EFTA01837281Set 10
2011-04-0139p7,468w
iefleii t)
SECURITY OFFICER REPORT
TIME am/pm DESCRIPTION OF ACTIVITIES
,,g(r) ON DUTY C r .0 —t -)77,4- -er .-07-? 4 cif? /77- ... 2efra ?
61 O/5 j fr
17arl,•i i) , t;6 , , r e":gC fe7 C . , 0"7 -71 1: -CO.Ar, a h==.
(on ,fri7/ 171or ... iere mere4e. Ce
deerfr . - -- c/, ;- fl , /7
.O/4O ,--!ni.edien.f-d;--e:.-:1refi e - c/rryo cri eirte7L.e el/clor-
z, /30 tPer/7/7a /e- ect.4,aeff,6
OgoO /Ale,nair--v-- AIWy
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01837281.pdf
EFTA01425285Set 10
2019-06-265p643w
EFTA01425286
D .00
D 250,474.71
D 250,373.97
D .00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C ... C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 10,000,000.00
C 10,000,000.00
C ... C 5,000,000.00
C 2,500,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C 1,000,000.00
C
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425285.pdf
EFTA01353261Set 10
2019-01-171p418w
MARA WAGNER D .00
LEAH KUBIS D .00
CRW 2007 LLC C 1,000,000.00
CRW 2007 LLC C 1,000,000.00
GEW 2007 LLC C ... C 1,000,000.00
TODD R. AND KAREN A. WANEK JTWROS C 20,000,000.00
TODD R. AND KAREN A. WANEK JTWROS C 2,500,000.00
TODD R. AND KAREN ... WANEK JTWROS C 1,000,000.00
SHARI WAGNER 2014 GRAT C 5,000,000.00
SHARI WAGNER 2014 GRAT C 1,000,000.00
SHARI WAGNER 2014 GRAT C
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353261.pdf
EFTA01410631Set 10
2015-02-1826p2,758w
From: Vahe Stepanian
Date: Wed, 18 Feb 2015 13:49:33 -0500
To: Prabhuling-C Kottalagi
Cc: Sanjay Mehta
Sowmya-D R
Kumar Sambhav
Daniel Sabba
Classification: For internal ... three
when available?
We will send to the client all at once.
From: Prabhuling-C Kottalagi
Sent: Wednesday, February 18, 2015 1:47 PM
To: Vahe Stepanian
Cc: Sanjay Mehta ... revised confirmation for 618176-1-0-0.
Regards
{cid:1 =EABBF747DFC5E8AB8f9e8a93df9386909@db.com}
EFTA01410631
Prabhuling-C Kottalagi
DBOI Global Services Private Limited
Derivative Documentation
Velankani Tech Park, Bangalore, India
Tel.
Email
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410631.pdf
EFTA01308511Set 10
2006-09-2012p2,320w
PHONE NUMBER
SUSPECrs NAME / D.0 B. ADDRESS City EV PHONE NUMBER
!! 1”A1
_
- c ..7 CS biEtLis p6 .,23-R,
Atom. SUSPECT / D.O.B. ADDRESS Snot dy 47 PHONE NUMBER
SPECIAL ... QUANTITY VALVE DESCRIPTION
, • Ir ..
,I ra "I- A :‘ i
M t
' I- 'Ns ..i c PVT ( . ' -
TOTAL PACKAGE WEIGHT
I hereby acknowkafoo Mal the above IN roommates MI property taken ... City)
Description of Item(s): Lc, Ltd.-LAli t A L. LA %- -. c\-, , .., 1 „, .i- 2 ,,di
...3
)LbA,, tj,„ \\., “ S y „.„, \-„ A „t c- -2Luos
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01308511.pdf
EFTA01379141Set 10
2019-02-251p451w
ZERO AND NEGATIVE BALANCES
ACCT M NAME CAT BALANCE OD AMOUNT
CRW 2007 LLC C 1,000,000.00
CRW 2007 LLC C 1,000,000.00
CRw 2007 LLC C ... C 1,000,000.00
GEW 2007 LLC C 1,000,000.00
GEw 2007 LLC C 1,000,000.00
TODD R. AND KAREN A. WANEK JTWROS C 20,000,000.00
TODD ... KAREN A. WANEK JTWROS C 5,000,000.00
TODD R. AND KAREN A. WANEK JTWROS C 2,500,000.00
TODD R. AND KAREN A. WANEK JTWROS C
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379141.pdf
EFTA01406598Set 10
2018-03-3027p3,580w
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
From: Zack Bunimovich
Date: Fri, 30 Mar 2018 12:53:31 -0400
To: Xavier Avila
Cc: Nina ... Sferrazza ; Liam Osullivan
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Thanks Zack, good to know on GED DBSI, I will speak to the Equities ... Xavier Avila
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible
bonds onboarding [C] [I]
Classification: For internal use only
Hey — are you looking for GED out of DBAG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406598.pdf
EFTA01383946Set 10
2019-02-121p519w
MARINA LANDING HOLDINGS, LLC D .00
88006940 CRW 2007 LLC C 1,000,000.00
88006940 CRW 2007 LLC C 1,000,000.00
88006940 CRW 2007 LLC C ... C 1,000,000.00
88006959 GEW 2007 LLC C 1,000,000.00
88006959 GEW 2007 LLC C 1,000,000.00
88006991 TODD R. AND KAREN A. WANEK JTWROS C ... TODD R. AND KAREN A. WANEK JTWROS C 5,000,000.00
88006991 TODD R. AND KAREN A. WANEK )TWROS C 2,500,000.00
88006991 TODD R. AND KAREN A. WANEK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383946.pdf
EFTA01387463Set 10
2015-06-171p355w
Daniel Sabba • Ariane Dwyer • Paul Morris
Stewart oldfield I I; Richard Kahn
Subject: C Preferreds ISCI
Classification: Strictly Confidential
Jeffrey - as you may recall, you currently hold the following Citi ... Preferreds in The Haze Trust:
Quantity Ticker Price` YTC
1) 79,000 C pfd K (6.875%) $26.75 5.91%
2) 200,000 C pfd C (5.8%) $24.90 6.33%
Our trading desk ... which we wanted to point out to you.
Consider swapping out of your $25par C pfd K, and into the $1,000par C 5.95% (cusip: 172967044) for the following
reasons
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387463.pdf
EFTA01297082Set 10
2017-07-1143p15,935w
Alen(please see attached)
O Hit
No Information Found
III. Negai is c Nleclia
Ms O Yes 0 No
. No Information Found
Not Required IV. Non-Ncimi i%c \ Ieska ... EFTA_00170501
EFTA01297082
Page 2
OFAC RESULTS
RDC:
11604604 No. Match
. GCIS a c.,.„,,.UNITED Date of
Birth•
Found 00000499664 Erika Kellerhals STATES
I
PCR:
C20170738204806 Erika Kellerhals ... contra-equity,
fraudulently. ownership, intent to hinder, direct evidence, unauthorized
COUNSEL: fl i Bernard C. Pattie, Law Offices of Barnard Pattie P.C., St. Croix, USVI;
Fred Stevens, Yann Geron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297082.pdf
EFTA01403241Set 10
2014-10-2914p1,248w
Subject: Trade Report 10/29/14 [C]
From: Tazia Smith a>
Date: Wed, 29 Oct 2014 16:34:36 -0400
To: jeffrey E. <jeevacation@gmail.com>
Cc: Daniel Sabba
Paul Morris
Richard Kahn
Stewart ... Oldfield
Vahe Stepanian
Classification: Confidential
Jeffrey -
Today you executed the following:
B 150,967 C at $24.2528
This completes your position of 200,000 shares (24.20 avg cost, 6% yield ... Stewart
Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/-
dbcom@DBAMERICAS
Date: 10/29/2014 01:16
PM
Subject: Re:
[C]
Classification: Confidential
Jeffrey - Thus far you have bought 72,700 shares of Citi
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403241.pdf
EFTA01659462Set 10
2021-03-2924p5,128w
undressed, and/or being present for sex acts involving the minor
victim and Epstein.
