EFTA01462408Set 10
2014-03-0274p15,877w
CIEN (see our separate preview note), neutral but
constructive on RKUS
(cable traction), CAVM (small cells), PSMI (CMOS PA performance) ADNC
(Motion Q),
slightly more cautious on CSCO (SP execution ... BRCD-US Oct Hold $ 9.57 $ 9.71 5.25$
BSFT-US Dec Hold $ 30.01 37.47 $ 22.18
CAVM-USDec Hold $ 42.13 42.77 $ 29.60
$ 24.57 27.67 $ 14.32
$ 24.22
$
$
$
LIEN-US Oct Buy
COMM-USDec ... Hold 20.51$
BBRY-USFeb Hold 10.00$
$
BRCD-USOct Hold 9.57
BSFT-USDec Hold 30.01$
CAVM-USDec Hold 42.13$
LIEN-US Oct Buy 24.57$
COMM-USDec Buy 24.22$
CSCO-USJuly Hold
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462408.pdf
EFTA02167989Set 10
2012-05-298p2,736w
PETD, RRC, WLL, RCKB, RYL, NCMI,
DCT, TRNO, ANSS, CAVM, DSGX, HITT, MCHP. MLNX, POWI, SAPE, VLTR
• Invitation is attached //Please email to register
Market Perspectives w/ Jim Grant — Baltimore
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02167989.pdf
EFTA00433088Set 9
2011-06-034p1,259w
MOLX, N, STRI,
X, XLNX, EQIX, SNY
Shareholder Meetings: WMT, EXPR, SD, GRMN, SFSF, CAVM
Equity/Mixed Shelfs: BSS, CSII ($75M)
Other Newspaper Articles & Stories
Barron's positive: United Online (UNTD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433088.pdf
EFTA00407451Set 9
2012-08-016p2,004w
ALEX, ALGT, ANIK, APL, ARTC, ASI, ATNI, ATW, AXTI, BALT, BMR, BMRN, CAR, CARB, CAVM, CBEY,
CBM, CCO, CENT, CHMT, CIS, CKEC, CNQR, CSU, CT, CVI, CYBE, DAIO, DVR, DXPE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00410886Set 9
2012-06-206p1,776w
London)
Analyst/Investor Days: FRX, EQIX, HOT
Non-Deal Roadshows: ABT, ALEX, ALTE, ARLP, BPFH, CAVM, CCK, CJES, DHI, DRC, EE, ENS, FLR,
GHM, GLUU, HIG, JWN, KTOS, LKQ, MCRS, MEOH
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410886.pdf
EFTA00386261Set 9
2013-07-319p3,206w
ATML, ATW, AUY, AXLL, AXTI, BALT, BGC, BJRI, BLMN, BRKR, BSAC,
BVSN, CADX, CATM, CAVM, CBEY, CBL, CBT, CHDN, CJES, CNL, CNOR, CNW, CODE, COHU, CRAY, CRL, CTIC,
CTRP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA00380436Set 9
2013-10-308p2,669w
ARII, ARRS, ATML, ATR, ATX, AVNW, AXS, AXTI, BBSI, BOOM, BYI, CACC, CAR,
CARB, CAVM, CCG, CHDN, CHUY, CJES, CNL, CNW, COHR, COHU, CROX, XSCD, CSII, CTHR, CTIC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA02093112Set 10
2014-10-158p2,249w
initiates RCPT (buy) and adds MNST/NKE to Conviction
Buy List
JMP upgrades CAVM, Key downgrades THS, ISI initiates NBR (buy), MS downgrades INTC
• Piper upgrades UNFI, Raja upgrades DIOD (strong
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf