Epstein Files Search

EFTA00645672Set 9

2015-06-172p413w

Consider swapping out of your $25par C pfd K, and into the $1,000par C 5.95% (cusip: 172967JM4) for the following reasons: • C 5.95% is currently trading ... Pick up —38bps • Take out —10 points • Stay in same name/credit/part of cap structure • C 5.95% is a $2 billion issue that is typically more liquid than $25 preferreds • Note ... C pfd K has a 3mL+413 bps float beginning 11/15/23, while C 5.95% will float at 3mL+390.5 bps beginning 5/15/25 We also want to point out that

https://www.justice.gov/epstein/files/DataSet%209/EFTA00645672.pdf

EFTA01387463Set 10

2015-06-171p355w

Consider swapping out of your $25par C pfd K, and into the $1,000par C 5.95% (cusip: 172967044) for the following reasons: • C 5.95% is currently trading ... Pick up —38bps • Take out —10 points • Stay in same name/credit/part of cap structure • C 5.95% is a $2 billion issue that is typically more liquid than $25 preferreds • Note ... C pfd K has a 3mL+413 bps float beginning 11/15/23, while C 5.95% will float at 3mL+390.5 bps beginning 5/15/25 We also want to point out that

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387463.pdf

EFTA00642759Set 9

2015-06-182p508w

Consider swapping out of your $25par C pfd K, and into the $1,000par C 5.95% (cusip: 172967JM4) for the following reasons: • C 5.95% is currently trading ... 38bps • Take out —10 points • Stay in same name/credit/part of cap structure EFTA00642759 • C 5.95% is a $2 billion issue that is typically more liquid than $25 preferreds • Note: C ... float beginning 11/15/23, while C 5.95% will float at 3mL+390.5 bps beginning 5/15/25 We also want to point out that you can swap out of the $25par C

https://www.justice.gov/epstein/files/DataSet%209/EFTA00642759.pdf

EFTA01386329Set 10

2015-11-171p389w

Floats Notes C 6.125 11/15/20 1001/4-100% 6.007 6.095 + 447.8 MKt 5x2 C 5.95 N 08/15/20 981/4-99 6.318 6.041 + 409.5 C 5.95 01/30/23 97%-98% 6.365 6.095 +407 C 5.95 05/15/25

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386329.pdf

EFTA00840385Set 9

2015-11-184p1,424w

Floats Notes EFTA00840386 C 6.125 11/15/20 100%-100% 6.036 6.102 + 447.8 MKt 3MM C 5.95 N 08/15/20 98%-99% 6.288 6.033 + 409.5 C 5.95 01/30/23 ... C 5.95 05/15/25 95%-9534 6.651 6.255 + 390.5 Mkt 3x2 C 5.90 02/15/23 97%-98% 6.312 6.044 + 423 C 5.875 03/27/20 9834-9834 6.373 5.987 + 405.9 Mkt 3MM C

https://www.justice.gov/epstein/files/DataSet%209/EFTA00840385.pdf

EFTA01378140Set 10

2019-11-151p466w

Floats Notes C 6.125 11/15/20 100%-100% 6.007 6.095 + 447.8 MKt 5x2 C 5.95 N 08/15/20 98%-99 6.318 6.041 + 409.5 C 5.95 01/30/23 97%-98% 6.365 6.095 +407 C

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378140.pdf

EFTA01399926Set 10

2015-11-1810p1,376w

Floats Notes C 6.125 11/15/20 10011-1003 / 4 6.007 6.095 + 447.8 MKt 5x2 C 5.95 N 08/15/20 9811-99 6.318 6.041 + 409.5 C 5.95 01/30/23 ... C 5.95 05/15/25 951 / 2-956 6.651 6.255 + 390.5 Mkt 3x2 C 5.90 02/15/23 9A-981 6.312 6.044 + 423 C 5.875 03/27/20

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399926.pdf

EFTA01424858Set 10

2015-11-179p1,326w

Floats Notes C 6.125 11/15/20 10011-1003 / 4 6.007 6.095 + 447.8 MKt 5x2 C 5.95 N 08/15/20 9811-99 6.318 6.041 + 409.5 C 5.95 01/30/23 ... C 5.95 05/15/25 951 / 2-95g 6.651 6.255 + 390.5 Mkt 3x2 C 5.90 02/15/23 9A-981 6.312 6.044 + 423 C 5.875 03/27/20

