Epstein Files Search

EFTA00284621Set 9

6p4,116w

Money Broker Cuslodian Fees Commission Tour Pool Street Currency Gomm Type MT 21332012 02912012 Buy OPEN OPENTABLE INC 5.000 48.3120 0.0125 201.622.50 INCE FIBS ... PerUnil NIT 21332012 021382012 Buy OPEN OPENTABLE INC 10.000 483118 0.0125 483243.00 NITA FIBS 000 125.03 125.00 0.00 0.00 USO PerUnd ANT 2932012 02982012 Buy OPEN OPENTABLE ... REDI 11500 000 106.25 106.25 0.00 0.00 USO %WM NIT 2333/2012 023302012 Buy GKK GRAMERCY CAP CORP 5200 2.7074 0.0125 14.415.47 NITA GSCO 000 66.25 6625 0.00 0.00 USO PerUnd

https://www.justice.gov/epstein/files/DataSet%209/EFTA00284621.pdf

EFTA00284673Set 9

2012-08-245p3,084w

MACO GSCO 0.00 1281.68 420.56 0.00 841.12 JPY BasisPort ANT 8,242012 011/29,2012 Buy OGIT OG FASTCHANNEL INC 6.620 10.0985 0.0125 66.934.82 MLCA IASCO ... PerUnil ANT 9242012 011/29,2012 Buy OGIT OG FASTCHANNEL INC 113.362 10.0505 0.0125 1.140.761.12 NITA IASCO 0.00 1.417.03 1.417.03 0.00 0.00 UW PerUnil ANT 9242012 011/29,2012 Buy OGIT ... REDI IASCO 16.43 218.75 218.75 0.00 0.00 UW PerUnil .....-............-......... ANT 8,242012 011/29,2012 Buy LTXC LTX CREDENCE CORP 6.200 59590 0.0125 36.403.30 NITA FIBS

https://www.justice.gov/epstein/files/DataSet%209/EFTA00284673.pdf

EFTA02029821Set 10

2020-10-1524p12,977w

Sector Sector Ticker Company Name Recommendation Analyst Name Page Mines AMR AMR Corp. Buy AMR 7.0% STranche 114 EETCs Mark Streeter 3 Automotive DAN Dana Holding Corp. Buy ... Sell TTMTIN 5.625% Sr. Notes due 2023 Eric Seale 5 Cable,SatelIte WOWFINFIN WideOpenWest Buy WOWFINFIN 13 318s '19 g $113.75.9.95% Mil Michael Pace 6 Chemicals MOMENT Idornentive Performance Materials ... Buy MOMENT 9.0% 2nd Lien Notes due 2021 Tarn Hamid 7 Chemicals TROX Tronox Sell TROX 6.375% Senor Unsecured Notes due 2020 Tare Hamod 8 Energy EDG Edgen Murray Corp

https://www.justice.gov/epstein/files/DataSet%2010/EFTA02029821.pdf

EFTA01552773Set 10

2003-01-3153p8,594w

Write Option Jan 8 Jan 8 Expired Opt Jan 8 Jan 10 Buy-Back Opt Jan 13 Jan 15 Purchase Opt Jan 13 Jan 15 Write Option ... Write Option Jan 13 Jan 15 Write Option Jan 14 Jan 16 Buy-Back Opt Jan 14 Jan 16 Buy-Back Opt Jan 14 Jan 16 Assign ... OPTION JAN 14, 2003 8 8.62 SPOT CURRENCY TRANSACTION SETTLEMENT OF ASSIGNED FX OPTION BUY ZAR SELL USD CHF PUT USD CALL FX EUROPEAN STYLE OPTION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01552773.pdf

EFTA01533185Set 10

2010-05-0199p9,383w

JPMORGAN CHASE BANK TRADE DATE 04/30/10 5/7 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.282200000 DEAL 05/05/10 VALUE 05/07/10 5/10 Spot FX SPOT CURRENCY TRANSACTION ... BUY BUY EUR SELL USD EXCHANGE RATE 1.269700000 DEAL 05/06/10 VALUE 05/10/10 545,250.000 692,303.92 (692,303.92) (13,000.000) (16,724.50) 16,668.60 1.000 EFTA01533220 30,000.000 Quantity Cost ... 5/31/10 INFLOWS & OUTFLOWS Settlement Date 5/10 Type Spot FX Description SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL USD EXCHANGE RATE 1.489500000 DEAL 05/06/10 VALUE 05/10/10 5/11 Corporate Interest CIT GROUP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01533185.pdf

EFTA01535951Set 10

2010-06-0194p8,672w

06/01/10 6/7 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL EUR EXCHANGE RATE 1.224200000 DEAL 06/03/10 VALUE 06/07/10 6/8 6/10 6/15 6/25 Domestic Dividend/Distribution Corporate Interest Corporate Interest Forward ... FLOATING RATE NOTE JUN 15 2011 DTD 03/15/2007 SETTLE FORWARD CURRENCY CONTRACT BUY USD SELL AUD CONTRACT RATE : 0.819017000 TRADE 5/20/10 VALUE 6/25/10 6/25 Forward FX Contract SETTLE FORWARD CURRENCY ... CONTRACT BUY CHF SELL USD CONTRACT RATE : 1.128396000 TRADE 6/15/10 VALUE 6/25/10 11,270,000.000 10,278,626.75 (9,987,628.34) EFTA01535984

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535951.pdf

EFTA01457553Set 10

2015-04-301p392w

price: General Dynamics (GD.N) (as of 4/29/2016) 160 00 Previous Recommendations 14 15 Strong Buy 140 00 Buy Market Perform 120 00 Underperform Not Rated Suspended Rating Current Recommenrlarion ... Buy Hold 60 00 - Sell Not Rated 4000 • Suspended Rating 'New Recommendation Structure 20 00 • as of September ... Piiat13 1. 07/26/2012: Buy, Target Price Change USD81.00 9. 02/18/2014: Buy, Target Price Change USD121.00 2. 10/25/2012: Buy. Target Price Change USD80.00 10. 04/137/2014: Buy, Target Price Change USD122.00

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01457553.pdf

EFTA01581854Set 10

2011-04-151p476w

TYPE: BOND SECURITY AML N 2.5 4/11 Norm 2.5%4/15/2011 144. 400 12588752 08/2605 BUY -540.230.00 1.0000 -540.230.00 1311267/ 03401/06 ... 09101/05 BUY -544.770.00 1.0000 -544.770.00 13112671 001106 SEL 694895.00 1.0000 696,895.00 151125.00 152,125.00 0.00 151125.00 -1.0110 -L085 ... SECURITY B 3.75 8/25 144A- BARNES GROUP INC 3.75%8/1/2 -9 12499158 07/27/05 BUY -9.000.00 1.0000 -9.000.00 13074760 02/16

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581854.pdf

EFTA00796512Set 9

2017-05-0314p10,174w

Apple Inc. Bank of America "sic * Merrill Lynch More controversies than expected, but reiterate Buy ahead of iPhone 8 cycle Reiterate Rating: BUY I P0: 155.00 USD 1 Price ... traction in services including App Store, content, Music. Apple Pay, etc. Research Analyst Reiterate Buy. IALPF8/5 • 1 646 855 3854 vramsimohan@banlcorn Gross margins and ASP puts and takes Ruplu ... Change 27.9% .7.7% 8.2% 16.1% 12.2% We rate Apple a Buy on potential upside from 1) Gross Profit 94,201 85,032 90,741 104,646 114,912 Continued long

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796512.pdf

EFTA00201075Set 9

2007-12-1057p11,924w

CHANGE SINCE LAST STATEMENT -143.176 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza row ant Ottawa, a rooroaig ... various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold: S = Sell (this may not always correspond directly to the underlying rating system used ... CHANGE SINCE LAST STATEMENT -109.662 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Fuze food oaf clIbronoo a nonrocag

https://www.justice.gov/epstein/files/DataSet%209/EFTA00201075.pdf

EFTA01583042Set 10

2013-10-011p271w

Description Cost Amount Foreign Exchange - Outflows 10/22 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL 3,000,000.000 (2,823,450.00) USD CONTRACT RATE : 0.941150000 TRADE 10/14/13 ... VALUE 10/22/13 (ID: OAUDPR-AA-8) 10/22 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY NZD SELL 2,000,000.000 (1,657,780.00) USD CONTRACT RATE : 0.828890000 TRADE 10/14/13 ... VALUE 10/22./13 (ID: ONZDPR-AA-5) 10/22 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL 2,00=0.000 (1,933,400.00) USD EXCHANGE RATE .966700000 DEAL 10/18/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01583042.pdf

EFTA01500338Set 10

2013-10-011p251w

Value Gain/Loss USD Foreign Exchange - Inflows 10/8 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL (1,863,750.000) 1,891,299.88 USD CONTRACT RATE : 0.931875000 TRADE 9/27/13 ... VALUE 10/08/13 (ID: OAUDPR-AA-8) 10/15 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL (1,178,875.000) 1,178,875.00 USD EXCHANGE RATE .941500000 DEAL 10110/13 ... VALUE 10/15/13 (ID: OAUDPR-AA-8) 10/16 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY AUD SELL (2,838,480.000) 2,838,480.00 USD EXCHANGE RATE .946160000 DEAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500338.pdf

EFTA00200645Set 9

86p15,621w

Elgin Res Pored There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza coon oaf drtoronn a roofocelot ol tees ... flay Tlis Portal There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. P1050 rood ant delbronoo a *animate of Chid ... Equity Thls Patel There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Roza repati oaf Orterortoo a nooroceirt of Mocks

