EFTA01406598Set 10
2018-03-3027p3,580w
Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
From: Zack Bunimovich
Date: Fri, 30 Mar 2018 12:53:31 -0400
To: Xavier Avila
Cc: Nina Tona
Martin ... DBAG.
From: Xavier Avila
Sent: Friday, March 30, 2018 12:34 PM
To: Zack Bunimovich
Cc: Nina Tona ; Martin Zeman a; Davide-
A Sferrazza ; Liam Osullivan
Subject: RE: Southern Financial ... with Parkwood, Nina?
Xavier Avila
Managing Director
Deutsche Bank Securities Inc
EFTA01406598
From: Zack Bunimovich
Date: Friday, Mar 30, 2018, 12:12
To: Xavier Avila
Subject: RE: Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406598.pdf
EFTA01406508Set 10
2018-03-3027p3,541w
From: Xavier Avila <
Date: Fri, 30 Mar 2018 12:34:12 -0400
To: Zack Bunimovich
Cc: Nina Tona
Martin Zeman
Davide-A Sferrazza
Liam Osullivan
Thanks Zack, good to know ... example with Parkwood, Nina?
Xavier Avila
Managing Director
Deutsche Bank Securities Inc
From: Zack Bunimovich
Date: Friday, Mar 30, 2018, 12:12
To: Xavier Avila
Subject: RE: Southern Financial ... From: Xavier Avila
Sent: Friday, March 30, 2018 12:02 PM
EFTA01406508
To: Zack Bunimovich ; Liam Osullivan
>; Nina Tona ; Martin Zeman
; Rita Shte nberg
Cc: Mathew Ne us ; Alastair
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406508.pdf
EFTA01406292Set 10
2018-03-3025p3,251w
From: Xavier Avila
Date: Fri 30 Mar 2018 12:02:17 -0400
To: Zack Bunimovich
Liam Osullivan
Nina Tona
Martin Zeman •
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide ... when
this is done.
Xavier Avila
Managing Director
Deutsche Bank Securities Inc
From: Zack Bunimovich
Date: Friday, Mar 30, 2018, 11:26
To: Liam Osullivan , Nina Tona
Xavier Avila , Martin ... Zack
From: Liam Osullivan
Sent: Friday, March 30, 2018 10:32 AM
To: Zack Bunimovich Nina Tona
Xavier Avila ; Martin Zeman ; Rita
Shteynberg
; Alastair Mackinla
Davide-A Sferrazza
Anthony Lentini
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406292.pdf
EFTA01412530Set 10
2018-03-2918p3,254w
board of
Sourhern Trust Co.
Thanks
Liam
Sent with BlackBerry Work
(www.blackberry.com)
From: Zack Bunimovich < =>
Date: Friday, Mar 30, 2018, 9:13 AM
To: Nina Tona , Xavier Avila Martin
Zeman ... Friday, March 30, 2018 10:32 AM
Zack Bunimovich; Nina Tona; Xavier Avila; Martin Zeman; Rita Shteynberg
Mathew Negus; Alastair Mackinlay; Davide-A Sferrazza; Anthony Lentini
RE: Southern Financial ... credit derivatives/convertible bonds
onboarding
[C] [I]
EFTA01412530
Southern Financial Operating Agreement.pdf
EFTA01412531
To: Zack Bunimovich < >; Xavier Avila
; Martin Zeman
; Rita Shteynber
Cc: Liam Osullivan ; Mathew Negus
Alastair Mackinlay
; Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412530.pdf
EFTA01406657Set 10
2018-03-3024p3,197w
Liam Osullivan <I~ >
Date: Fri, 30 Mar 2018 10:31:47 -0400
To: Zack Bunimovich
Nina Tona
Xavier Avila >,
Martin Zeman
Rita Shteynber
Cc: Mathew Negus
Alastair Mackinlay
Davide ... board of Sourhern Trust Co.