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424858.pdf

EFTA01380743Set 10

2020-01-271p661w

Floats Notes C 6.125 11/15/20 100%-100% 6.036 6.102 + 447.8 MKt 3MM C 5.95 N 08/15/20 98%-991/1 6.288 6.033 + 409.5 C 5.95 01/30/23

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380743.pdf

EFTA01207024Set 9

2015-08-063p723w

Kahn >, Paul Morris Cc: Daniel Sabba >, Ariane Dwyer Classification: Confidential Per our conversation: EFTA01207024 C 5.95 12/29/49 • • Page 11/11 Description: Bond 99 Notes r rrSetnnlys 21) Bond Description 22/ Issuer ... work today. I will follow up with a phone call. Thank you, Vahe C 5.95 12/29/49 Con axle liti Description: Bond 9g Notes in 21) Bond Description 2D Issuer,- --otion

https://www.justice.gov/epstein/files/DataSet%209/EFTA01207024.pdf

EFTA01207027Set 9

2015-08-064p841w

Daniel Sabba ekt•:iane Dwyer , Amanda Kirby Classification: Confidential Per our conversation: EFTA01207027 C 5.95 12/29/49 Corp e„ 94 Notes 9s Bu 96) Sea 21) Bond Description 23 Issuer Descrl ... work today. I will follow up with a phone call. Thank you, Vahe EFTA01207028 C 5.95 12 29/49 • • Page 1/11 I Tf ti011113011 94Notes 12 951 Bu. 21) Bond Description

https://www.justice.gov/epstein/files/DataSet%209/EFTA01207027.pdf

EFTA01380744Set 10

2015-11-171p349w

C 5.95 05/15/25 95%4-95% 6.651 6.255 + 390.5 Mkt 3x2 C 5.90 02/15/23 97%-98% 6.312 6.044 +423 C 5.875 03/27/20

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380744.pdf

EFTA01458031Set 10

2015-08-051p273w

C 5.95 12/29/49 Co • Page WI Description: Bond 9.0 Notes fftStRTIMY 4 11 Issuer Description Issuer Information Bond Into Name CITIGROUP INC ID Number 0V4534300 4AdiRltrdo Industry Diversified Banks CUSIP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458031.pdf

EFTA01367704Set 10

2015-08-061p294w

work today. I will follow up with a phone call. Thank you, Vahe C 5.95 12/29/49 Cor. 1/ i1 Description: Bond 98 Notes r naPW, 2I1 IssuerDeamiption Information identifiers

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01367704.pdf

EFTA00648633Set 9

2015-10-262p1,107w

Perp 99.750 Ba2 / BB+ 3/17/2025 £13 3m1+389.8bps 7.10 Yes /Yes Financial 172967IM4 C 5.95 Perp 96.875 Bat / BB+ 5/15/2025 £39 3m1+390.5bps 7.02 Yes/Yes Financial Source: Bloomberg

https://www.justice.gov/epstein/files/DataSet%209/EFTA00648633.pdf

EFTA01458029Set 10

2015-08-061p305w

work today. I will follow up with a phone call. Thank you, Vahe C 5.95 12/29/49 Car' Pgvie VII Description: Band 9.(i Notes ID Bond Description 22,1 'Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01458029.pdf

EFTA00842456Set 9

2015-10-264p1,211w

060505EN0 Perp 99.750 Ba2 / BB+ 3/17/2025 6.13 3mL+389.8bps 7.10 Yes/Yes Financial C 5.95 172967JM4 Perp 96.875 Ba2 / BB+ 5/15/2025 6.39 3mL+390.5bps 7.02 Yes/Yes Financial Source: Bloomberg

https://www.justice.gov/epstein/files/DataSet%209/EFTA00842456.pdf

EFTA02348982Set 11

2015-10-2611p1,260w

3/17/2025 = 6.13 3mL+389.8b=s = 7.10 Yes / Ye= Financial 1729671M4 C 5.95 Perp 96.875 Bat / BB+ 5/15/2025 = 6.39 3mL+390.5b=s = 7.02 Yes / Ye= 8 EFTA

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348982.pdf