EFTA01700759Set 10
2007-09-07100p30,552w
notwithstanding the rules governing registered persons, and will be
y the applicant in the capa the approval of such agency, fully qualified ter the
aw. This hem has communicated city ... securities or comm n for registration in an
odities exchange or y capa
examination, the ap
proximate date taken SECO? If yes, state belowcity with the
and with what regulator
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01700759.pdf
EFTA00233878Set 9
2007-10-25120p23,156w
iv(2_40- 7 d crro),A RI,- #0 _,,,,v1),0
EFTA00233878
U.S. Department of
https://www.justice.gov/epstein/files/DataSet%209/EFTA00233878.pdf