EFTA00390873Set 9
2013-05-078p2,555w
open, Consumer Credit @ 3pm, SALT Conference begins in Las Vegas (link) '••
"*BMC, CA, CHRW, DIS, DVA, EA, MCK, MDLZ, MRO, SYMC, TRIP, WFM, WMB, Z #'s post close*"
• First Solar ... TRGT, TW, UFCS, UNT, VPG, VSI,
WPC, WRES, XEC
Reporting Post-Close: BMC, CA, CHRW, DIS, DVA, EA, MCK, MDLZ, MRO, SYMC, TRIP, WFM, WMB, ACAD, ACTS,
AEZS, AMRE, ANDE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA02121449Set 10
2013-11-208p1,904w
downgrades HPY, BMO initiates RNF (mp) & cuts DKS, Key initiates CPSI (hold), DB cuts
CHRW
• Opco downgrades BA, Bernstein upgrades COG, Stephens initiates CRI (ow) & PLCE (ew)
• Buckingham initiates DNKN ... Growth (NYC), MS Consumer (NYC), UBS Tech (Sausalito)
Analyst/Investor Days: TRP, PVA, TEL, UAL, CHRW, ENOC, NFG, ATMI, HCLP, GDOT, NQ,
AMGN
Non-Deal Roadshows: ABTL, ACLS, ATVI
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121449.pdf
EFTA02114961Set 10
2014-02-048p2,280w
DLPH, ETN, GCI, IP, KORS, R, SIRI, XYL pre-open'"
***AFL, BWLD, CERN, CHRW, DV, EQR, GILD, MAC, UNM #'s after the close"'
EFTA_R1_00740436
EFTA02114961
• Yum! Brands profit ... SYNL, TDG, TECH, UDR,
VSH, WDR
Reporting Post-Close: AFL, AMP, CERN, CHRW, EQR, GAS, GILD, GNW, MAC, UNM, ACLS,
AEC, ARWR, ATO, ATW, AXS, BIRT, BSAC, BWLD, CBL, CENT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114961.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
EXPD, HCN, HSIC, ICE, TAP, DISH, KORS, STWD, VSI #'s pre-open***
***CF, CHRW, CSC, DIS, DVA, EOG, FSLR, MRO, NU, PLT, Z earnings after close"'
• American Eagle Outfitters slashed ... TREX, TRGT, UFCS, VIAS, VITC, VPG, VSI, WILC, WMC,
WPC
Reporting Post-Close: CF, CHRW, CSC, DIS, DVA, EOG, FSLR, MRO, NUAN, ACAD, AFAM, AGII,
ALCO, ALDW, AU, AMRE, AMTG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA00433604Set 9
2011-05-254p1,352w
Deal Roadshows: ADPI, AGN, ALLT, ALTH, ALTR, APC, APEI, AUTH, CALL, CAP, CSR, CHRW,
DNDN, ECTE, EGOV, ERJ, EW, FPO, GDI, HK, HPQ, IFT, IMGN, IXYS, MAPP, MAR, MEAS, MINI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433604.pdf
EFTA00433192Set 9
2011-05-315p1,376w
Sterne Agee Cornerstone of Industry (Chicago)
Analyst/Investor Days: N/A
Non-Deal Roadshows: AERL, CHRW, CQB, CRI, CRNT, MIG, MXIM, RNST, SMCI, UMBF, WB, WG
EFTA00433193
Shareholder Meetings: ESV, MICC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433192.pdf
EFTA02139472Set 10
2013-05-098p2,231w
HUBG, LRY, MANT, NOR, RGEN, WAT,
AVA, EQY, EE, LSI, TAHO, TC, ADVS, STN, CHRW, CTWS, MDXG, DYAX, OSTK, TESO, AZK,
DNN, ATML, ONCY, SSRI, AMRS, IVAC, MCOX, CBG
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02120846Set 10
2013-11-199p2,186w
Lazard Healthcare (NYC), MS Consumer (Sausalito)
Analyst/Investor Days: NOK1V FH, TRP, PVA, TEL, UAL, CHRW, ENOC, NFG, ATMI, GDOT, NQ,
AMGN
Non-Deal Roadshows: ABTL, ACLS, ATVI, BA, BGC, BRKL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120846.pdf
EFTA02106578Set 10
2014-04-298p2,307w
UTHR, VAC, WDR,
WRLD, WWW
EFTA_R1_00722827
EFTA02106581
Reporting Post-Close: AFL, BXP, CHRW, DNB, EBAY, EIX, ESRX, FISV, GAS, GNW, MAC, MAR,
O1, STX, TE, VRSK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00386142Set 9
2013-08-057p1,862w
EXPD, FE, FOSL, HAR,
HCN, INCE, IFF, LINTA, TAP, THC, CHRW, DIS, FSLR, MRO, NUAN)
EFTA00386146
Wednesday: Consumer Credit, MBA Mortgage Applications, Earnings (DUK, DVN, GOLD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386142.pdf
EFTA00390785Set 9
2013-05-097p2,239w
HUBG, LRY, MANT, NOR, RGEN, WAT, AVA, EQY, EE, LSI, TAHO, TC,ADVS, STN, CHRW, CTWS,
MDXG, DYAX, OSTK, TESO, AZK, DNN, ATML, ONCY, SSRI, AMRS, IVAC, MCOX, CBG
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf