10,000 NXP Semi ... Alerian MLP 3/9/18 50,000 511,069 551,260 505,000 -6,069 Broadcom 4/17/18 4,000 1,002,093 917,680 -84,413 JD Corn Inc 3/6/18

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811705.pdf

EFTA01569880Set 10

2011-11-01138p14,308w

AUTOZONE INC 053332-10-2 AZO BANK OF AMERICA CORP BB & T CORP BROADCOM CORP ... Assets Receipt of Assets Receipt of Assets Receipt of Assets Receipt of Assets Description BROADCOM CORP CL A JPMORGAN CHASE BANK TRADE DATE 11/15/11 (ID: 111320-10-7) COGNIZANT TECHNOLOGY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569880.pdf

EFTA01005852Set 9

2018-07-122p247w

From: "jeffrey E." <jeevacation®gmail.com> To: Paul Barrett Subject: Re: Broadcom Date: Thu, 12 Jul 2018 20:59:51 +0000 Inline-Images: image002.jpg This happened this. MORNING ... Paul Barrett > wrote: Jeffrey We own 8000 shares of Broadcom (AVGO). They announced a surprise acquisition of Computer Associates (CA) last night. Stock dropped 13% today as the Street hates

https://www.justice.gov/epstein/files/DataSet%209/EFTA01005852.pdf