Epstein Files Search

EFTA01282044Set 10

2013-10-1626p8,907w

Need to done to make 2 new KYCs ONSHORE APPROVALS Cent Facing Professional (CFP): Paul Morris ;Signature) 10/3/2013 Paul Morris Office Director/Sunness Head: Bean M. Biggar ;Signature) 10/4/2013 Sean ... Jacgue_ne lightboly 10/11/2013 Janice Franklin Janice Franklin 11/1/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) ;GMTH)/Sub-Market Team Head ;SMTH ... professionally serve the interests ofits clients. To do so, Client Facing Professionals1(1) (CFP's) should establish andmaintain business relationships only with persons who swish, our high standards of suitability

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282044.pdf

EFTA01295568Set 10

2015-02-1713p3,193w

Case Comments NO records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) 2/13/2015 Paul Morns Office Director/Business Head: Kimberly Hart (Signature) 2/13/2015 Kimberly Hart Regional Office Director ... Gwen Hill 2/24/2015 Yoonsun Chung Yoonsun Chung 2/24/2015 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) ilTM)/Sub-Market Team Head rSf4TH ... professionally serve the interests of its clients. To do so, Client Facing Professionals)(I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295568.pdf

EFTA01252886Set 9

2013-10-1625p8,873w

page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) 2124/2014 Paul Moms Office Diredor/Busness Head: Brian M. Beggar (Signatt.re) 2./24/2014 ... Janice Frarildin 3/14/2014 Jacqueline Lighttody Jacqueline Lightbcdy 3/14/2014 LATAN/INTERNATIONAL APPROVALS Client Fadng Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Sqrature) (GMTH)/SubMarket Team Head SMTH : AML Business ... professionally serve the interests of its clients. To do so, Client Facing Professionals)(I) (CFP is) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%209/EFTA01252886.pdf

EFTA01282246Set 10

2017-03-0718p6,387w

material changes confirmation "erred' attached ri the case ONSHORE APPROVALS Client Faring Professional (CFP): Stewart Oldfiekl (Signature) 9/28/2018 Stewart Otidfield Office Director/Busness Head: Andrew F Gallivan (Signature) 9/28/2018 Andrew ... Timpone Sandra Timpone 10/15/2018 Gwen Hill Gwen Hill 10/15/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professions (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub.Market Team Head (SMTH ... professionally serve the interests of its clients. To do so, Client Facing ProfessionalsI(I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282246.pdf

EFTA01282092Set 10

2015-02-1818p6,141w

Source of Wealth for Jeffrey Epstein is attached. ONSHORE APPROVALS Client Facing Professional (CFP): stewart oldf,eld (Signature) 7/5/2017 stewat cedfield Office Director/Busness Head: Andrew F Gatvan (Signature) 7/6/2017 Andrew ... Gdani 8116)2017 Yoonsun Chung Yoonsun Chung 8116)2017 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub•Market Team Head ISMIH ... professionally serve the interests of its clients. To do so, Client Facing Professionals)(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282092.pdf

EFTA01294937Set 10

2013-10-1614p3,679w

page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) 2/24/2014 Paul Morris Office Director/Business Head: Brian M. Biggar ;Signature) 2/24/2014 Brian ... Janice Franklin 3/14/2019 Jacqueline Lightbody Jacqueline Lightbody 3/14/2014 LATAM /INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manages: (Signature) Global Market Team Head (Signature) (GHTH)/Sub-Market Team Head (SMTH ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP'N) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01294937.pdf

EFTA00168803Set 9

2014-11-1912p3,160w

Case Comments No records to display. ONSHORE APPROVALS Client Facing Professorial (CFP): Paul Morris (Signature) 11/14/2014 Paul Morris Office Director/Business Head: Kimberly Hart (Signature) 11/17/2014 Kimberly Hart Regional Office Director ... Signature) Meksa Venegas Hells] Venegas 12/2/2014 AML Compliance: (Signature) LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager (Signature) Global Market Team Head (Signature) (GMTH)/Sub-Market Team Head (SMTH ... professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who swish, our high standards

https://www.justice.gov/epstein/files/DataSet%209/EFTA00168803.pdf

EFTA01417448Set 10

2019-07-1544p5,856w

Print M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Paul Morris Kimberly Hart (Signature) Paul ... Yoonsun Chung Gwen Hill (Signature) Yoonsun Chung Gwen Hill LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/SubMarket Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417448.pdf

EFTA01282225Set 10

2017-03-0721p7,027w

names searched to be on any sanctions as. ONSHORE APPROVALS cent Facing fig/L....lona' (CFP): Stewart Oldfield ;Signature) 10/15/2018 Stewart Wield Office Drector/Busness Head: Andrew F Gallivan (Signature) 101150018 Andrew ... Corbel! Richard Cottrell 10/26/2018 Gwen Hill Gwen Hal 10/26/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professanal (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub-Market Team Head (SMTH ... professionally serve the interests ofits clients. To do so, Client Facing Professionals1(1) (CFP's) should establish andmaintain business relationships only with persons who swish, our high standards of SDNY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282225.pdf