Thanks
Liam
Sent with BlackBerry Work
(www.blackberry.com)
From: Zack Bunimovich scat•
Date: Friday, Mar 30, 2018, 9:13 AM
To: Nina Tona , Xavier Avila < Martin ... Zack
From: Nina Tona
Sent: Thursday, March 29, 2018 11:23 AM
To: Zack Bunimovich ; Xavier Avila
; Martin Zeman ; Rita Shteynberg
Cc: Liam Osullivan >; Mathew Negus
; Alastair Mackinla
Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406657.pdf
EFTA01401926Set 10
2018-03-2926p3,481w
Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
From: Zack Bunimovich <
Date: Thu, 29 Mar 2018 12:57:48 -0400
To: Xavier Avila • >,
Nina Tona
Martin Zeman ... Xavier Avila
Sent: Thursday, March 29, 2018 12:34 PM
To: Nina Tona ; Zack Bunimovich •
Martin Zeman ; Rita Shte nber•
; Jitan Patel
Cc: Liam Osullivan -; Mathew Negus
; Alastair Mackinla •
Davide ... Organization
From: Nina Tona
Sent: Tuesday, March 27, 2018 6:02 PM
To: Zack Bunimovich >; Xavier Avila
; Martin Zeman ; Rita Shteynberg
; Jitan Patel
Cc: Liam Osullivan ; Mathew Ne us
; Alastair
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401926.pdf
EFTA01406559Set 10
2018-03-2925p3,398w
Avila <
Date: Thu, 29 Mar 2018 12:34:20 -0400
To: Nina Tona
Zack Bunimovich
Martin Zeman
Rita Shteynber
..litan Patel <
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide ... Organization
From: Nina Tona
Sent: Tuesday, March 27, 2018 6:02 PM
To: Zack Bunimovich ; Xavier Avila
>; Martin Zeman ; Rita Shteynberg
>; Jitan Patel
Cc: Liam Osullivan < ; Mathew Ne us
; Alastair ... reach out, not sure if they have responded.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 27, 2018 5:53 PM
To: Xavier Avila ; Martin Zeman
Rita Shteynber
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406559.pdf
EFTA01406921Set 10
2018-05-1819p2,262w
Subject: RE: Escalation: / Southern Financial
LLC [I]
From: Zack Bunimovich
Date: Fri, 18 Ma 2018 13:15:09 -0400
To: Nina Tona
ODC-Equities Account-Openin
Jesse-J Cruz ... Zack
From: Nina Tona
Sent: Friday, May 18 2018 1:02 PM
To: Zack Bunimovich ; ODC-Equities Account-0
Jesse-3 Cruz
Cc: ODC FixedlncomeRe oECM Martin Zeman
Subject ... binding
obligation on the part of DBSI or any of its affiliates.
From: Zack Bunimovich
Sent: Friday, May 18, 2018 12:49 PM
To: ODC-Equities Account-0 enin
Jesse
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406921.pdf
EFTA01400089Set 10
2018-03-2922p2,965w
From: Nina Tona <
Date: Thu, 29 Mar 2018 11:22:41 -0400
To: Zack Bunimovich
Xavier Avila
Martin Zeman
Rita Shteynberg
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide ... know what the
next step is.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 27, 2018 5:53 PM
To: Xavier Avila Martin Zeman
Rita Shteynber. Jitan Patel ... Xavier Avila
Sent: Tuesday, March 27, 2018 4:01 PM
To: Martin Zeman ; Zack Bunimovich
; Rita Shteynber. ; Jitan
Patel ; Nina Tona
Cc: Liam Osullivan Mathew Ne us
; Alastair Mackinla
Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400089.pdf
EFTA01402000Set 10
2018-03-2722p2,962w
From: Nina Tona <
Date: Tue, 27 Mar 2018 18:02:23 -0400
To: Zack Bunimovich
Xavier Avila
Martin Zeman
Rita Shteynber
titan Patel <
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay ... reach out, not sure if they have responded.
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 27, 2018 5:53 PM
To: Xavier Avila Martin Zeman
Rita Shteynber ... Xavier Avila
Sent: Tuesday, March 27, 2018 4:01 PM
To: Martin Zeman ; Zack Bunimovich
; Rita Shteynber' ; Jitan
Patel < ; Nina Tona >
Cc: Liam Osultivan ; Mathew Ne us
; Alastair Mackinla
Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402000.pdf
EFTA01406469Set 10
2018-03-2721p2,803w
Avila <
Date: Tue, 27 Mar 2018 16:00:44 -0400
To: Martin Zeman
Zack Bunimovich
Rita Shteynberg
..litan Patel
Nina Tona
Cc: Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide ... From: Martin Zeman < >
Date: Thursday, Mar 15, 2018, 13:08
To: Zack Bunimovich , Rita Shteynberg
, Nina Tona
Cc: Xavier Avila , Liam Osullivan
us <S, Alastair
Mackinlay < >, Davide-A Sferrazza
, Anthony ... Also, adding Nina Tona who I forgot to include on last email.
