EFTA01462926Set 10
2014-04-256p1,574w
accordance
with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC
Segregation Regime"). In the attached Schedule we have identified one or
more institutions as an acceptable ... notice; and
Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation
Regime.
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party ... custodial agreement that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462926.pdf
EFTA01471503Set 10
2014-01-069p1,578w
accordance with the
requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached
Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471503.pdf
EFTA01471483Set 10
2014-01-069p1,582w
accordance with the
requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached
Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
require IM Segregation in accordance with the CFTC Segregation Regime,
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471483.pdf
EFTA01471392Set 10
2014-05-056p1,121w
note that elections to segregate
margin in accordance with CFTC Regulations 23.702 and 23.703 ("CFTC
Segregation") require segregation with a separate legal entity pursuant to
agreements that comply with ... specific requirements of the regulations.
Some of the contractual terms required in connection with CFTC Segregation
have not commonly been used in segregation arrangements. As an election for
CFTC Segregation ... made before the relevant
compliance date, after such compliance date), market participants electing
CFTC Segregation will need to establish compliant segregation arrangements,
and those with existing arrangements will likely need
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471392.pdf
accordance with the requirements set forth in CFTC rules 23.702 and 23.703
(the "CFTC Segregation Regime"). Unless you wish to change the election you previously made (or were deemed ... time by delivering written notice to us.
If you elect to require the CFTC Segregation Regime, certain documentation, including a tri-party custodial agreement
that meets the requirements ... CFTC Segregation Regime, must be put in place. Choosing this election might
prevent us from entering into new CFTC-regulated uncleared swaps with you until such documentation is in place.2
https://www.justice.gov/epstein/files/DataSet%209/EFTA00642746.pdf
accordance with the requirements set forth in CFTC rules 23.702 and 23.703
(the "CFTC Segregation Regime"). Unless you wish to change the election you previously made (or were deemed ... time by delivering written notice to us.
If you elect to require the CFTC Segregation Regime, certain documentation, including a tri-party custodial agreement
that meets the requirements ... CFTC Segregation Regime, must be put in place. Choosing this election might
prevent us from entering into new CFTC-regulated uncleared swaps with you until such documentation is in place.2
https://www.justice.gov/epstein/files/DataSet%209/EFTA00590660.pdf
EFTA01455956Set 10
2014-04-251p469w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterpart)) chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455956.pdf
EFTA01455974Set 10
2014-04-251p470w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterpart)) chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455974.pdf
EFTA01448086Set 10
2014-04-251p468w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448086.pdf
EFTA01448100Set 10
2014-04-251p468w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448100.pdf
EFTA01455979Set 10
2014-04-251p470w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterparty chooses this first election, certain documentation.
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455979.pdf
EFTA01448104Set 10
2014-04-251p468w
accordance with the requirements set forth in CFTC
rules 23.702 and 23.703 (the "CFTC Segregation Regime"). In the attached Schedule we have
identified one or more institutions as an acceptable ... Counterparty's election to either:
• require IM Segregation in accordance with the CFTC Segregation Regime.
Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement ... that meets the requirements of the
CFTC Segregation Regime, must be put in place. After the Compliance Date,
choosing this election may prevent us from entering into new Uncleared Swaps
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448104.pdf
EFTA01047648Set 9
2018-05-312p679w
From: DeAWM-WM DerivativeDoes ,. >
To: DeAWM-WM DerivativeDoes
Subject: CFTC Segregation of Initial Margin - Annual Notification 2017-2018
Date: Thu, 31 May 2018 22:19:46 +0000
Inline-Images: image001.png ... accordance with the requirements set forth in CFTC rules 23.702 and 23.703(the "CFTC
Segregation Regime"). Unless you wish to change the election you previously made (or were deemed ... time by delivering written notice to us.
If you elect to require the CFTC Segregation Regime, certain documentation, including a tri-party custodial agreement that
meets the requirements
https://www.justice.gov/epstein/files/DataSet%209/EFTA01047648.pdf
Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-pony ... custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into ... place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Counterparty isfree to
make or retain other
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455958.pdf
Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-pony ... custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into ... place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Counterparty isfree to
make or retain other
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455977.pdf
Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-party ... custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into ... place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Counterparty is free to
make or retain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455982.pdf
Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-party ... custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into ... place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Counterparty is free to
make or retain
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455962.pdf
Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-party ... custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into ... place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Co:Interparty is free to
make
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448088.pdf