EFTA01399304Set 10

2018-04-2762p10,071w

attached to the KYC and covers the current alert. ONSHORE APPROVALS Client Facing Professional (CFP): Josie Alonso Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Eva Pace (Signature ... Page 35 of 35 Dimitra Manley Dimitra Manley 12/4/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399304.pdf

EFTA01428442Set 10

2013-08-1935p4,631w

Print M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013 Paul ... 7/18/2013 AML Compliance: Janice Franklin (Signature) Janice Franklin 8/21/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/SubMarket Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428442.pdf

EFTA01282080Set 10

2014-11-1912p3,210w

Case Comments No records to display. ONSHORE APPROVALS Client Facing Professions (CFP): Pall Mark (Signature) 11/14/2014 Paul Monis Office Directorffiusinins Head: Kimberly Hat (Signature) 11/17/2014 Kimberly Hart Regional Office Diener ... Melisa Veneges Melisa Venegas 12/2/2014 MIL Canpliance: (Signature) I LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signatve) (GMIH)/Sub-Market Team Head ... professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282080.pdf

EFTA01399182Set 10

2017-03-0772p10,430w

material changes confirmation "email" attached in the case. ONSHORE APPROVALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Stewart Oldfield Steven Mattus (Signature) Stewart ... 9/6/2018 AML Compliance: Kshitij Golani (Signature) Kshitij Golani 9/25/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399182.pdf

EFTA01417404Set 10

2019-07-1544p5,934w

Print M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Paul Morris Brian M. Biggar (Signature ... Jacqueline Lightbody Andrew Kisz (Signature) Jacqueline Lightbody Andrew Kisz LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/SubMarket Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417404.pdf

EFTA01298930Set 10

2017-03-0727p8,662w

material changes confirmation "email" attached in the case ONSHORE APPROVALS Client Facing Professional (CFP): Bradley &lin (Signature) 10/5/2018 Bradley Gillin Office Director/Business Head: Andrew F Gallivan (Signature) 10/9/2018 Andrew ... Signature) AML Compliance: (Signature) Dimitra Manley Dimitra Manley 11/19/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) SDNY_GM_00064348 littps://dbforcepb.my.salesforce.c fmstwviErEmopAti 30000000D9Di&... 11/19/2018 CONFIDENTIAL - PURSUANT ... professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who swish our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298930.pdf

EFTA01436214Set 10

2017-03-0771p10,071w

material changes confirmation "email" attached in the case. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfield Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Steven Mattus (Signature) Stewart ... EFTA01436282 AML Compliance: Kshitij Golani (Signature) Kshitij Golani 9/25/2018 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436214.pdf

EFTA01434940Set 10

2015-02-1825p2,937w

Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris Office Director/Business Head: Regional Office Director: AML Business Risk: (Signature) Kimberly Hart (Signature) Paul Morris (Signature ... Chung (Signature) G. Hill o/b/o M. Crawford Yoonsun Chung LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434940.pdf

EFTA01417521Set 10

2019-07-1572p10,141w

added as parties with DOB, SSN/Passport #s, address & IDs ONSHORE APPROVALS Client Facing Professional (CFP): Office Director/Business Head: Regional Office Director: AML Business Risk: EFTA01417590 (Signature) Chuck Walker Steven Mattus ... Kshitij Golani Yoonsun Chung (Signature) Kshitij Golani Yoonsun Chung LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): Account Manager: Global Market Team Head (GMTH)/SubMarket Team Head (SMTH): AML Business Risk: (Signature ... professionally serve the interests of its clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417521.pdf

EFTA01298740Set 10

2017-03-0723p7,101w

names searched to be on any sanctions lists. ONSHORE APPROVALS Client Facing Professional (CFP): Stewart Oldfiekl (Signature) 10/15/2018 Stewart Oldfield Office Director/Business Head: Andrew F Gallivan (Signature) 10/15/2018 Andrew ... Richard Cottrell 10/26/2018 Gwen Hill Gwen Hill 10/26/2018 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub-Market Team Head ISMTH ... professionally serve the interests of its clients. To do so, Client Facing Professionalsl(l) (CFP's) should establish and maintain business relationships only with persons who swish our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01298740.pdf

EFTA01282195Set 10

2017-03-0730p9,837w

which proves that the entry S currently n existence. ONSHORE APPROVALS Dent Facing Proftslonal (CFP): Stewart Oldfeld (Signattre) 9/26/2018 Stewart Oldfleld Office Director/Business Head: Steven Mattis (Signattre) W27/2018 Steven ... Signature) AML Compliance: (Signature) KshiO) Golani KShei) Golan, 10/17/2018 LATAM/INTERNATIONAL APPROVALS CieM Eating Professional (CFP): (S.;na:ure) Account Manager: (Signature) Global Market Team Head (GM1H)/Suti- (Sgnature) Market ... professionally serve the interests of its clients. To do so, Client Facing Professionals!(1) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282195.pdf