From: Zack Bunimovich
EFTA01406469
Sent: Thursday, March 15, 2018 12:29 PM
To: Martin Zeman ; Rita Shteynberg
Patel
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406469.pdf
EFTA01400124Set 10
2018-02-2621p2,782w
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Cc:
Davide-A Sferrazza
Classification: For internal use only
Hi Nina,
The clearing house is run by project mercury — the leads ... Sent: Monday, Februar 26, 2018 6:29 PM
To: Jitan Patel • ; Rita Shteynberg
Zack Bunimovich Lindsay
Robinson
Cc: ; Davide-A Sferrazza ‹ >
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL ... Sent: Monday, Februar 26, 2018 6:24 PM
To: Nina Tona ; Rita Shteynberg
Zack Bunimovich ; Lindsay Robinson
Cc: ; Davide-A Sferrazza <
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400124.pdf
EFTA01400010Set 10
2018-02-2620p2,551w
Jitan Patel <
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Cc:
Davide-A Sferrazza
Classification: For internal use only
Jitan,
I have not been included on any emails from Megha Arora regarding ... Sent: Monday, February 26, 2018 6:24 PM
To: Nina Tona ; Rita Shteynberg
Zack Bunimovich >; Lindsay Robinson
Cc: ; Davide-A Sferrazza
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL ... Tona
Sent: Monday, Februar 26, 2018 6:12 PM
To: Rita Shte nber Zack Bunimovich
; Jitan Patel ; Lindsay Robinson
Cc: ; Davide-A Sferrazza ‹ >
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400010.pdf
EFTA01400030Set 10
2018-03-1520p2,665w
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C]
From: Zack Bunimovich
Date: Thu, 15 Mar 2018 12:28:58 -0400
To: Martin Zeman
Rita Shteynber
Jitan ... Zack
From: Martin Zeman
Sent: Wednesday, March 14, 2018 5:09 PM
To: Zack Bunimovich ; Rita Shteynberg
Jitan Patel
Cc: Xavier Avila ; Liam Osullivan
; Mathew Negus < >; Alastair
Mackinla < >; Davide ... Martin
From: Nina Tona
Sent: Tuesday, March 13, 2018 11:41 AM
To: Zack Bunimovich Martin Zeman
; Xavier Avila
Cc: Rita Shte nber Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01400030.pdf
EFTA01401833Set 10
2018-03-1419p2,551w
From: Martin Zeman <
Date: Wed, 14 Mar 2018 17:08:50 -0400
To: Zack Bunimovich
Rita Shteynber
Jitan Patel
Cc: Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide ... Martin
From: Nina Tona
Sent: Tuesday, March 13, 2018 11:41 AM
To: Zack Bunimovich ; Martin Zeman
; Xavier Avila
Cc: Rita Shte nber ; Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide ... Financials June 2017" for latest financial
statements
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 13 2018 11:16 AM
To: Martin Zeman ; Xavier Avila
Cc: Nina Tona
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401833.pdf
EFTA01408713Set 10
2018-02-2620p2,450w
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Cc: cob-cst.ny@list.db.com,
Davide-A Sferrazza ‹ >
Classification: For internal use only
Hi Nina,
Megha Arora includes you on the approval process before ... Nina Tona
Sent: Monday, February 26, 2018 6:12 PM
To: Rita Shteynber. ; Zack Bunimovich
; Jitan Patel ; Lindsay Robinson
Cc: cob-cst.ny@list.db.com; Davide-A Sferrazza
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN ... Rita Shteynberg
Sent: Monday, February 26, 2018 5:48 PM
To: Nina Tona ; Zack Bunimovich
Jitan Patel ; Lindsay Robinson
Cc: cob-cst.ny@list.db.com; Davide-A Sferrazza
Subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408713.pdf
EFTA01401971Set 10
2018-03-1419p2,563w
EFTA01401971
Can you please help with the items that are NOT highlighted?
From: Zack Bunimovich
Sent: Tuesday, March 13, 2018 11:51 AM
To: Nina Tona ; Martin Zeman < >; Xavier
Avila ... Zack
From: Nina Tona
Sent: Tuesday, March 13, 2018 11:41 AM
To: Zack Bunimovich ; Martin Zeman
< >; Xavier Avila
Cc: Rita Shteynberg ; Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide ... Financials June 2017" for latest financial
statements
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 13, 2018 11:16 AM
To: Martin Zeman ; Xavier Avila
Cc: Nina Tona
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401971.pdf
EFTA01406753Set 10
2018-03-1919p2,572w
only
From: Martin Zeman
Sent: Wednesday, March 14, 2018 5:09 PM
To: Zack Bunimovich ; Rita Shteynberg
Jitan Patel >
Cc: Xavier Avila ; Liam Osullivan
; Mathew Ne us ; Alastair
Mackinla < ; Davide ... Martin
From: Nina Tona
Sent: Tuesday, March 13, 2018 11:41 AM
To: Zack Bunimovich ; Martin Zeman
; Xavier Avila
Cc: Rita Shte nber Mathew Negus
; Jitan Patel ; Alastair Mackinlay
; Davide ... Financials June 2017" for latest financial
statements
Thank you
Nina Tona
From: Zack Bunimovich
Sent: Tuesday, March 13, 2018 11:16 AM
To: Martin Zeman ; Xavier Avila
Cc: Nina Tona
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406753.pdf