c. MAXWELL'S presence during minor victims'
interactions with Epstein, including interactions where the
minor victim ... estate in Palm Beach, Florida owned by
Epstein (the "Palm Beach Residence").
c. A ranch in Santa Fe, New Mexico owned by
Epstein (the "New Mexico Residence").
d. MAXWELL ... masturbated, and touch the victim's genitals
with his hands or with sex toys.
c. In connection with each sexual encounter,
Epstein or one of his employees or associates, including
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01659462.pdf
EFTA01595091Set 10
2013-04-177p1,758w
Stibiecr. TEF - :7.17:
:b..E
.:r hz4i. Yie
i cc ns ' !lini ..;
:C! r
2'42 7.51eg liNg1116:50U11-1ERN FIIMICIP-.L. 13411 6./13
EFTA01595091
IYGN CL :ifgr ... ae.J 1-ervie
Su Ijpct.: 2o!..itncil
efc, 7.;13200C
.1. jCA: trU C I I I r; - LLC -
Apr•18.2013 09.16 AM JPYlcrgan 30Z-6-34 4/9
JanetE. Young ... Vice Preskilent Private Bank' J.P. Morgan j NVLS ID 4 832072
- :730 Marto!' C-tristiana Ra-ad,
DE /9713
oar
Alternate
I; -v i-.1.
contacts:
3
from Sylvester, Vichael
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01595091.pdf
EFTA02052157Set 10
2016-05-1938p6,930w
recommend that y,
Service providers are not employees
act on behalf of Concierge Company c
provider acknowledges that Concierg
the service provider used by the Card
claims relating to services ... procs
failure to deliver on the terms of any c
provider and not against Concierge C
shall not be liable for loss, damage, or
service provider
Content is provided ... providers are not employees
EFTA_R1_00591796
EFTA02052163
act on behalf of Concierge Company c
provider acknowledges that Concierg
the service provider used by the Card
claims relating to services
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02052157.pdf
EFTA01422293Set 10
2015-02-053p324w
Subject: RE: Reinsurance deal [C]
From: Stewart Oldfield ‹ >
Date: Thu, 05 Feb 2015 15:54:08 -0500
To: Ariane Dwyer ‹ >
Classification: Confidential
Yes, Sharon Cornwell.
From: Ariane Dwyer
Sent: Thursday ... February 05, 2015 3:43 PM
To: Stewart Oldfield
Subject: RE: Reinsurance deal [C]
Classification: Confidential
Just sent all of them except for Dart. Is the decision maker's name ... Thursday, February 05, 2015 3:33 PM
To: Ariane Dwyer
Subject: Re: Reinsurance deal [C]
Classification: Confidential
Yes, that would be great. Thanks
From: Ariane Dwyer
Sent: Thursday, February
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422293.pdf
EFTA01404417Set 10
2013-11-015p750w
Classification: For internal use only
OK, I am sure he meant to write C Corporation instead of 'Sched C'. I can get
a new one but can this please ... Darren K. Indyke PLLC (I]
Classification: For internal use only
Hi Amanda,
Schedule C is not the correct tax classification. It has to be either C
Corporation, S Corporation ... found a W-9 (attached) which has LLC checked off and refers to
Schedule C which is filed out by a Sole Proprietor,
(attachment "Darren K. Indyke PLLC W-9.pdf" deleted
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404417.pdf
TODD R WANEK 2015 GRAT TRUST FOR C 100,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 2,500,000.00
RONALD & JOYCE WANEK IRREVOCABLE DYNA C 1,000,000.00
ASHLEY HOLDINGS ... C 50,000,000.00
ASHLEY HOLDINGS INC C 50,000,000.00
ASHLEY HOLDINGS INC C 50,000,000.00
ASHLEY HOLDINGS INC C 25,000,000.00
If need help please contact
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381942.pdf
players
1,000
Cis '
. ,,
/— : . I
SOF,...
II
tikk
b t.
il
Nil
ri
:), Cl c> fr.:, ,1
• Low barriers to entry
• Smaller deals ... riii
>50 players
• Very competitive ? O O O C r ' 14. O o
O o o o ris
O .%. O
c el
c; Q C: P,
c c
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392568.pdf