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200645.pdf

EFTA00356382Set 9

2014-12-184p1,522w

dilute out a bit due to liquidity, and DEWY might not be able to buy any, but everything else I like here. Of course no clue what happens next year ... Sold them at 5. No point in holding on for so small. Will buy back if gets to 4 Thanks for heads up. Need a massive margin of safety since ... financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented

https://www.justice.gov/epstein/files/DataSet%209/EFTA00356382.pdf

EFTA00402020Set 9

2012-11-096p1,838w

Import Price Index @ 8:30am, Michigan Confidence @ 9:55am, Wholesale Inventories @ 10am*** • Priceline.com to buy Kayak $1.8B ($40-shr cash/stock) = 29% premium to yesterdays close • Disney Q4 profit inline ... after sales & business bookings fell well short of ests • Richard Schulze bid for Best Buy may be for less than original offer of $24-26/share (Reuters) EFTA00402020 • Richemont ... misses estimates but full-year guidance looks better (trading +2.0%) • Diageo to buy 53.4% stake in India's United Spirits Ltd. for $2.04 billion (trading +0.56°/0) • Moody

https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf

EFTA01583002Set 10

2013-11-011p219w

Selection Method Description Coat Amount Foreign Exchange - Outflows 11/5 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY GBP SELL 2,000,000.000 (3,196,000.00) USD EXCHANGE RATE 1.558000000 DEAL 11/01/13 ... 11/05(13 (ID: OGBPPR-AA-9) 11/8 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY NZD SELL 2,000,000.000 (1,656,000.00) USD CONTRACT RATE : 0.828000000 TRADE 10/25/13 ... VALUE 11/08/13 (ID: ONZDPR-AA-5) 11/8 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY AUD SELL 2,000,000.000 (1,915,080.00) USD CONTRACT RATE : 0.957540000 TRADE 10/25/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01583002.pdf

EFTA00788475Set 9

2017-07-2429p16,328w

gnfAhleff 11t)n,h(iibYRef"..-sol rvermoilities Research What we like right now IX Buy 6M ATM EURSEK straddles: We see a number of key events for the rest ... announcement of a new Riksbark Governor. EUR?SEK vol looks cheap on our metrics. Buy EURAJSO out spreads: near.temi headwits for EUFL1JSD are moulting: the Fed remains hawkish & p3sitioring ... trade are further deieriorat& in US data and Fed officials turning more dovish. Buy teionth 102/107 USCUPY out spreads: the upside for USD is likely fmited until there is greater

https://www.justice.gov/epstein/files/DataSet%209/EFTA00788475.pdf

EFTA01358066Set 10

2015-06-101p248w

Viacom VIAB $66.71 $67.40 Buy $85 $85 Baidu BIDU $201.56 $204.92 Buy $239 5239 Alibaba BABA $90.78 $88.32 Buy $104 $102 From: Jeffrey E. [maillo:legyagebon@gmalcom] Sent: Wednesday, June ... Target @ Target @ 6/1/15 Close 6/10/15 Research Rating 6/1/15 6/10/15 (GMR) Retrophin RTRX $31.85 $31.90 Buy $52 $55 Orexigen Therapeutics OREX $4.91 $4.51 No Coverage Akorn Inc. AKRX $46.25 $46.23 Buy ... Dish Networks DISH $72.07 $72.78 Buy 105 INR 105 INR Pioneer Natural Resources PXD $149.77 $150.00 Hold $182 $175 EOG Resources Inc. EOG $88.76 $90.04 Buy $101 $101 General Dynamics

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358066.pdf

EFTA00596761Set 9

2016-03-017p4,556w

banking, extension of credit. investment services and in.estment banking. Morgan Stanley sells to and buys from customers the seaxitiesfinstruments of companies covered in Morgan Stanley Research on a principal basis ... Rated a Undenveight (see &tritons below). Morgan Stanley dohs not assign ratings of Buy, Hold a Sell to the stocks we cos. Crameight. Equal-weight. Not-Rated and Underweight ... equivalent of buy, hold and sell. livastas should carefdly read the defiritions of all ratings used in Morgan Staley Research. In addition, since Morgan Stanley Research contains more complete information

https://www.justice.gov/epstein/files/DataSet%209/EFTA00596761.pdf

EFTA01538219Set 10

2010-09-0171p6,848w

SWAP RESET PAYMENT AS OF 08/04/10 8/6 Forward FX Contract SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL USD CONTRACT RATE : 1.043270000 TRADE 5/06/10 VALUE 8/06/10 8/10 8/17 Corporate Interest Receipt ... UNWIND - REF # 5170412 AS OF 08/18/10 8/26 Forward FX Contract SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL USD CONTRACT RATE : 1.038310000 TRADE 7/23/10 VALUE 8/26/10 8/26 Free Delivery INTEREST RATE ... 30/360 SWAP UNWIND - REF # 5168074 - UNWIND ACCRUED 8/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CAD EXCHANGE RATE 1.064800000 DEAL 08/25/10 VALUE 08/26/10 Total Inflows & Outflows

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538219.pdf